DFX Intelligence
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Firm absorbed
3 advisors left H••••• C••••••••• I••• for C••••••• P•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James J Hatton | Phoenix, Az | Jan 3, 2022 | Feb 14, 2022 |
| Tigran Sarkis Unciano | Phoenix, Az | Jan 3, 2022 | Feb 4, 2022 |
| Tovin James Mcgovern | Phoenix, Az | Jan 3, 2022 | Feb 14, 2022 |
The rule
- Registrations ended
- Jan 3, 2022
- Registered next
- Feb 4, 2022 to Feb 14, 2022
- Branch state
- AZ
- Cities
- 1, most in Phoenix, Az
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape