DFX Intelligence
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Firm absorbed
6 advisors left P•• S••••••••• L•• for S•••••••• F•••••••• S••••••••• I•••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryan Daniel Gutierrez | El Dorado Hills, Ca | Dec 31, 2019 | Dec 6, 2019 |
| Daniel Charles Gutierrez | Campbell, Ca | Dec 31, 2019 | Dec 6, 2019 |
| Gregory Allen Peterson | San Jose, Ca | Dec 31, 2019 | Dec 6, 2019 |
| Jacob Richard Parsons | El Dorado Hills, Ca | Dec 31, 2019 | Dec 6, 2019 |
| Kelly L Roemers | San Jose, Ca | Dec 31, 2019 | Nov 21, 2019 |
| Michael Lyle Roberts | San Jose, Ca | Dec 31, 2019 | Dec 6, 2019 |
The rule
- Registrations ended
- Dec 31, 2019
- Registered next
- Nov 21, 2019 to Dec 6, 2019
- Branch state
- CA
- Cities
- 3, most in San Jose, Ca
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 86%
- Succession by the destination
- a succession within a year (Oct 17, 2019), not necessarily this firm