DFX Intelligence
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Firm absorbed
3 advisors left H•• F•••••••• S•••••••• P••• for C••••••••• W••••• M•••••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Erika Swick Allen | Seattle, Wa | Jan 31, 2025 | Jan 21, 2025 |
| James B. Claypool | Seattle, Wa | Jan 31, 2025 | Jan 21, 2025 |
| James Dayton Guard | Seattle, Wa | Jan 31, 2025 | Jan 21, 2025 |
The rule
- Registrations ended
- Jan 31, 2025
- Registered next
- Jan 21, 2025
- Branch state
- WA
- Cities
- 1, most in Seattle, Wa
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape