DFX Intelligence

RIA Intelligence

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Team lift-out

10 advisors left B• R•••• W••••• A•••••••• I••• for A•••• P•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Carter David MansbachNew York, NyJul 21, 2022Nov 8, 2022
Damian Humberto DefexNew York, NyJul 21, 2022Jul 22, 2022
Daniel John FredNew York, NyJul 21, 2022Jul 26, 2022
Farrel Alain LigerNew York, NyJul 21, 2022Jul 22, 2022
James Vincenzo LombardoNew York, NyJul 21, 2022Jul 28, 2022
Jean Gabriel CocinescuNew York, NyJul 21, 2022Jul 22, 2022
Joseph VarvaraNew York, NyJul 22, 2022Jul 22, 2022
Kevin Robert SmithNew York, NyJul 22, 2022Jul 22, 2022
Nicholas James ScaturroNew York, NyJul 22, 2022Jul 22, 2022
The rule
Registrations ended
Jul 21, 2022 to Jul 22, 2022
Registered next
Jul 22, 2022 to Nov 8, 2022
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
247 (people still on IAPD; an estimate)
Share of that headcount
4.0%
Succession by the destination
none on the tape
Other teams out of B• R•••• W••••• A•••••••• I•••Other teams into A•••• P•••••••• L••