DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Coldstream Wealth Management

Independent wealth managerBellevue, WashingtonCRD 108805SEC 801-39379website IAPD

Legal name Coldstream Capital Management Inc

Latest filing Aug 19, 2026

First filing on the tape Mar 27, 2012 · 69 filings

SEC status approved since Jul 23, 1991

RAUM

$14B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

87%

$12B individuals and HNW

Advisors

139

registered through the firm on IAPD

RAUM per advisor

$100M

derived; firm RAUM over IAPD count

Employees

207

166 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

69 filings and snapshots on the tape

RAUM$14B as of Aug 19, 2026

Mar 27, 2012$1.1B then

HNW client RAUM$11B as of Aug 19, 2026

Mar 29, 2018$2.2B then

State-registered IARs (5.B.3)131 as of Aug 19, 2026

Apr 1, 201320 then

Employees (5.A)207 as of Aug 19, 2026

Apr 1, 201331 then

Private funds1 as of Aug 19, 2026

Mar 27, 20121 then

RAUM +33% over the last fiscal year+29% a year over threeIARs 101 to 131offices 7 to 9

Practice profile

derived from the filing of Aug 19, 2026; every figure names its basis

Archetypes, each a printed rule

Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)

RAUM per advisor: $100MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 30derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.7MderivedHNW RAUM over HNW clients
Average account: $3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 13.9derived10 offices incl. principal (1.F.5)
RAUM growth, one year: +33%derivedbetween the last two annual amendments
Advisor growth, one year: +30%derivedItem 5.B.3 between annual amendments
Client growth, one year: +20%derived
Compensation: percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Financial planning clients: 1,500reportedItem 5.H
Custody: $7.5B, 2,802 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$11B81%
Corporations and businesses$1.1B7.9%
Individuals$775M5.6%
Charitable organizations$589M4.2%
Pension and profit-sharing plans$133M1.0%

Individual clients: 1,806reported
HNW clients: 2,393reported
Pension plan clients: 17reported
Charitable clients: 39reported
Accounts: 4,386reported
Financial planning clients: 1,500reported
Wrap fee programs: noreported
Custody of client assets: $7.5B for 2,802 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.87 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=13.0derived

Advisors registered through the firm

139 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Kevin Michael Fitzwilson	Incline Village, Nv	Dec 28, 2001	31 y	0
Roger Clifford Reynolds	Bellevue, Wa	Dec 28, 2001	30 y	0
James Matthew Walsh	Bellevue, Wa	Oct 9, 2006	23 y	1
Vincent Tat On LeeCertified Financial Planner, Personal Financial Specialist	Bellevue, Wa	Nov 26, 2007	18 y	0
Detlef Schrempf	Bellevue, Wa	Jan 11, 2008	26 y	0
Richard Allen MerrifieldCertified Financial Planner	Bellevue, Wa	Jan 24, 2011	20 y	2
Joe Louis CervantesCertified Financial Planner	Bellevue, Wa	Jan 24, 2011	29 y	2
Howard Alan Coleman	Bellevue, Wa	Sep 1, 2011	15 y	0
Darren David RitchieChartered Financial Analyst	Bellevue, Wa	Apr 19, 2012	15 y	0
Hilary May Clark	Bellevue, Wa	Sep 14, 2012	18 y	0
Christopher Patrick Blakeslee	Bellevue, Wa	Oct 4, 2012	14 y	0
Kurt Michael Biederman	Bellevue, Wa	Dec 20, 2012	13 y	0
David Edwin PowersChartered Financial Analyst	Bellevue, Wa	Dec 3, 2014	15 y	3
Alexandra Fitts Lambert	Bellevue, Wa	Dec 9, 2015	22 y	3
Elaina Kirsten ShemetaCertified Financial Planner	Bellevue, Wa	Dec 9, 2015	20 y	2
Garrett Gordon Dean	Bellevue, Wa	Jan 13, 2016	11 y	1
Voneen Camille BrightCertified Financial Planner	Bellevue, Wa	May 10, 2016	32 y	4
Rachel R MccrackenChartered Financial Analyst	Bellevue, Wa	Jul 5, 2017	16 y	1
Rebecca Sue WilcoxChartered Financial Analyst	Bellevue, Wa	Jul 5, 2017	30 y	1
Evan Edward Fisher	Bellevue, Wa	Sep 10, 2018	15 y	1
Davis Alexander Karaica	Bellevue, Wa	Nov 12, 2018	13 y	0
Patrick William Corcorran	Bellevue, Wa	Dec 7, 2018	15 y	2
Frances Young Lee	Bellevue, Wa	May 29, 2019	12 y	2
Colby Chance StirratCertified Financial Planner	Bellevue, Wa	Jan 13, 2020	11 y	1
Tristan Robert Mohn	Bellevue, Wa	Jun 8, 2020	15 y	0
Daniels Petera Dels VoyteshonockCertified Financial Planner	Bellevue, Wa	Aug 6, 2020	12 y	3
Michelle Lynn Decaire	Bellevue, Wa	Sep 14, 2020	19 y	0
Thomas Charles Ovendale	Bellevue, Wa	Nov 27, 2020	34 y	1
David Gordon Roberts	Bellevue, Wa	Nov 27, 2020	38 y	2
Ian Brooks CurtissCertified Financial Planner, Chartered Financial Analyst	Bellevue, Wa	May 27, 2021	12 y	2
Gunnar Martin IldhusoChartered Financial Analyst	Bellevue, Wa	Jun 10, 2021	11 y	1
David Bertram BigelowCertified Financial Planner	Mercer Island, Wa	Jun 23, 2021	10 y	1
Eric Martin Schuehle	Mercer Island, Wa	Jun 24, 2021	32 y	6
Heather Lee KesslerCertified Financial Planner	Bellevue, Wa	Jun 24, 2021	16 y	1
Kyle Berkley LarsonCertified Financial Planner	Bellevue, Wa	Jun 24, 2021	12 y	1
Katherine M Berntson	Mercer Island, Wa	Jun 24, 2021	18 y	1
Noel Sanchez	Mercer Island, Wa	Jun 24, 2021	13 y	1
Joshua E Harris	Bellevue, Wa	Jun 24, 2021	25 y	2
David Kenneth McintoshCertified Financial Planner	Bellevue, Wa	Jun 24, 2021	12 y	2
Anne Marie StonichCertified Financial Planner	Mercer Island, Wa	Jun 24, 2021	25 y	2

All 139 advisors at Coldstream Wealth Management

Advisor movement

0 left, 16 joined in 12 months

net +16 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount8 left over 36 months

Left, latest

Alisoune Lee to RBC Capital Markets, LLC
Jun 2, 2025 · RIA to affiliated broker-dealer or bank
Jewels Agustin Oliquiano to Range Advisory, LLC
Jan 6, 2025 · RIA to RIA
Wesley Burroughs to Snider Financial Group
Sep 20, 2024 · RIA to RIA
Jaime Johnson to Charles Schwab & Co., Inc.
Aug 7, 2024 · RIA to affiliated broker-dealer or bank
Christopher Allen Holt to Creative Planning
Aug 7, 2024 · RIA to RIA
Colleen R. Pedey to Fidelity Personal And Workplace Advisors
Jul 23, 2024 · RIA to affiliated broker-dealer or bank
Aaron Tucker to Schwab Wealth Advisory, Inc.
Nov 3, 2023 · Other
Henry Evans Wurst to Garde Capital, Inc.
Oct 26, 2023 · RIA to RIA
Philip Thomas Platt to Bordeaux Wealth Advisors
May 10, 2023 · RIA to RIA
Georgia Ann Maloy to Paul R. Ried Financial Group, LLC
Feb 3, 2023 · RIA to RIA
Brander Lee Richmond to Fulcrum Capital, LLC
Aug 31, 2022 · RIA to RIA
Jason Michael Thonssen to Ballast Rock Private Wealth
Aug 30, 2022 · RIA to a newly registered adviser
Kelsey Elizabeth Lichttenegger to Badgley Phelps Wealth Managers
Aug 4, 2022 · RIA to RIA
Claudina Elizebeth Campbell to Willow Grove Advisors, LLC
Jun 8, 2022 · RIA to RIA
Nina Jeanne Rose to Advice And Planning Services
May 2, 2022 · RIA to affiliated broker-dealer or bank

Joined, latest

Megan Cable Hannah from Emerald Advisors, LLC
Aug 25, 2026 · RIA to RIA
Matthew Thomas Gray from Nectarine
Jun 1, 2026 · Other
John Gross from Ameriprise Financial Services, LLC
Jun 1, 2026 · Affiliated broker-dealer or bank to independent RIA
Trevor Dean Scambray from LPL Enterprise, LLC
May 26, 2026 · Affiliated broker-dealer or bank to independent RIA
Keely Renae Suratt from Fisher Investments
Mar 25, 2026 · RIA to RIA
Anthony Higgins from Avantax Planning Partners, Inc.
Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
Lindsay Diana Hessel from Icon Financial Services LLC
Feb 27, 2026 · RIA to RIA
Julia N Marzella from Morgan Stanley
Jan 14, 2026 · Wirehouse to independent RIA
Kimberly Sue Rosenberg from Rosenbaum Financial
Jan 1, 2026 · RIA to RIA
Shelby Ann Desiervo from Cable Hill Partners, LLC
Jan 1, 2026 · RIA to RIA
Christopher James Mcrae from Cable Hill Partners, LLC
Jan 1, 2026 · RIA to RIA
Bryan Paul Shipley from Arnerich Massena, Inc.
Jan 1, 2026 · RIA to RIA
Meredith Appell Stewart from Cable Hill Partners, LLC
Jan 1, 2026 · RIA to RIA
Krista Marie Charlton from Ascent Capital
Dec 23, 2025 · RIA to RIA
Kendall Bate Acheson from Cable Hill Partners, LLC
Dec 19, 2025 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

17 joined from Cable Hill Partners, LLC
Jun 17, 2025 · Portland, Or · Firm absorbed
3 joined from Hbc Financial Services, Pllc
Jan 31, 2025 · Seattle, Wa · Firm absorbed
7 joined from Arnerich Massena, Inc.
Aug 29, 2024 · Portland, Or · Firm absorbed
3 joined from Eagle Strategies LLC
Oct 3, 2023 · Kirkland, Wa
5 joined from Rosenbaum Financial
Mar 31, 2022 · Portland, Or · Firm absorbed
9 joined from Paracle Advisors LLC
Jun 23, 2021 · Mercer Island, Wa · Firm absorbed
7 joined from Coldstream Wealth Management
Dec 31, 2020 · Bellevue, Wa · Firm absorbed
2 joined from George R. Pierce & Associates, LLC
Aug 8, 2016 · Seattle, Wa

Teams out Teams in

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Ascent Capital Fund III LLC	Real Estate Fund	$152M	285	Mar 30, 2016
Ascent Capital Fund II LLCno longer reported	Real Estate Fund	$30.0M	123	Mar 31, 2015
Ascent Capital Fund II LLCno longer reported	Real Estate Fund	$28.1M	97	Sep 21, 2012
Coldstream Alternative Strategies Fund LPno longer reported	Hedge Fund	$168,623	10	Mar 27, 2012

Owners and control persons

Schedule A and B, latest filing

Michael Kevin Fitzwilson · Chief Executive Boardcontrol
since 10/1997 · owns 10% to 25%
Alan Matthew Sonnen · Chief Operating Officercontrol
since 05/2023 · owns less than 5%
Marie Natalie Straub · Chief Revenue Officercontrol
since 06/2022 · owns less than 5%
Eng Erika Yelle · Chief Compliance Officercontrol
since 03/2004 · owns less than 5%
Rush Marvin Benton · Board Director
since 11/2024 · owns less than 5%
A. Howard Coleman · Chief Investment Officer
since 08/2014 · owns less than 5%
E Joshua Harris · Board Director
since 06/2021 · owns less than 5%
Elizabeth Reegan Rae · Board Director
since 11/2024 · owns less than 5%
Ann Bell Heather Redman · Board Director
since 11/2018 · owns less than 5%
Clifford Roger Reynolds · Shareholder
since 04/1996 · owns 5% to 10%
Gordon David Roberts · Board Director
since 04/2017 · owns less than 5%
Paul Bryan Shipley · Chief Investment Officer
since 01/2025 · owns less than 5%
Anne Marie Stonich · Board Director
since 03/2022 · owns less than 5%

Entity owners

Fitzwilson Family 2016 · Direct Owner
direct · owns 10% to 25%
Fitzwilson Family 2016 Trust,Scott Fitzwilson, Ttee · Direct Owner
direct · owns 10% to 25%
Fitzwilson Family Irrevocable · Direct Owner
direct · owns 10% to 25%
Fitzwilson Family Irrevocable Trust,Scott Fitzwilson, Ttee · Direct Owner
direct · owns 10% to 25%
Fitzwilson, Scott, Richard · Trustee, Fitzwilson Family Irrevocable Trust
direct · owns 10% to 25%

Related persons

Schedule D 7.A

Ascent Capital LLC
pooled vehicle sponsory
Chi Life Insurance Inc.
real estaten
Coldstream Securities, Inc.
broker-dealern
Fit Insurance Inc.
real estaten
Hersman Serles Almond, LLC
insurancen
Rainier Group, Inc.
investment advisern
Seidman Insurance Consultants, LLC
real estaten

Advisers that list Coldstream Wealth Management as a related person

122261 y
132486 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined
Bellevue, Wa · principal	139	30
Portland, Or	38	11
Mercer Island, Wa	24	4
Seattle, Wa	17	1
Kirkland, Wa	6	1

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 6 since 2015, 2 in 24 monthsderived
Advisors acquired: 48derived
Still registered after 90 days: 85% of 48derived
After 180 days: 85% of 48derived
After 365 days: 88% of 48derived
After 730 days: 82% of 28derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Mercer Island, WA25 employees
Seattle, WA21 employees
Portland, OR15 employees
Kirkland, WA7 employees
Boise, ID2 employees
Kenai, AK2 employees

ADV anomalies

2 against comparable advisers; where to look, not conclusions

growth on all axesCombination · filing Mar 30, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $10,461,132,588 to $13,925,235,705, advisors 101 to 131, private clients 3503 to 4199, offices 7 to 9 (2025-03-28 to 2026-03-30)
peers: independent wealth managers, $5B to $20B (289)
HNW share shiftChange between filings · filing Mar 30, 2026
HNW share of RAUM moved from 55.0% to 81.0% between the annual amendments of 2025-03-28 and 2026-03-30
peers: independent wealth managers, $5B to $20B (289)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 4,519 to 4,386
Dec 22, 2025 to Mar 30, 2026
Advisory employees · 165 to 166
Dec 22, 2025 to Mar 30, 2026
BD registered reps · 11 to 13
Dec 22, 2025 to Mar 30, 2026
Charity clients · 57 to 39
Dec 22, 2025 to Mar 30, 2026
Corporate clients · 138 to 131
Dec 22, 2025 to Mar 30, 2026
HNW clients · 1,044 to 2,393
Dec 22, 2025 to Mar 30, 2026
Individual clients · 3,121 to 1,806
Dec 22, 2025 to Mar 30, 2026
Pension plan clients · 159 to 17
Dec 22, 2025 to Mar 30, 2026
Assets in custody · $6.2B to $7.5B
Dec 22, 2025 to Mar 30, 2026
Employees · 195 to 207
Dec 22, 2025 to Mar 30, 2026
State-registered IARs · 120 to 131
Dec 22, 2025 to Mar 30, 2026
Other offices · 8 to 9
Dec 22, 2025 to Mar 30, 2026
Discretionary RAUM · $11B to $14B
Dec 22, 2025 to Mar 30, 2026
HNW RAUM · $7.1B to $11B
Dec 22, 2025 to Mar 30, 2026
Individual RAUM · $3.6B to $775M
Dec 22, 2025 to Mar 30, 2026
Non-discretionary RAUM · $1.6B to $301M
Dec 22, 2025 to Mar 30, 2026
Pension RAUM · $601M to $133M
Dec 22, 2025 to Mar 30, 2026
RAUM · $12B to $14B
Dec 22, 2025 to Mar 30, 2026
Accounts · 3,769 to 4,519
Mar 28, 2025 to Jun 17, 2025
Advisory employees · 141 to 165
Mar 28, 2025 to Jun 17, 2025
Charity clients · 49 to 57
Mar 28, 2025 to Jun 17, 2025
Corporate clients · 133 to 138
Mar 28, 2025 to Jun 17, 2025
HNW clients · 684 to 1,044
Mar 28, 2025 to Jun 17, 2025
Individual clients · 2,819 to 3,121
Mar 28, 2025 to Jun 17, 2025
Pension plan clients · 84 to 159
Mar 28, 2025 to Jun 17, 2025
Assets in custody · $5.6B to $6.2B
Mar 28, 2025 to Jun 17, 2025
Employees · 165 to 195
Mar 28, 2025 to Jun 17, 2025
Financial planning clients · More than 500 to More than 500
Mar 28, 2025 to Jun 17, 2025
State-registered IARs · 101 to 120
Mar 28, 2025 to Jun 17, 2025
Other offices · 7 to 8
Mar 28, 2025 to Jun 17, 2025
Discretionary RAUM · $9.2B to $11B
Mar 28, 2025 to Jun 17, 2025
HNW RAUM · $5.7B to $7.1B
Mar 28, 2025 to Jun 17, 2025
Individual RAUM · $3.5B to $3.6B
Mar 28, 2025 to Jun 17, 2025
Non-discretionary RAUM · $1.3B to $1.6B
Mar 28, 2025 to Jun 17, 2025
Pension RAUM · $251M to $601M
Mar 28, 2025 to Jun 17, 2025
RAUM · $10B to $12B
Mar 28, 2025 to Jun 17, 2025
Accounts · 4,213 to 3,769
Jan 28, 2025 to Mar 28, 2025
Advisory employees · 151 to 141
Jan 28, 2025 to Mar 28, 2025
BD registered reps · 13 to 11
Jan 28, 2025 to Mar 28, 2025
Charity clients · 57 to 49
Jan 28, 2025 to Mar 28, 2025

Signals

31 dated events

Cable Hill Partners, LLC's advisors moved to Coldstream Wealth Management (Portland, OR): 16 of 17 registered, a day apart
Jun 17, 2025 · Firm absorbed (people side) · derived
Alisoune Lee left Coldstream Wealth Management for Rbc Capital Markets, Llc (registered 2025-07-16)
Jun 2, 2025 · Advisor changed firm · fact
Hbc Financial Services, Pllc's advisors moved to Coldstream Wealth Management (Seattle, WA): 3 of 3 registered, on the same day
Jan 31, 2025 · Firm absorbed (people side) · derived
Jewels Agustin Oliquiano left Coldstream Wealth Management for Range Advisory, Llc (registered 2025-02-09)
Jan 6, 2025 · Advisor changed firm · fact
Rush Marvin Benton (Board Director) appeared on Schedule A of Coldstream Wealth Management
Dec 13, 2024 · Control person joined · fact
Wesley Burroughs left Coldstream Wealth Management for Snider Financial Group (registered 2024-10-25)
Sep 20, 2024 · Advisor changed firm · fact
Arnerich Massena, Inc.'s advisors moved to Coldstream Wealth Management (Portland, OR): 7 of 7 registered, on the same day
Aug 29, 2024 · Firm absorbed (people side) · derived
Christopher Allen Holt left Coldstream Wealth Management for Creative Planning (registered 2024-08-26)
Aug 7, 2024 · Advisor changed firm · fact
Jaime Johnson left Coldstream Wealth Management for Charles Schwab & Co., Inc. (registered 2025-07-30)
Aug 7, 2024 · Advisor changed firm · fact
Coldstream Wealth Management reported RAUM $9.7B, up 27% from $7.6B (2024-03-26 to 2024-08-05)
Aug 5, 2024 · RAUM change · derived
Colleen R. Pedey left Coldstream Wealth Management for Fidelity Personal And Workplace Advisors (registered 2024-08-07)
Jul 23, 2024 · Advisor changed firm · fact
Aaron Tucker left Coldstream Wealth Management for Schwab Wealth Advisory, Inc. (registered 2025-06-04)
Nov 3, 2023 · Advisor changed firm · fact
Henry Evans Wurst left Coldstream Wealth Management for Garde Capital, Inc. (registered 2024-02-01)
Oct 26, 2023 · Advisor changed firm · fact
3 advisors left Eagle Strategies LLC (Kirkland, WA) for Coldstream Wealth Management on the same day
Oct 3, 2023 · Team lift-out · derived
Alan Matthew Sonnen (Chief Operating Officer) appeared on Schedule A of Coldstream Wealth Management
Jun 14, 2023 · Control person joined · fact
Thomas Philip Platt (Managing Director, Shareholder) no longer on Schedule A of Coldstream Wealth Management (listed 2023-03-31, absent 2023-05-23)
May 23, 2023 · Control person left · inference
Philip Thomas Platt left Coldstream Wealth Management for Bordeaux Wealth Advisors (registered 2023-05-10)
May 10, 2023 · Advisor changed firm · fact
Marie Natalie Straub (Chief Revenue Officer) appeared on Schedule A of Coldstream Wealth Management
Mar 31, 2023 · Control person joined · fact
Georgia Ann Maloy left Coldstream Wealth Management for Paul R. Ried Financial Group, Llc (registered 2023-04-11)
Feb 3, 2023 · Advisor changed firm · fact
Brander Lee Richmond left Coldstream Wealth Management for Fulcrum Capital, Llc (registered 2022-08-26)
Aug 31, 2022 · Advisor changed firm · fact
Jason Michael Thonssen left Coldstream Wealth Management for Ballast Rock Private Wealth (registered 2022-08-24)
Aug 30, 2022 · Advisor changed firm · fact
Kelsey Elizabeth Lichttenegger left Coldstream Wealth Management for Badgley Phelps Wealth Managers (registered 2022-08-07)
Aug 4, 2022 · Advisor changed firm · fact
Claudina Elizebeth Campbell left Coldstream Wealth Management for Willow Grove Advisors, Llc (registered 2022-06-07)
Jun 8, 2022 · Advisor changed firm · fact
Nina Jeanne Rose left Coldstream Wealth Management for Advice And Planning Services (registered 2022-08-22)
May 2, 2022 · Advisor changed firm · fact
Rosenbaum Financial's advisors moved to Coldstream Wealth Management (Portland, OR): 5 of 5 registered, on the same day
Mar 31, 2022 · Firm absorbed (people side) · derived
Emily Catherine Hengstler left Coldstream Wealth Management for Merriman (registered 2022-03-15)
Mar 11, 2022 · Advisor changed firm · fact
Coldstream Wealth Management reported RAUM $5.7B, up 33% from $4.3B (2021-05-07 to 2021-06-23)
Jun 23, 2021 · RAUM change · derived
Coldstream Wealth Management reported 64 state-registered advisory representatives, up from 50 (2021-05-07 to 2021-06-23)
Jun 23, 2021 · Advisor headcount change · derived
Coldstream Wealth Management reported RAUM $4.1B, up 27% from $3.3B (2020-06-30 to 2021-01-08)
Jan 8, 2021 · RAUM change · derived
Coldstream Wealth Management reported 42 state-registered advisory representatives, up from 32 (2020-01-07 to 2020-05-14)
May 14, 2020 · Advisor headcount change · derived

Across DFX

shared identifiers only, never a name match

Coldstream Wealth Management · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business email: info@coldstream.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 206-281-7700reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 206-281-8930reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 206-466-6200reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/ascent-capreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/coldstream-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
Website: COLDSTREAM.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 425-283-1600reportedpublic record, Form ADV, Aug 19, 2026
Contact form: coldstream.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: coldstream.com/team-membersreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $100Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

Coldstream Wealth Management is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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