DFX Intelligence
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Firm absorbed
3 advisors left K•• I••••••••• A•••••••• L•• for B•••••• W••••• P•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Craig R. Dumas | Providence, Ri | Jul 2, 2024 | Jul 1, 2024 |
| Nathan Charles Goodwin | Providence, Ri | Jul 2, 2024 | Jul 1, 2024 |
The rule
- Registrations ended
- Jul 2, 2024
- Registered next
- Jul 1, 2024
- Branch state
- RI
- Cities
- 1, most in Providence, Ri
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape