DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from C•••••• C••••• I••••••••• to C•••••• C•••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Corey Stephen Waddell | Indianapolis, In | Mar 13, 2024 | Mar 7, 2024 |
| Robert Brian Pelkey | Indianapolis, In | Mar 13, 2024 | Mar 7, 2024 |
| Susan R. Somers | Indianapolis, In | Mar 13, 2024 | Feb 2, 2021 |
The rule
- Registrations ended
- Mar 13, 2024
- Registered next
- Feb 2, 2021 to Mar 7, 2024
- Branch state
- IN
- Cities
- 1, most in Indianapolis, In
- Registered there that day
- 16 (people still on IAPD; an estimate)
- Share of that headcount
- 19%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape