DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Cx Institutional, LLC

Independent wealth managerAuburn, IndianaCRD 292627SEC 801-112742website IAPD

Latest filing Mar 28, 2026

First filing on the tape Mar 1, 2018 · 44 filings

SEC status approved since Mar 1, 2018

RAUM

$4.5B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

96%

$4.3B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$55.8M

derived; firm RAUM over IAPD count

Employees

130

73 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

44 filings and snapshots on the tape

RAUM$4.5B as of Mar 28, 2026

Jan 28, 2019$581M then

HNW client RAUM$3.3B as of Mar 28, 2026

Jan 28, 2019$311M then

State-registered IARs (5.B.3)73 as of Mar 28, 2026

Jan 28, 201920 then

Employees (5.A)130 as of Mar 28, 2026

Jan 28, 201932 then

Private funds: no history

RAUM +34% over the last fiscal year+29% a year over threeIARs 59 to 73offices 11 to 15

Practice profile

derived from the filing of Mar 28, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $55.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 57derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.1MderivedHNW RAUM over HNW clients
Average account: $325,344derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.6derivedItem 5.A over advisors
Advisors per office: 5.0derived16 offices incl. principal (1.F.5)
RAUM growth, one year: +34%derivedbetween the last two annual amendments
Advisor growth, one year: +24%derivedItem 5.B.3 between annual amendments
Client growth, one year: +33%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Financial planning clients: 4,000reportedItem 5.H
Custody: $457M, 590 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$3.3B74%
Individuals$950M21%
Corporations and businesses$154M3.4%
Charitable organizations$32.8M0.7%
Insurance companies$4.5M0.1%

Individual clients: 2,997reported
HNW clients: 1,556reported
Pension plan clients: n/areported
Charitable clients: 7reported
Accounts: 13,723reported
Financial planning clients: 4,000reported
Wrap fee programs: noreported
Custody of client assets: $457M for 590 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

80 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Edison ByzykaChartered Financial Analyst	Auburn, In	Mar 29, 2018	13 y	2
Kentrina Genea Mapes	Auburn, In	Mar 29, 2018	18 y	2
Stacy Elaine Hefty	Auburn, In	Mar 29, 2018	26 y	3
Erik Martin Herstad	Auburn, In	Mar 29, 2018	12 y	3
Douglas Edward LockwoodCertified Financial Planner	Auburn, In	Mar 29, 2018	37 y	4
David Wayne HeftyCertified Financial Planner	Auburn, In	Mar 29, 2018	27 y	3
Brian David Neal	Auburn, In	Mar 29, 2018	18 y	3
Thomas Dennis Kehoe	Auburn, In	Mar 30, 2018	21 y	4
Layton David GinderCertified Financial Planner	Auburn, In	Jul 30, 2018	10 y	1
Adam Barrett SpenceCertified Financial Planner	Auburn, In	Oct 9, 2018	24 y	3
Christopher Joel LipperCertified Financial Planner	Auburn, In	Oct 10, 2018	31 y	4
Thomas Andrew KnippaCertified Financial Planner	Plano, Tx	Oct 16, 2018	28 y	4
Brian Alexander RemsonCertified Financial Planner	Auburn, In	Feb 11, 2019	14 y	4
Brian Christopher DavisCertified Financial Planner	Woodway, Tx	Feb 11, 2019	27 y	4
Diedre Matheny	Auburn, In	May 17, 2021	12 y	0
Brady Mcbride	Auburn, In	Jun 8, 2021	13 y	0
David John Scott	Auburn, In	Jul 7, 2021	13 y	1
Gabriel Wyatt	Auburn, In	Aug 11, 2021	13 y	1
Alisha Marie NorrisChartered Financial Analyst	Auburn, In	Feb 23, 2022	17 y	4
Susan Gay IsaacsonCertified Financial Planner, Personal Financial Specialist	Bloomington, Mn	Jun 20, 2022	30 y	2
Tyler Rickert	Auburn, In	Aug 10, 2022	13 y	0
Daniel Edward Steichen	Auburn, In	Nov 18, 2022	31 y	2
Michael Joseph Pepin	River Falls, Wi	Feb 22, 2023	18 y	4
Erin Nichole Palmer	Amarillo, Tx	Oct 23, 2023	10 y	2
James Pearce Priebe	Auburn, In	Nov 9, 2023	10 y	1
Joseph Michael D'AmicoCertified Financial Planner	Plano, Tx	Jun 18, 2024	13 y	5
Brad William MichelsCertified Financial Planner	Louisville, Ky	Jun 27, 2024	27 y	5
Christopher W Bredeson	Auburn, In	Aug 19, 2024	16 y	3
Tanner SteppCertified Financial Planner	Huntingdon, Tn	Oct 14, 2024	13 y	3
Chad Andrew BaxterCertified Financial Planner, Chartered Financial Consultant	Auburn, In	Oct 14, 2024	12 y	1
Aubrey Hyde RameyCertified Financial Planner	Blue Ash, Oh	Oct 14, 2024	28 y	2
Jacob Jeffrey WalkerCertified Financial Planner	Blue Ash, Oh	Oct 14, 2024	11 y	5
James G BrandenburghCertified Financial Planner	Blue Ash, Oh	Oct 14, 2024	19 y	2
Cameron Joseph Magoon	Cincinnati, Oh	Nov 1, 2024	10 y	2
Gregory James BetlachCertified Financial Planner, Chartered Financial Consultant	Auburn, In	Dec 12, 2024	19 y	1
Laura Chinander	Auburn, In	Jan 9, 2025	13 y	1
David William Wellsand	Auburn, In	Jan 10, 2025	12 y	0
Sydney Kissel	Auburn, In	Feb 18, 2025	11 y	0
Elizabeth TullochCertified Financial Planner	Auburn, In	Jun 5, 2025	14 y	1
William W Ternet	Auburn, In	Jun 13, 2025	10 y	0

All 80 advisors at Cx Institutional, LLC

Advisor movement

6 left, 16 joined in 12 months

net +10 in 12 months0 left in 90 days5 joined in 90 daysdeparture rate 7.5% of current headcount26 left over 36 months

Left, latest

Hayden Neely to Fisher Investments
May 18, 2026 · RIA to RIA
Garrett Mitchell Mooney to Fisher Investments
Apr 21, 2026 · RIA to RIA
Christopher Steven Gautier to Nomura Investment Management Business Trust
Apr 9, 2026 · Other
David Timothy Bresnahan to Oneascent Financial Services LLC
Apr 7, 2026 · RIA to RIA
Christopher Paul Scott to Merit Financial Advisors
Feb 27, 2026 · RIA to affiliated broker-dealer or bank
John E Ehrenfeld to Your Path Wealth Management
Nov 21, 2025 · RIA to a state-registered adviser
Adam Peter Lisowsky to Journey Advisory Group, LLC
Jun 26, 2025 · RIA to RIA
Mckenna Elizabeth Clifford to Phillips Financial
Jun 16, 2025 · RIA to RIA
Laura Morton to Personal Wealth Partners LLC
Apr 30, 2025 · RIA to RIA
Joshua Scott Hasselbach to Tradewell Tax & Financial
Feb 25, 2025 · RIA to a newly registered adviser
William Howard Hoover to Fortis Capital Advisors, LLC
Feb 11, 2025 · RIA to RIA
Nicole Renee Proxmire to Wells Fargo Advisors
Dec 17, 2024 · RIA to wirehouse
Stephen Michael Harvey to The Fiduciary Alliance
Dec 3, 2024 · RIA to RIA
Abhi Hemant Jinwala to Phillips Financial
Sep 18, 2024 · RIA to RIA
Isaiah M Delph to Oneamerica Securities, Inc.
Sep 6, 2024 · RIA to affiliated broker-dealer or bank

Joined, latest

William Avery Mitchell from V.M. Manning & Co., Inc.
Sep 11, 2026 · RIA to RIA
Nelson Battle Arrington from V.M. Manning & Co., Inc.
Sep 11, 2026 · RIA to RIA
Adam Christian Gottschalk from Thrivent Investment Management Inc.
Jul 20, 2026 · Affiliated broker-dealer or bank to independent RIA
Sally Byrd Jilek from Newedge Advisors
Jul 10, 2026 · Affiliated broker-dealer or bank to independent RIA
Albert Duncan Kaufman from Adk Wealthcare Partners
Jul 6, 2026 · Other
Blake Von Scheer from Osaic Wealth, Inc.
May 7, 2026 · Affiliated broker-dealer or bank to independent RIA
Matthew David Redmond from First State Investment Advisors Inc
Feb 11, 2026 · Other
Michele Ann Floyd from Empower Advisory Group, LLC
Jan 21, 2026 · Affiliated broker-dealer or bank to independent RIA
Nicholas Andrew D'Andrea from Bartlett & Co. Wealth Management LLC
Jan 21, 2026 · RIA to RIA
Laken Lamar Lewis from Fisher Investments
Dec 15, 2025 · RIA to RIA
Joshua Benjamin Feld from W&S Brokerage Services, Inc.
Nov 20, 2025 · Affiliated broker-dealer or bank to independent RIA
Sarah Ann Southworth from Cambridge Investment Research Advisors, Inc.
Nov 13, 2025 · Affiliated broker-dealer or bank to independent RIA
Scott Mccandless from Mariner
Oct 14, 2025 · Affiliated broker-dealer or bank to independent RIA
John Steven Ruzza from Kardia Midwest Family Wealth Counseling, LLC
Sep 25, 2025 · Other
Andrew Lee Mayer from Cambridge Investment Research Advisors, Inc.
Sep 25, 2025 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from V.M. Manning & Co., Inc.
Jul 20, 2026 · Greenville, Sc
2 joined from Cambridge Investment Research Advisors, Inc.
Sep 24, 2025 · Kalamazoo, Mi
5 joined from Tfg Advisors
Jul 23, 2025 · Auburn Hills, Mi · Firm absorbed
6 joined from Clarify Wealth Management
Nov 4, 2024 · Cincinnati, Oh · Firm absorbed
3 joined from Personal Wealth Partners LLC
Oct 25, 2022 · Bloomington, Mn
3 joined from Cpf Texas
Nov 27, 2018 · Plano, Tx · Firm absorbed
7 joined from Hefty Wealth Partners
Aug 15, 2018 · Auburn, In · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Edison Byzyka · Chief Investment Officercontrol
since 02/2018 · owns less than 5%
Wayne David Hefty · Chief Executive Officercontrol
since 02/2018 · owns less than 5%
Elaine Stacy Hefty · Presidentcontrol
since 02/2018 · owns less than 5%
J Matthew Hendrickson · Chief Operating Officercontrol
since 01/2026 · owns less than 5%
L Albert Hicks · Directorcontrol
since 11/2025 · owns less than 5%
Lynn Christina North · Chief Financial Officercontrol
since 01/2022 · owns less than 5%
Brandon Kyle Osting · Chief Compliance Officer, General Counselcontrol
since 06/2022 · owns less than 5%
Wayne David Hefty · Trusteecontrol
since 12/2011 · owns F of David W. Hefty Living Trust Uta Dated December 6, 2011
Elaine Stacy Hefty · Trusteecontrol
since 12/2011 · owns F of Stacy E. Hefty Living Trust Uta Dated December 6, 2011
Dennis Thomas Kehoe · Directorcontrol
since 02/2018 · owns 50% to 75% of Oak Point Financial Group
Joel Christopher Lipper · Membercontrol
since 10/2018 · owns 25% to 50% of Cpf Texas
Edward Daniel Steichen · Membercontrol
since 06/2022 · owns 75% or more of Personal Wealth Partners, LLC
Dennis Thomas Kehoe · Managing Director, Wealth Manager
since 02/2018 · owns less than 5%
Joel Christopher Lipper · Managing Director/Wealth Manager
since 10/2018 · owns less than 5%

Entity owners

Cpf Texas · Member
direct · owns 10% to 25%
Credent Holdings, LLC · Managing Member
direct · owns 75% or more
Hefty Wealth Partners · Managing Member
direct · owns 25% to 50%
Oak Point Financial Group · Member
direct · owns 10% to 25%
David W. Hefty Living Trust Uta Dated December 6, 2011 · Member
indirect · owns 25% to 50% of Hefty Wealth Partners
Stacy E. Hefty Living Trust Uta Dated December 6, 2011 · Member
indirect · owns 25% to 50% of Hefty Wealth Partners
Personal Wealth Partners, LLC · Member
direct · owns 5% to 10%

Related persons

Schedule D 7.A

Cxi Advisors, LLC
investment advisery

Advisers that list Cx Institutional, LLC as a related person

301321 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Auburn, In · principal	79	24	5
Plano, Tx	12	5	1
Auburn Hills, Mi	6	0	0
Bloomington, Mn	4	0	0
Blue Ash, Oh	4	0	0
Kalamazoo, Mi	3	3	0
Cincinnati, Oh	3	2	0
Lafayette, In	2	0	0
Greenville, Sc	2	2	0
Tulsa, Ok	2	2	0
River Falls, Wi	1	0	0
Louisville, Ky	1	0	0
Ormond Beach, Fl	0	0	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 4 since 2015, 2 in 24 monthsderived
Advisors acquired: 21derived
Still registered after 90 days: 100% of 21derived
After 180 days: 100% of 21derived
After 365 days: 95% of 21derived
After 730 days: 100% of 10derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Cincinnati, OH6 employees
Plano, TX5 employees
Bloomington, MN4 employees
Woodway, TX3 employees
Portage, MI3 employees
Amarillo, TX2 employees
Oklahoma City, OK2 employees
River Falls, WI2 employees
Lafayette, IN1 employees
Columbus, OH1 employees
Louisville, KY1 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

business activity changedChange between filings · filing Mar 28, 2026
pension consulting (Item 5.G.6): no on the filing of 2025-10-14, yes on the filing of 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
business activity changedChange between filings · filing Mar 28, 2026
wrap fee program participation (Item 5.I): yes on the filing of 2025-10-14, no on the filing of 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 28, 2026
HICKS, ALBERT, L (DIRECTOR) appeared on Schedule A between the filings of 2023-03-08 and 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 28, 2026
North, Christina, Lynn (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-03-08 and 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 28, 2026
Hendrickson, Matthew, J (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-03-08 and 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 28, 2026
STEICHEN, DANIEL, EDWARD (MEMBER) left Schedule A between the filings of 2023-03-08 and 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Mar 28, 2026
LIPPER, CHRISTOPHER, JOEL (MEMBER) left Schedule A between the filings of 2023-03-08 and 2026-03-28
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 14,284 to 13,723
Oct 14, 2025 to Mar 28, 2026
Advisory employees · 68 to 73
Oct 14, 2025 to Mar 28, 2026
Advisory activities · 3 to 4
Oct 14, 2025 to Mar 28, 2026
Charity clients · unset to 7.0
Oct 14, 2025 to Mar 28, 2026
HNW clients · 1,042 to 1,556
Oct 14, 2025 to Mar 28, 2026
Individual clients · 3,035 to 2,997
Oct 14, 2025 to Mar 28, 2026
Assets in custody · $405M to $457M
Oct 14, 2025 to Mar 28, 2026
Employees · 106 to 130
Oct 14, 2025 to Mar 28, 2026
State-registered IARs · 68 to 73
Oct 14, 2025 to Mar 28, 2026
Other offices · 14 to 15
Oct 14, 2025 to Mar 28, 2026
Discretionary RAUM · $4.1B to $4.5B
Oct 14, 2025 to Mar 28, 2026
HNW RAUM · $3.0B to $3.3B
Oct 14, 2025 to Mar 28, 2026
Individual RAUM · $921M to $950M
Oct 14, 2025 to Mar 28, 2026
RAUM · $4.1B to $4.5B
Oct 14, 2025 to Mar 28, 2026
Wrap assets (manager) · 0.0 to unset
Oct 14, 2025 to Mar 28, 2026
Wrap assets (sponsor) · 0.0 to unset
Oct 14, 2025 to Mar 28, 2026
Other offices · 13 to 14
Aug 5, 2025 to Oct 14, 2025
Accounts · 13,983 to 14,284
Aug 5, 2025 to Oct 14, 2025
Advisory employees · 59 to 68
Aug 5, 2025 to Oct 14, 2025
HNW clients · 905 to 1,042
Aug 5, 2025 to Oct 14, 2025
Individual clients · 2,951 to 3,035
Aug 5, 2025 to Oct 14, 2025
Employees · 92 to 106
Aug 5, 2025 to Oct 14, 2025
State-registered IARs · 59 to 68
Aug 5, 2025 to Oct 14, 2025
Discretionary RAUM · $3.9B to $4.1B
Aug 5, 2025 to Oct 14, 2025
HNW RAUM · $2.7B to $3.0B
Aug 5, 2025 to Oct 14, 2025
Individual RAUM · $976M to $921M
Aug 5, 2025 to Oct 14, 2025
RAUM · $3.9B to $4.1B
Aug 5, 2025 to Oct 14, 2025
Accounts · 10,518 to 13,983
Jun 5, 2025 to Aug 5, 2025
HNW clients · 768 to 905
Jun 5, 2025 to Aug 5, 2025
Individual clients · 2,662 to 2,951
Jun 5, 2025 to Aug 5, 2025
Other offices · 11 to 13
Jun 5, 2025 to Aug 5, 2025
Discretionary RAUM · $3.3B to $3.9B
Jun 5, 2025 to Aug 5, 2025
HNW RAUM · $2.2B to $2.7B
Jun 5, 2025 to Aug 5, 2025
Individual RAUM · $868M to $976M
Jun 5, 2025 to Aug 5, 2025
RAUM · $3.3B to $3.9B
Jun 5, 2025 to Aug 5, 2025
Financial planning clients · More than 500 to More than 500
May 23, 2025 to Jun 5, 2025
Accounts · 10,540 to 10,518
Nov 8, 2024 to Feb 21, 2025
Advisory employees · 47 to 59
Nov 8, 2024 to Feb 21, 2025
HNW clients · 780 to 768
Nov 8, 2024 to Feb 21, 2025
Individual clients · 2,601 to 2,662
Nov 8, 2024 to Feb 21, 2025

Signals

60 dated events

Michele Ann Floyd no longer holds an investment adviser registration (last listed at Cx Institutional, Llc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Scott Mccandless added a CO registration at Cx Institutional, Llc
Sep 14, 2026 · New state registration · fact
2 advisors left V.M. Manning & CO., Inc. (Greenville, SC) for CX Institutional, LLC on the same day
Jul 20, 2026 · Team lift-out · derived
Hayden Neely left Cx Institutional, Llc for Fisher Investments (registered 2026-06-10)
May 18, 2026 · Advisor changed firm · fact
Garrett Mitchell Mooney left Cx Institutional, Llc for Fisher Investments (registered 2026-05-13)
Apr 21, 2026 · Advisor changed firm · fact
Christopher Steven Gautier left Cx Institutional, Llc for Nomura Investment Management Business Trust (registered 2026-04-21)
Apr 9, 2026 · Advisor changed firm · fact
David Timothy Bresnahan left Cx Institutional, Llc for Oneascent Financial Services Llc (registered 2026-06-22)
Apr 7, 2026 · Advisor changed firm · fact
Christopher Paul Scott left Cx Institutional, Llc for Merit Financial Advisors (registered 2026-04-30)
Feb 27, 2026 · Advisor changed firm · fact
John E Ehrenfeld left Cx Institutional, Llc for Your Path Wealth Management (registered 2026-05-06)
Nov 21, 2025 · Advisor changed firm · fact
2 advisors left Cambridge Investment Research Advisors, Inc. (Kalamazoo, MI) for CX Institutional, LLC on the same day
Sep 24, 2025 · Team lift-out · derived
Tfg Advisors's advisors moved to CX Institutional, LLC (Auburn Hills, MI): 5 of 6 registered, on the same day
Jul 23, 2025 · Firm absorbed (people side) · derived
Adam Peter Lisowsky left Cx Institutional, Llc for Journey Advisory Group, Llc (registered 2025-07-01)
Jun 26, 2025 · Advisor changed firm · fact
Mckenna Elizabeth Clifford left Cx Institutional, Llc for Phillips Financial (registered 2025-06-27)
Jun 16, 2025 · Advisor changed firm · fact
Laura Morton left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-02)
Apr 30, 2025 · Advisor changed firm · fact
Joshua Scott Hasselbach left Cx Institutional, Llc for Tradewell Tax & Financial (registered 2025-04-14)
Feb 25, 2025 · Advisor changed firm · fact
Cx Institutional, Llc reported 59 state-registered advisory representatives, up from 47 (2024-11-08 to 2025-02-21)
Feb 21, 2025 · Advisor headcount change · derived
William Howard Hoover left Cx Institutional, Llc for Fortis Capital Advisors, Llc (registered 2025-03-07)
Feb 11, 2025 · Advisor changed firm · fact
Nicole Renee Proxmire left Cx Institutional, Llc for Wells Fargo Advisors (registered 2026-01-10)
Dec 17, 2024 · Advisor changed firm · fact
Stephen Michael Harvey left Cx Institutional, Llc for The Fiduciary Alliance (registered 2025-10-10)
Dec 3, 2024 · Advisor changed firm · fact
Cx Institutional, Llc reported RAUM $3.3B, up 39% from $2.4B (2024-09-23 to 2024-11-08)
Nov 8, 2024 · RAUM change · derived
Clarify Wealth Management's advisors moved to CX Institutional, LLC (Cincinnati, OH): 6 of 6 registered, on the same day
Nov 4, 2024 · Firm absorbed (people side) · derived
Abhi Hemant Jinwala left Cx Institutional, Llc for Phillips Financial (registered 2024-12-17)
Sep 18, 2024 · Advisor changed firm · fact
Isaiah M Delph left Cx Institutional, Llc for Oneamerica Securities, Inc. (registered 2024-10-09)
Sep 6, 2024 · Advisor changed firm · fact
Ryan Anthony Cusin left Cx Institutional, Llc for Mariner (registered 2024-08-09)
Aug 13, 2024 · Advisor changed firm · fact
Robert Eicher left Cx Institutional, Llc for State Farm Investment Management Corp. (registered 2024-08-30)
Jul 29, 2024 · Advisor changed firm · fact
Aaron James Hurley left Cx Institutional, Llc for Northwestern Mutual Investment Services,Llc (registered 2024-10-18)
Mar 28, 2024 · Advisor changed firm · fact
Marie Angela Lockwood (Chief Transformation Officer) no longer on Schedule A of Cx Institutional, Llc (listed 2023-12-01, absent 2024-03-22)
Mar 22, 2024 · Control person left · inference
Brian Wessley (Chief Talent Officer) no longer on Schedule A of Cx Institutional, Llc (listed 2023-12-01, absent 2024-03-22)
Mar 22, 2024 · Control person left · inference
Lucy Chang Detwiler left Cx Institutional, Llc for Avantax Advisory Services (registered 2024-02-13)
Feb 23, 2024 · Advisor changed firm · fact
Brian Anthony James left Cx Institutional, Llc for Personal Wealth Partners Llc (registered 2022-05-03)
Feb 23, 2024 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: adil.bakr@credentwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: joe.haupert@credentwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: learnmore@credentwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: nicole.hansen@credentwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 260-333-5123reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 260-333-5321reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/credent-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/credentadvisorsolutionsreportedpublic record, Form ADV, Sep 17, 2026
Website: advisor.credentwealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 260-927-1830reportedpublic record, Form ADV, Mar 28, 2026
Contact form: credentwealth.com/advisors/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: credentwealth.com/advisorsreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $55.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026