DFX Intelligence
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Firm absorbed
3 advisors left C•• T•••• for C• I••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Barrett Spence | Plano, Tx | Nov 27, 2018 | Oct 9, 2018 |
| Christopher Joel Lipper | Plano, Tx | Nov 27, 2018 | Oct 10, 2018 |
| Thomas Andrew Knippa | Plano, Tx | Nov 27, 2018 | Oct 16, 2018 |
The rule
- Registrations ended
- Nov 27, 2018
- Registered next
- Oct 9, 2018 to Oct 16, 2018
- Branch state
- TX
- Cities
- 1, most in Plano, Tx
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Mar 1, 2018), not necessarily this firm