DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Atcap Partners, LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Jul 25, 2011
RAUM
$196M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$166M individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$7.5M
derived; firm RAUM over IAPD count
Employees
26
23 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$196M as of Apr 1, 2026
Mar 30, 2012$0 then
HNW client RAUM$138M as of Apr 1, 2026
Mar 29, 2018$28.0M then
State-registered IARs (5.B.3)23 as of Apr 1, 2026
Mar 28, 20130 then
Employees (5.A)26 as of Apr 1, 2026
Mar 28, 20135 then
Private funds: no history
RAUM +211% over the last fiscal year+37% a year over threeIARs 16 to 23
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $7.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $720,009derivedHNW RAUM over HNW clients
- Average account
- $560,198derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +211%derivedbetween the last two annual amendments
- Advisor growth, one year
- +44%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +57%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $38.7MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M71%
- Individuals$27.9M14%
- Pension and profit-sharing plans$24.9M13%
- Charitable organizations$4.5M2.3%
- Individual clients
- 150reported
- HNW clients
- 192reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 349reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $19.3M sponsored, $19.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd=true related_bank=true bd_reps=26.0 bank_owner=falsederived
Advisors registered through the firm
25 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donna Marie Mcgill | Marlton, Nj | Apr 4, 2017 | 20 y | 1 |
| Damian Humberto Defex | New Yok, Ny | Jul 22, 2022 | 32 y | 1 |
| Joseph Varvara | Staten Island, Ny | Jul 22, 2022 | 20 y | 2 |
| Jesse L Weissberger | Woodcliff Lake, Nj | Jul 22, 2022 | 21 y | 3 |
| Kevin Robert Smith | New York, Ny | Jul 22, 2022 | 18 y | 2 |
| Nicholas James Scaturro | New York, Ny | Jul 22, 2022 | 14 y | 1 |
| Jean Gabriel Cocinescu | New York, Ny | Jul 22, 2022 | 17 y | 1 |
| Farrel Alain LigerChartered Financial Consultant | New York, Ny | Jul 22, 2022 | 11 y | 1 |
| Daniel John Fred | New York, Ny | Jul 26, 2022 | 29 y | 1 |
| James Vincenzo Lombardo | New York, Ny | Jul 28, 2022 | 32 y | 2 |
| Marc Lester Goldstein | New York, Ny | Aug 11, 2022 | 33 y | 2 |
| Carol Jacquelyn Zelenke | Ashburn, Va | Aug 14, 2022 | 16 y | 3 |
| Kenneth Drekou | Palm Beach Gardens, Fl | Aug 22, 2022 | 31 y | 1 |
| Andrew P Massaro | South Norwalk, Ct | Aug 26, 2022 | 10 y | 1 |
| Carter David Mansbach | Jupiter, Fl | Nov 8, 2022 | 32 y | 2 |
| Eric Robert Hilderbrand | Rockville, Md | Jan 11, 2024 | 30 y | 1 |
| Michael John Cassella | Rockville, Md | Jan 22, 2024 | 13 y | 0 |
| Anthony G Logiudice | Rockville, Md | Jul 5, 2024 | 10 y | 0 |
| Brian Todd Cohen | Rockville, Md | Dec 3, 2024 | 31 y | 1 |
| Daniel Wilson | Rockville, Md | Jan 6, 2025 | 12 y | 5 |
| Stephen Gregory Marek | New York, Ny | Mar 12, 2025 | 32 y | 1 |
| Matthew Thomas HoeslyCertified Financial Planner, Chartered Financial Consultant | Rockville, Md | Mar 31, 2026 | 20 y | 2 |
| Michelle Louise HoeslyChartered Financial Consultant | Rockville, Md | Apr 1, 2026 | 45 y | 1 |
| Sara Alluisi Galvin | Rockville, Md | Apr 2, 2026 | 19 y | 1 |
| Keenan Brathwaite | New York, Ny | Jul 27, 2026 | 11 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Brennen T Gerhart to Equitable Advisors, LLCAug 15, 2025 · RIA to affiliated broker-dealer or bank
- Bruce Pasquale Delaurentis to Whitetip Capital LLCMar 27, 2020 · Other
Joined, latest
- Sara Alluisi Galvin from Resource 1, Inc.Apr 2, 2026 · RIA to RIA
- Michelle Louise Hoesly from Resource 1, Inc.Apr 1, 2026 · RIA to RIA
- Matthew Thomas Hoesly from Resource 1, Inc.Mar 31, 2026 · RIA to RIA
- Stephen Gregory Marek from Joseph Gunnar & Co., LLCMar 12, 2025 · RIA to RIA
- Daniel Wilson from Morgan StanleyJan 6, 2025 · Wirehouse to independent RIA
- Brian Todd Cohen from B. Riley Wealth Advisors, Inc.Dec 3, 2024 · Affiliated broker-dealer or bank to independent RIA
- Eric Robert Hilderbrand from B. Riley Wealth Advisors, Inc.Jan 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- Carter David Mansbach from B. Riley Wealth Advisors, Inc.Nov 8, 2022 · Affiliated broker-dealer or bank to independent RIA
- Andrew P Massaro from B. Riley Wealth Advisors, Inc.Aug 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- Kenneth Drekou from B. Riley Wealth Advisors, Inc.Aug 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- Carol Jacquelyn Zelenke from Raymond James Financial Services Advisors, IncAug 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Marc Lester Goldstein from B. Riley Wealth Advisors, Inc.Aug 11, 2022 · Affiliated broker-dealer or bank to independent RIA
- James Vincenzo Lombardo from B. Riley Wealth Advisors, Inc.Jul 28, 2022 · Affiliated broker-dealer or bank to independent RIA
- Brennen T Gerhart from Morgan StanleyJul 28, 2022 · Wirehouse to independent RIA
- Daniel John Fred from B. Riley Wealth Advisors, Inc.Jul 26, 2022 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Resource 1, Inc.Mar 31, 2026 · Norfolk, Va · Firm absorbed
- 10 joined from B. Riley Wealth Advisors, Inc.Jul 21, 2022 · New York, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Catherine Mary Ayers-Rigsby · Ceocontrolsince 04/2011 · owns less than 5%
- Lynnette Angela Holland · Ccocontrolsince 03/2022 · owns less than 5%
- Peter David Brown · Ownercontrolsince 11/2023 · owns F of Dgbm Holdings, LLC
- Claiborne Christopher Dewey · Ownercontrolsince 11/2023 · owns F of Dgbm Holdings, LLC
- David Dirk Goldwasser · Ownercontrolsince 08/2019 · owns 50% to 75% of Normandy Shores, LLC
- Harry Mark Goldwasser · Ownercontrolsince 11/2023 · owns 50% to 75% of Normandy Shores, LLC
Entity owners
- Advisors Preferred Holding, LLC · Owner Of Atcap Partners, LLCdirect · owns 75% or more
- Dgbm Holdings, LLC · Ownerindirect · owns 75% or more of Advisors Preferred Holding, LLC
- Normandy Shores, LLC · Ownerindirect · owns F of Dgbm Holdings, LLC
Related persons
Schedule D 7.A
- Advisors Preferred LLCinvestment adviserbanknRAUM $1.7B
- Ceros Financial Services, Inc.broker-dealern
- Ceros Vermoegensverwaltung Agbroker-dealerinvestment advisern
- Innovation X Advisorsinvestment advisernRAUM $4.5B
Advisers that list Atcap Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 10 | 3 | 0 | ||
| New York, Ny | 9 | 1 | 0 | ||
| Cedar Grove, Nj | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY14 employees
- , 1 employees
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 1, 2026accounts (Item 5.F.2.f) moved from 220.0 to 349.0 (+59.0%) between the annual amendments of 2025-03-25 and 2026-04-01; the peer median change was +5.0% (3688 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 96% percentile
- client count surgeChange between filings · filing Apr 1, 2026individual and HNW clients (Item 5.D) moved from 218.0 to 342.0 (+57.0%) between the annual amendments of 2025-03-25 and 2026-04-01; the peer median change was +3.0% (3310 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 97% percentile
- client mix shiftChange between filings · filing Apr 1, 2026private-client share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-25 and 2026-04-01peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Apr 1, 2026institutional share of RAUM moved from 0.0% to 15.0% between the annual amendments of 2025-03-25 and 2026-04-01peers: independent wealth managers, $100M to $500M (5,676)
- RAUM up 50 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $62,948,000 to $195,509,222 (+211.0%) between the annual amendments of 2025-03-25 and 2026-04-01; the peer median change was +15.0% (4551 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 233 to 349Mar 30, 2026 to Apr 1, 2026
- Advisory employees · 20 to 23Mar 30, 2026 to Apr 1, 2026
- BD registered reps · 23 to 26Mar 30, 2026 to Apr 1, 2026
- Charity clients · 0 to 2Mar 30, 2026 to Apr 1, 2026
- HNW clients · 146 to 192Mar 30, 2026 to Apr 1, 2026
- Individual clients · 87 to 150Mar 30, 2026 to Apr 1, 2026
- Pension plan clients · 0 to 5Mar 30, 2026 to Apr 1, 2026
- Employees · 23 to 26Mar 30, 2026 to Apr 1, 2026
- State-registered IARs · 20 to 23Mar 30, 2026 to Apr 1, 2026
- Discretionary RAUM · $62.8M to $196MMar 30, 2026 to Apr 1, 2026
- HNW RAUM · $58.2M to $138MMar 30, 2026 to Apr 1, 2026
- Individual RAUM · $4.7M to $27.9MMar 30, 2026 to Apr 1, 2026
- Pension RAUM · $0 to $24.9MMar 30, 2026 to Apr 1, 2026
- RAUM · $62.8M to $196MMar 30, 2026 to Apr 1, 2026
- Accounts · 220 to 233Mar 25, 2025 to Mar 30, 2026
- HNW clients · 128 to 146Mar 25, 2025 to Mar 30, 2026
- Individual clients · 90 to 87Mar 25, 2025 to Mar 30, 2026
- State-registered IARs · 16 to 20Mar 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $62.9M to $62.8MMar 25, 2025 to Mar 30, 2026
- HNW RAUM · $44.5M to $58.2MMar 25, 2025 to Mar 30, 2026
- Individual RAUM · $18.5M to $4.7MMar 25, 2025 to Mar 30, 2026
- RAUM · $62.9M to $62.8MMar 25, 2025 to Mar 30, 2026
- Accounts · 288 to 220Mar 27, 2024 to Mar 25, 2025
- Corporate clients · 3 to 0Mar 27, 2024 to Mar 25, 2025
- HNW clients · 75 to 128Mar 27, 2024 to Mar 25, 2025
- Individual clients · 213 to 90Mar 27, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $84.2M to $62.9MMar 27, 2024 to Mar 25, 2025
- HNW RAUM · $42.6M to $44.5MMar 27, 2024 to Mar 25, 2025
- Individual RAUM · $41.7M to $18.5MMar 27, 2024 to Mar 25, 2025
- RAUM · $84.2M to $62.9MMar 27, 2024 to Mar 25, 2025
- Accounts · 307 to 288Mar 30, 2023 to Mar 27, 2024
- HNW clients · 27 to 75Mar 30, 2023 to Mar 27, 2024
- Individual clients · 217 to 213Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $44.8M to $84.2MMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $11.0M to $42.6MMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $64.5M to $41.7MMar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $30.8M to $0Mar 30, 2023 to Mar 27, 2024
- RAUM · $75.6M to $84.2MMar 30, 2023 to Mar 27, 2024
- Wrap assets (manager) · $16.1M to $19.3MMar 30, 2023 to Mar 27, 2024
Signals
13 dated events
- Atcap Partners, Llc reported RAUM $195.5M, up 211% from $62.8M (2026-03-30 to 2026-04-01)Apr 1, 2026 · RAUM change · derived
- Resource 1, Inc.'s advisors moved to Atcap Partners, LLC (Norfolk, VA): 3 of 3 registered, a day apartMar 31, 2026 · Firm absorbed (people side) · derived
- Brennen T Gerhart left Atcap Partners, Llc for Equitable Advisors, Llc (registered 2025-08-18)Aug 15, 2025 · Advisor changed firm · fact
- Atcap Partners, Llc reported 16 state-registered advisory representatives, up from 2 (2022-08-24 to 2022-09-12)Sep 12, 2022 · Advisor headcount change · derived
- 9 advisors left B. Riley Wealth Advisors, Inc. (New York, NY) for Atcap Partners, LLC a day apartJul 21, 2022 · Team lift-out · derived
- Anne Isabelle Ayers-Rigsby (Cco) no longer on Schedule A of Atcap Partners, Llc (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Anne Isabelle Ayers-Rigsby (Cco) appeared on Schedule A of Atcap Partners, LlcDec 11, 2020 · Control person joined · fact
- Michael Robert Fox (Chief Compliance Officer) no longer on Schedule A of Atcap Partners, Llc (listed 2020-11-03, absent 2020-12-11)Dec 11, 2020 · Control person left · inference
- Harry Mark Goldwasser (Partner) appeared on Schedule A of Atcap Partners, LlcOct 11, 2019 · Control person joined · fact
- Peter David Brown (Partner) appeared on Schedule A of Atcap Partners, LlcOct 11, 2019 · Control person joined · fact
- Claiborne Christopher Dewey (Partner) appeared on Schedule A of Atcap Partners, LlcOct 11, 2019 · Control person joined · fact
- David Dirk Goldwasser (Partner) appeared on Schedule A of Atcap Partners, LlcOct 11, 2019 · Control person joined · fact
- Franz Winklbauer (Shareholder) no longer on Schedule A of Atcap Partners, Llc (listed 2019-03-29, absent 2019-10-11)Oct 11, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 866-842-3356reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026