DFX Intelligence
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Team lift-out
2 advisors left W••• C•••••• M••••••••• L•• for H••••••••• I••••••••• L••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Vincent Sheehy | Santa Cruz, Ca | Dec 31, 2016 | Jan 10, 2017 |
| Jason Errol Draut | Berkeley, Ca | Dec 31, 2016 | Dec 5, 2016 |
The rule
- Registrations ended
- Dec 31, 2016
- Registered next
- Dec 5, 2016 to Jan 10, 2017
- Branch state
- CA
- Cities
- 2, most in Santa Cruz, Ca
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 67%
- Succession by the destination
- none on the tape