DFX Intelligence
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Firm absorbed
6 advisors left A•••• A•••• M••••••••• L•• for P••••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Austin Richard Witherill | Scottsdale, Az | Feb 21, 2023 | Feb 16, 2023 |
| Donald Steven Cuppy | Scottsdale, Az | Feb 21, 2023 | Jan 24, 2023 |
| Jason Gabriel Richards | Scottsdale, Az | Feb 21, 2023 | Mar 29, 2023 |
| John Leslie Stull | Scottsdale, Az | Feb 21, 2023 | Feb 16, 2023 |
| Kipp Christopher Goll | Scottsdale, Az | Feb 21, 2023 | Jan 23, 2023 |
| Mark Andrew Fiedler | Scottsdale, Az | Feb 21, 2023 | Jan 23, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 21, 2023
- Registered next
- Jan 23, 2023 to Mar 29, 2023
- Branch state
- AZ
- Cities
- 1, most in Scottsdale, Az
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape