DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nathan Charles Goodwin

Cambridge Investment Research Advisors, Inc.BD affiliatedKeene, Nh dual registrantIAPD 3146132

Feed of 09/14/2026

Also filed as Nate Goodwin

At current firm

0 y

since Aug 19, 2026

In the industry

27 y

since Dec 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Aug 19, 2026 · Malden, Ma
Ameritas Advisory Services, LLC BD affiliated
May 15, 2025 to May 12, 2026 · Phoenixville, Pa
Baldwin Wealth Partners, LLC independent RIA
Jul 1, 2024 to Jan 27, 2025 · Keene, Nh
Klr Investment Advisors, LLC former
Dec 21, 2022 to Jul 2, 2024 · Providence, Ri
Citizens Securities, Inc. BD affiliated
Jun 9, 2016 to Dec 16, 2022 · Dedham, Ma
Signator Investors, Inc. former
Jan 10, 2014 to Jun 16, 2016 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Ameritas Advisory Services, LLC to Cambridge Investment Research Advisors, Inc.
left May 12, 2026, registered Aug 19, 2026 (99 days) · Affiliated broker-dealer or bank to another
Baldwin Wealth Partners, LLC to Ameritas Advisory Services, LLC
left Jan 27, 2025, registered May 15, 2025 (108 days) · RIA to affiliated broker-dealer or bank
Klr Investment Advisors, LLC to Baldwin Wealth Partners, LLC
left Jul 2, 2024, registered Jul 1, 2024 (-1 days) · RIA to RIA · moved with a team
Citizens Securities, Inc. to Klr Investment Advisors, LLC
left Dec 16, 2022, registered Dec 21, 2022 (5 days) · Affiliated broker-dealer or bank to independent RIA
Signator Investors, Inc. to Citizens Securities, Inc.
left Jun 16, 2016, registered Jun 9, 2016 (-7 days) · Other

Signals

Nathan Charles Goodwin left Ameritas Advisory Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2026-08-19)
May 12, 2026 · Advisor changed firm · fact
Nathan Charles Goodwin left Baldwin Wealth Partners, Llc for Ameritas Advisory Services, Llc (registered 2025-05-15)
Jan 27, 2025 · Advisor changed firm · fact
Nathan Charles Goodwin left Klr Investment Advisors, Llc for Baldwin Wealth Partners, Llc (registered 2024-07-01)
Jul 2, 2024 · Advisor changed firm · fact
Nathan Charles Goodwin left Citizens Securities, Inc. for Klr Investment Advisors, Llc (registered 2022-12-21)
Dec 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address