RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C•••• S••••••
- W•••••• A•••••••• L•• independent RIA currentsince Nov 8, 2024 · Birmingham, Al
- B••••••••• F•••••••• G••••• I••• formerMar 23, 2016 to Mar 6, 2025 · Dayton, Oh
- B••••••••• C•••••• M••••••••• I••• formerApr 4, 2005 to Mar 17, 2025 · Dayton, Oh
- B••••••••• C•••••• M••••••••• I••• to B••••••••• F•••••••• G••••• I•••left Mar 17, 2025, registered Mar 23, 2016 (-3281 days) · Other · moved with a team
- B••••••••• F•••••••• G••••• I••• to W•••••• A•••••••• L••left Mar 6, 2025, registered Nov 8, 2024 (-118 days) · Other · moved with a team
- J•••• C•••• S•••••• left B••••••••• C•••••• M••••••••• I••• for B••••••••• F•••••••• G••••• I••• (registered 2016-03-23)Mar 17, 2025 · Advisor changed firm · fact
- J•••• C•••• S•••••• left B••••••••• F•••••••• G••••• I••• for W•••••• A•••••••• L•• (registered 2024-11-08)Mar 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address