DFX Intelligence
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Firm absorbed
4 advisors left I••••••• F•••••••• for A••••• W•••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Claire Thornton | Huntington Beach, Ca | Nov 6, 2023 | Jul 20, 2023 |
| Mark Louis Prendergast | Huntington Beach, Ca | Nov 6, 2023 | Jul 20, 2023 |
| Robert Easton Price | Huntington Beach, Ca | Nov 6, 2023 | Jul 20, 2023 |
| Maria Del Mar Castillo Dominguez | Huntington Beach, Ca | Nov 7, 2023 | Jul 20, 2023 |
The rule
- Registrations ended
- Nov 6, 2023 to Nov 7, 2023
- Registered next
- Jul 20, 2023
- Branch state
- CA
- Cities
- 1, most in Huntington Beach, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape