DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Parallel Advisors, LLC
Latest filing Jun 29, 2026
First filing on the tape Dec 15, 2011 · 57 filings
SEC status approved since Jun 26, 2007
RAUM
$10B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$9.3B individuals and HNW
Advisors
75
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
137
61 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
57 filings and snapshots on the tape
RAUM$10B as of Jun 29, 2026
Mar 1, 2012$225M then
HNW client RAUM$5.4B as of Jun 29, 2026
Mar 29, 2018$1.3B then
State-registered IARs (5.B.3)74 as of Jun 29, 2026
Mar 1, 20120 then
Employees (5.A)137 as of Jun 29, 2026
Feb 22, 201315 then
Private funds: no history
RAUM +18% over the last fiscal year+22% a year over threeIARs 65 to 74offices 17 to 20
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.4MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 3.6derived21 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Financial planning clients
- 4,000reportedItem 5.H
- Custody
- $2.2B, 1,244 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.4B53%
- Individuals$3.8B37%
- Pension and profit-sharing plans$910M8.8%
- Corporations and businesses$100M1.0%
- Charitable organizations$24.9M0.2%
- Other investment advisers$3.0M0.0%
- Individual clients
- 3,156reported
- HNW clients
- 1,013reported
- Pension plan clients
- 39reported
- Charitable clients
- 8reported
- Accounts
- 4,242reported
- Financial planning clients
- 4,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 1,244 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
74 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jerry Eilert Rendic | San Francisco, Ca | Aug 4, 2006 | 24 y | 1 |
| Jacob Frederick Schutt | San Francisco, Ca | May 18, 2007 | 23 y | 2 |
| Jason Marshall Beccaris | San Francisco, Ca | Aug 17, 2009 | 24 y | 1 |
| Robert John Higgins | San Francisco, Ca | Sep 9, 2009 | 43 y | 1 |
| Charles Lucas Hatch | San Francisco, Ca | Sep 25, 2009 | 22 y | 2 |
| James Andrews Mills | San Francisco, Ca | Jul 13, 2010 | 20 y | 2 |
| Victor Shihchong Liao | San Francisco, Ca | Jul 18, 2011 | 21 y | 2 |
| Michael Paul MaCertified Financial Planner, Chartered Financial Consultant | San Francisco, Ca | Nov 16, 2012 | 24 y | 1 |
| William George Clements | San Francisco, Ca | Feb 19, 2013 | 42 y | 2 |
| Matthew Glenn Clements | San Francisco, Ca | Feb 19, 2013 | 15 y | 1 |
| Matthew James Kennedy | San Francisco, Ca | Jan 24, 2014 | 26 y | 0 |
| Stephanie CooperCertified Financial Planner | San Francisco, Ca | May 20, 2015 | 12 y | 0 |
| Amy Elizabeth BarkerCertified Financial Planner, Chartered Financial Analyst | Dayton, Oh | Sep 11, 2015 | 14 y | 1 |
| Michael Whitney Stephens | San Francisco, Ca | Sep 18, 2015 | 29 y | 1 |
| Heatherlyn Corey Hyde | San Francisco, Ca | Jan 27, 2016 | 21 y | 3 |
| Steve Tadao KuriyamaCertified Financial Planner, Chartered Financial Consultant | Honolulu, Hi | Sep 30, 2016 | 41 y | 2 |
| Mary Frances K M Meyer | Honolulu, Hi | Sep 30, 2016 | 28 y | 2 |
| Ramon Joseph Polin | San Francisco, Ca | Dec 22, 2016 | 34 y | 2 |
| Robert Earl Lee Aaron HenrichCertified Financial Planner, Chartered Financial Analyst | San Francisco, Ca | Jul 12, 2018 | 33 y | 3 |
| David Ryan DroppoCertified Financial Planner | Walnut Creek, Ca | Jan 2, 2019 | 21 y | 3 |
| Richard Allen AshburnChartered Financial Analyst | Solvang, Ca | Jun 10, 2019 | 23 y | 3 |
| Elaina C SerotteCertified Financial Planner | San Francisco, Ca | Sep 13, 2019 | 24 y | 1 |
| Frederick John Molfino | San Francisco, Ca | Sep 1, 2020 | 33 y | 5 |
| Knud Bang Gotterup | San Francisco, Ca | Nov 14, 2020 | 32 y | 2 |
| Daniel Robert D'Orazio | San Francisco, Ca | Sep 17, 2021 | 20 y | 2 |
| Darin Bradley Fierstein | San Francisco, Ca | Oct 27, 2021 | 22 y | 0 |
| Matthew Robert McguireCertified Financial Planner | Dallas, Tx | Dec 21, 2021 | 26 y | 2 |
| Lia Whisler SearaCertified Financial Planner | San Francisco, Ca | Apr 29, 2022 | 16 y | 4 |
| Robert Allan RoesenerCertified Financial Planner | San Francisco, Ca | Dec 19, 2022 | 10 y | 1 |
| Christopher Roberts Broderick | San Francisco, Ca | Dec 20, 2022 | 12 y | 0 |
| Heather Leah Katzenstein | San Francisco, Ca | Jan 5, 2023 | 17 y | 0 |
| Kipp Christopher GollChartered Financial Analyst | Scottsdale, Az | Jan 23, 2023 | 21 y | 2 |
| Stephen Paul WeatherbyCertified Financial Planner | San Francisco, Ca | Jan 23, 2023 | 24 y | 5 |
| Mark Andrew FiedlerChartered Financial Analyst | San Francisco, Ca | Jan 23, 2023 | 26 y | 1 |
| Donald Steven Cuppy | Scottsdale, Az | Jan 24, 2023 | 28 y | 2 |
| Spencer Edward TerrisCertified Financial Planner | San Francisco, Ca | Jan 24, 2023 | 11 y | 0 |
| Austin Richard Witherill | Scottsdale, Az | Feb 16, 2023 | 12 y | 1 |
| John Leslie StullChartered Financial Analyst | San Francisco, Ca | Feb 16, 2023 | 39 y | 4 |
| Jason Gabriel RichardsChartered Financial Analyst | Scottsdale, Az | Mar 29, 2023 | 13 y | 2 |
| Michael Steven MillmanCertified Financial Planner, Chartered Financial Consultant | San Francisco, Ca | Apr 6, 2023 | 29 y | 5 |
Advisor movement
5 left, 4 joined in 12 months
net -1 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 6.7% of current headcount11 left over 36 months
Left, latest
- Robert James Hanson to Ieq Capital, LLCJun 29, 2026 · RIA to RIA
- Kyle Kosuke Ha'Aheo Caouette to Integrated Wealth Concepts LLCJun 12, 2026 · RIA to RIA
- Matthew Joseph Schmidt to Cerity Partners LLCMay 15, 2026 · RIA to RIA
- Tony Walter Parkin to Cerity Partners LLCFeb 3, 2026 · RIA to RIA
- Douglas Keith Moss to On Investment Management CoDec 1, 2025 · RIA to affiliated broker-dealer or bank
- Scott Michael Stratton to Ehg Wealth ManagementJun 3, 2025 · RIA to a newly registered adviser
- Manuel Antonio Lugo Garcia to Mercer Global Advisors Inc.Dec 19, 2024 · RIA to RIA
- Shane Thomas Hiller to Ameriprise Financial Services, LLCJun 27, 2024 · RIA to affiliated broker-dealer or bank
- Andrew Thomas Carrier to Advisory Services NetworkMar 7, 2024 · RIA to RIA
- Teresa Elizabeth Milner to 17 Capital Partners, LLCDec 6, 2023 · RIA to RIA
- Jonathan Jacob Wittlin to Freestone Capital Management, LLCDec 6, 2023 · RIA to RIA
- Alyssa Hall Morris to Freestone Capital Management, LLCJan 31, 2022 · RIA to RIA
- Ann Marie Lucchesi to Svb WealthJan 28, 2022 · RIA to RIA
- Bruce Spaulding Edwards to Freestone Capital Management, LLCSep 16, 2020 · RIA to RIA
- Christopher Cother Powers to FartherJan 12, 2018 · Other
Joined, latest
- Jacalyn Kay Ferreira from Eaton Financial GroupJul 2, 2026 · RIA to RIA
- Douglas Jay Eaton from Eaton Financial GroupJul 1, 2026 · RIA to RIA
- Gabriel Sandler from Commonwealth Financial NetworkDec 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Karen Joy Mcmillan from Osborne PartnersNov 7, 2025 · RIA to RIA
- Brenden Todd King from Revival Wealth ManagementJul 22, 2025 · Other
- Phillip Ronald Scavo from Charles Schwab & Co., Inc.Jul 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joshua Holt Hall from The Clarus GroupJun 28, 2025 · RIA to RIA
- Tony Walter Parkin from Charles Schwab & Co., Inc.May 28, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nathan Buzaid Thomsen from Advisors Capital Management, LLCMay 1, 2025 · RIA to RIA
- Carl Scott Lamb from Allworth Financial, L.P.Apr 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nicole Marie Amore from Falcon Wealth Planning, Inc.Mar 3, 2025 · RIA to RIA
- Shannon Nicole Stone from Griffin Black, LLCJan 1, 2025 · RIA to RIA
- James Kevin Glasheen from Colorado Wealth Group LLCJan 1, 2025 · RIA to RIA
- Gray Scudder Jaggers from Fidelity Personal And Workplace AdvisorsJan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Roy Harvey Kissin from Capital Capital Advisors LLCJan 1, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Eaton Financial GroupAug 11, 2026 · Coral Springs, Fl
- 4 joined from Autus Asset Management, LLCFeb 21, 2023 · Scottsdale, Az
- 2 joined from Kuriyama & Co LLCDec 21, 2016 · Honolulu, Hi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hunter Michael Aldrich · Chief Operating Officercontrolsince 10/2022 · owns less than 5%
- Deluca Diane Gabianelli · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- Jonathan Daniel Haspel · Elected Managercontrolsince 12/2022 · owns less than 5%
- Eilert Jerry Rendic · Chief Executive Officercontrolsince 12/2022 · owns less than 5%
- Frederick Jacob Schutt · Chief Wealth Officercontrolsince 01/2026 · owns less than 5%
- Kapisthalam Sangeetha Srinivasan · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- Jonathan Daniel Haspel · Elected Managercontrolsince 11/2022 · owns F of Prism Topco Gp, LLC
- Jonathan Daniel Haspel · Elected Managercontrolsince 12/2022 · owns F of Parallel Mergerco II-R, LLC
- Jonathan Daniel Haspel · Elected Managercontrolsince 11/2022 · owns F of Prism Acquisition, LLC
- Jonathan Daniel Haspel · Elected Managercontrolsince 11/2022 · owns F of Prism Intermediate Investments, LLC
- Eilert Jerry Rendic · Elected Managercontrolsince 12/2022 · owns F of Prism Topco Gp, LLC
- Howard Matthew Scanlan · Elected Managercontrolsince 12/2022 · owns F of Prism Topco Gp, LLC
- No Middle Name Jennifer Zhu · Elected Managercontrolsince 12/2022 · owns F of Prism Topco Gp, LLC
Entity owners
- Parallel Mergerco II-R, LLC · Memberdirect · owns 10% to 25%
- Prism Acquisition, LLC · Memberdirect · owns 75% or more
- Ggc Opportunity Fund Management, L.P. · General Partnerindirect · owns 75% or more of Golden Gate Capital Opportunity Fund, L.P.
- Ggc Opportunity Fund Management, L.P. · General Partnerindirect · owns 75% or more of Golden Gate Capital Opportunity Fund-A, L.P.
- Ggc Opportunity Fund Management, L.P. · General Partnerindirect · owns 25% to 50% of Ggcof Prism Splitter, L.P.
- Ggcof Prism Blocker, LLC · Limited Partnerindirect · owns 25% to 50% of Ggcof Prism Splitter, L.P.
- Ggcof Prism Blocker, LLC · Limited Partnerindirect · owns 25% to 50% of Prism Topco, L.P.
- Ggcof Prism Splitter, L.P. · Memberindirect · owns 75% or more of Prism Topco Gp, LLC
- Golden Gate Capital Opportunity Fund-A, L.P. · Managing Memberindirect · owns 75% or more of Ggcof Prism Blocker, LLC
- Golden Gate Capital Opportunity Fund, L.P. · Limited Partnerindirect · owns 25% to 50% of Ggcof Prism Splitter, L.P.
- Golden Gate Capital Opportunity Fund, L.P. · Limited Partnerindirect · owns 25% to 50% of Prism Topco, L.P.
- Prism Acquisition, LLC · Memberindirect · owns 75% or more of Parallel Mergerco II-R, LLC
- Prism Intermediate Investments, LLC · Memberindirect · owns 75% or more of Prism Acquisition, LLC
- Prism Topco Gp, LLC · General Partnerindirect · owns F of Prism Topco, L.P.
- Prism Topco, L.P. · Memberindirect · owns 75% or more of Prism Intermediate Investments, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 75 | 9 | 3 | ||
| Scottsdale, Az | 9 | 0 | 1 | ||
| Dayton, Oh | 3 | 0 | 0 | ||
| Honolulu, Hi | 3 | 0 | 0 | ||
| Coppell, Tx | 2 | 0 | 0 | ||
| Walnut Creek, Ca | 2 | 2 | 0 | ||
| Denver, Co | 2 | 0 | 1 | ||
| Coral Springs, Fl | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Scottsdale, AZ10 employees
- Dayton, OH2 employees
- Honolulu, HI2 employees
- Oklahoma City, OK1 employees
- , 1 employees
- Dallas, TX
- Durango, CO
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 29, 2026SCHUTT, JACOB, FREDERICK (CHIEF WEALTH OFFICER) appeared on Schedule A between the filings of 2024-03-26 and 2026-06-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 29, 2026SCANLAN, MATTHEW, HOWARD (ELECTED MANAGER) left Schedule A between the filings of 2024-03-26 and 2026-06-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 29, 2026ALDRICH, MICHAEL, HUNTER (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-03-26 and 2026-06-29peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 29, 2026ZHU, JENNIFER, NO MIDDLE NAME (ELECTED MANAGER) left Schedule A between the filings of 2024-03-26 and 2026-06-29peers: independent wealth managers, $5B to $20B (289)
- account count collapseChange between filings · filing Mar 28, 2026accounts (Item 5.F.2.f) moved from 14,928.0 to 4,242.0 (-72.0%) between the annual amendments of 2025-04-17 and 2026-03-28; the peer median change was +8.0% (253 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 0.4% percentile
What changed
consecutive filings, newest first
- Other offices · 19 to 20Mar 28, 2026 to Jun 29, 2026
- Accounts · 14,928 to 4,242Jan 27, 2026 to Mar 28, 2026
- Advisory employees · 64 to 61Jan 27, 2026 to Mar 28, 2026
- Charity clients · 5 to 8Jan 27, 2026 to Mar 28, 2026
- Corporate clients · 23 to 24Jan 27, 2026 to Mar 28, 2026
- HNW clients · 1,044 to 1,013Jan 27, 2026 to Mar 28, 2026
- Individual clients · 2,756 to 3,156Jan 27, 2026 to Mar 28, 2026
- Pension plan clients · 40 to 39Jan 27, 2026 to Mar 28, 2026
- Assets in custody · $2.0B to $2.2BJan 27, 2026 to Mar 28, 2026
- Employees · 126 to 137Jan 27, 2026 to Mar 28, 2026
- State-registered IARs · 65 to 74Jan 27, 2026 to Mar 28, 2026
- Other offices · 20 to 19Jan 27, 2026 to Mar 28, 2026
- Discretionary RAUM · $8.7B to $10BJan 27, 2026 to Mar 28, 2026
- HNW RAUM · $5.1B to $5.4BJan 27, 2026 to Mar 28, 2026
- Individual RAUM · $2.7B to $3.8BJan 27, 2026 to Mar 28, 2026
- Non-discretionary RAUM · $3.8M to $3.6MJan 27, 2026 to Mar 28, 2026
- Pension RAUM · $792M to $910MJan 27, 2026 to Mar 28, 2026
- RAUM · $8.7B to $10BJan 27, 2026 to Mar 28, 2026
- Other offices · 19 to 20Jul 18, 2025 to Aug 7, 2025
- Financial planning clients · More than 500 to More than 500May 9, 2025 to Jul 18, 2025
- Other offices · 18 to 19May 9, 2025 to Jul 18, 2025
- Other offices · 17 to 18Apr 17, 2025 to May 9, 2025
- Accounts · 19,694 to 14,928Jul 9, 2024 to Apr 17, 2025
- Advisory employees · 56 to 64Jul 9, 2024 to Apr 17, 2025
- HNW clients · 1,067 to 1,044Jul 9, 2024 to Apr 17, 2025
- Individual clients · 2,524 to 2,756Jul 9, 2024 to Apr 17, 2025
- Pension plan clients · 39 to 40Jul 9, 2024 to Apr 17, 2025
- Assets in custody · $1.5B to $2.0BJul 9, 2024 to Apr 17, 2025
- Employees · 111 to 126Jul 9, 2024 to Apr 17, 2025
- State-registered IARs · 63 to 65Jul 9, 2024 to Apr 17, 2025
- Other offices · 13 to 17Jul 9, 2024 to Apr 17, 2025
- Discretionary RAUM · $7.1B to $8.7BJul 9, 2024 to Apr 17, 2025
- HNW RAUM · $4.6B to $5.1BJul 9, 2024 to Apr 17, 2025
- Individual RAUM · $2.3B to $2.7BJul 9, 2024 to Apr 17, 2025
- Non-discretionary RAUM · $3.6M to $3.8MJul 9, 2024 to Apr 17, 2025
- Pension RAUM · $117M to $792MJul 9, 2024 to Apr 17, 2025
- RAUM · $7.1B to $8.7BJul 9, 2024 to Apr 17, 2025
- Accounts · 12,629 to 19,694Sep 5, 2023 to Mar 26, 2024
- Advisory employees · 43 to 56Sep 5, 2023 to Mar 26, 2024
- Charity clients · 7 to 5Sep 5, 2023 to Mar 26, 2024
Signals
54 dated events
- 2 advisors left Eaton Financial Group (Boca Raton, FL) for Parallel Advisors, LLC on the same dayAug 11, 2026 · Team lift-out · derived
- Robert James Hanson left Parallel Advisors, Llc for Ieq Capital, Llc (registered 2026-07-15)Jun 29, 2026 · Advisor changed firm · fact
- Kyle Kosuke Ha'Aheo Caouette left Parallel Advisors, Llc for Integrated Wealth Concepts Llc (registered 2026-04-16)Jun 12, 2026 · Advisor changed firm · fact
- Matthew Joseph Schmidt left Parallel Advisors, Llc for Cerity Partners Llc (registered 2026-06-05)May 15, 2026 · Advisor changed firm · fact
- Tony Walter Parkin left Parallel Advisors, Llc for Cerity Partners Llc (registered 2026-02-10)Feb 3, 2026 · Advisor changed firm · fact
- Douglas Keith Moss left Parallel Advisors, Llc for On Investment Management Co (registered 2026-03-05)Dec 1, 2025 · Advisor changed firm · fact
- Scott Michael Stratton left Parallel Advisors, Llc for Ehg Wealth Management (registered 2026-08-17)Jun 3, 2025 · Advisor changed firm · fact
- Manuel Antonio Lugo Garcia left Parallel Advisors, Llc for Mercer Global Advisors Inc. (registered 2024-12-12)Dec 19, 2024 · Advisor changed firm · fact
- Shane Thomas Hiller left Parallel Advisors, Llc for Ameriprise Financial Services, Llc (registered 2024-09-19)Jun 27, 2024 · Advisor changed firm · fact
- Parallel Advisors, Llc reported 63 state-registered advisory representatives, up from 43 (2023-09-05 to 2024-03-26)Mar 26, 2024 · Advisor headcount change · derived
- Hunter Michael Aldrich (Chief Operating Officer) appeared on Schedule A of Parallel Advisors, LlcMar 26, 2024 · Control person joined · fact
- Andrew Thomas Carrier left Parallel Advisors, Llc for Advisory Services Network (registered 2024-04-29)Mar 7, 2024 · Advisor changed firm · fact
- Jonathan Jacob Wittlin left Parallel Advisors, Llc for Freestone Capital Management, Llc (registered 2023-10-06)Dec 6, 2023 · Advisor changed firm · fact
- Teresa Elizabeth Milner left Parallel Advisors, Llc for 17 Capital Partners, Llc (registered 2023-11-17)Dec 6, 2023 · Advisor changed firm · fact
- 4 advisors left Autus Asset Management, LLC (Scottsdale, AZ) for Parallel Advisors, LLC on the same dayFeb 21, 2023 · Team lift-out · derived
- Frederick Jacob Schutt (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Marshall Jason Beccaris (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Lucas Charles Hatch (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- John Robert Higgins (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Grenz Reed Minuth (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- George William Clements (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Glenn Matthew Clements (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Paul Michael Ma (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Harvey Roy Kissin (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Elizabeth Amy Barker (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Tadao Steve Kuriyama (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Bang Knud Gotterup (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Earl Lee Aaron Robert Henrich (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Allen Richard Ashburn (Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- Corey Heatherlyn Hyde (Member/Principal) no longer on Schedule A of Parallel Advisors, Llc (listed 2022-12-19, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Parallel Advisors, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@paralleladvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 281-516-5717reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 415-738-8909reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 214-516-7557reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/PARALLEL-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PARALLELADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-627-6984reportedpublic record, Form ADV, Jun 29, 2026
- Contact form
- paralleladvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- paralleladvisors.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026