DFX Intelligence
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Firm absorbed
16 advisors left B••••••••• C•••••• M••••••••• I••• for W•••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mitchell Thomas Bodenmiller | Dayton, Oh | Mar 14, 2025 | Nov 26, 2024 |
| Allen Zachariah Thuma | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| Bradley Paul Griffith | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Christina N Israel | Dayton, Oh | Mar 17, 2025 | Nov 12, 2024 |
| Emily M Cozad | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Gerald Valentine Krach | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| James Alan Brown | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Janet Carol Steinke | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| Jay Allen Buckingham | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Jeff Harold Groezinger | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Lance C Steiner | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| Marla Rae Chambers | Dayton, Oh | Mar 17, 2025 | Nov 13, 2024 |
| Melissa Lynn Mueller | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| Nicole Theisen Strbich | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
| Ryan Patrick Johnson | Dayton, Oh | Mar 17, 2025 | Nov 12, 2024 |
| Tracy E Travis | Dayton, Oh | Mar 17, 2025 | Nov 8, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 14, 2025 to Mar 17, 2025
- Registered next
- Nov 8, 2024 to Nov 26, 2024
- Branch state
- OH
- Cities
- 1, most in Dayton, Oh
- Registered there that day
- 16 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape