DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Apella Wealth

Independent wealth managerWest Hartford, ConnecticutCRD 171106SEC 801-79650website IAPD

Legal name Apella Capital, LLC

Latest filing Sep 8, 2026

First filing on the tape Apr 16, 2014 · 69 filings

SEC status approved since Apr 29, 2014

RAUM

$11B

reported, Item 5.F

Discretionary

79%

of RAUM

Private clients

95%

$10B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$122M

derived; firm RAUM over IAPD count

Employees

179

88 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

69 filings and snapshots on the tape

RAUM$11B as of Jul 22, 2026

Feb 26, 2015$113M then

HNW client RAUM$9.4B as of Jul 22, 2026

Mar 28, 2018$239M then

State-registered IARs (5.B.3)88 as of Jul 22, 2026

Feb 26, 20153 then

Employees (5.A)179 as of Jul 22, 2026

Feb 26, 20155 then

Private funds: no history

RAUM +135% over the last fiscal year+65% a year over threeIARs 44 to 88offices 19 to 37

Practice profile

derived from the filing of Sep 8, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment

RAUM per advisor: $120MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 88derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.6MderivedHNW RAUM over HNW clients
Average account: $459,939derivedRAUM over accounts (5.F.2.f)
Discretionary: 79%derivedof RAUM
Institutional: 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 2.4derived38 offices incl. principal (1.F.5)
RAUM growth, one year: +107%derivedbetween the last two annual amendments
Advisor growth, one year: +111%derivedItem 5.B.3 between annual amendments
Client growth, one year: +100%derived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Financial planning clients: 4,000reportedItem 5.H
Custody: $28.2M, 20 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 5derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$9.4B85%
Individuals$1.1B9.8%
Pension and profit-sharing plans$363M3.3%
Corporations and businesses$179M1.6%
Charitable organizations$46.6M0.4%

Individual clients: 4,548reported
HNW clients: 3,591reported
Pension plan clients: 145reported
Charitable clients: 129reported
Accounts: 24,058reported
Financial planning clients: 4,000reported
Wrap fee programs: noreported
Custody of client assets: $28.2M for 20 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

90 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Patrick Adam Sweeny	West Hartford, Ct	May 16, 2014	39 y	1
Jason Kirk GentileCertified Financial Planner	Southold, Ny	May 16, 2014	22 y	2
James R Femia	West Hartford, Ct	Oct 1, 2015	34 y	3
Peter Arthur LepponesCertified Financial Planner	West Hartford, Ct	Apr 1, 2016	29 y	1
Edward Stuart RichterPersonal Financial Specialist	West Hartford, Ct	Mar 20, 2017	27 y	3
Harvey Siegel	West Hartford, Ct	Mar 20, 2017	38 y	3
Kathleen Sidley ParksCertified Financial Planner	West Hartford, Ct	Jul 7, 2017	30 y	3
Diana Lynn BaconCertified Financial Planner	San Francisco, Ca	Jan 8, 2020	27 y	6
Thomas Charles Cock	West Hartford, Ct	Jan 5, 2021	20 y	3
Taylor Corbin Cock	Bellevue, Wa	Jan 5, 2021	10 y	1
Derek Charles JobeCertified Financial Planner	Bellevue, Wa	Jan 5, 2021	11 y	1
Shawn David HoytCertified Financial Planner	Bellevue, Wa	Jan 6, 2021	13 y	1
Mitchell Jon Ewart	Bellevue, Wa	Jan 6, 2021	18 y	2
Phillip Arnold Calandra	Atlanta, Ga	Apr 2, 2021	18 y	6
Shawn Patrick O'SullivanCertified Financial Planner	West Hartford, Ct	Jun 14, 2021	13 y	0
Matthew Edward GallagherCertified Financial Planner	West Hartford, Ct	Aug 21, 2021	13 y	0
Roxana Maria ButnarCertified Financial Planner	West Hartford, Ct	Nov 4, 2021	13 y	0
Aaron Christopher Leland	West Hartford, Ct	Jan 7, 2022	20 y	2
Taylor Evan DrakeChartered Financial Analyst	West Hartford, Ct	Jan 19, 2022	28 y	8
Stacie Renae NemetzCertified Financial Planner	West Hartford, Ct	Jul 5, 2022	23 y	2
Laura CarlsonPersonal Financial Specialist	West Hartford, Ct	Jul 7, 2022	14 y	1
Logan James Wetzel	Bellevue, Wa	Aug 8, 2022	11 y	0
Justin James MorrowCertified Financial Planner	West Hartford, Ct	Sep 1, 2022	16 y	2
William Zerns SupleeCertified Financial Planner, Chartered Financial Consultant	Berwyn, Pa	Oct 5, 2022	22 y	1
Jamison Ian McandieCertified Financial Planner	Lake Oswego, Or	Feb 24, 2023	11 y	1
Tyler Mitchell OndatjeCertified Financial Planner	Irvine, Ca	Mar 3, 2023	11 y	4
Gina R. ChironisPersonal Financial Specialist	West Hartford, Ct	Apr 5, 2023	17 y	2
Evelyn Marie ZohlenCertified Financial Planner	West Hartford, Ct	Jul 20, 2023	28 y	1
Mark Louis PrendergastCertified Financial Planner	West Hartford, Ct	Jul 20, 2023	40 y	2
Matthew John DibattistaCertified Financial Planner	West Hartford, Ct	Mar 9, 2024	10 y	0
Stephanie Screen MurphyCertified Financial Planner	West Hartford, Ct	Apr 18, 2024	18 y	1
Samuel Mark AthertonCertified Financial Planner	Reston, Va	Apr 18, 2024	23 y	2
Belinda Louise Ramberg	West Hartford, Ct	Apr 22, 2024	27 y	2
Julie Rebecca BrohardCertified Financial Planner	West Hartford, Ct	Apr 22, 2024	26 y	1
Andrew David ChaffeeCertified Financial Planner	West Hartford, Ct	Apr 22, 2024	10 y	1
Shawn SteelCertified Financial Planner	Reston, Va	Apr 22, 2024	13 y	1
Kramer James Croisant	West Hartford, Ct	Sep 6, 2024	10 y	0
Michael Vincent Femia	Marblehead, Ma	Oct 8, 2024	10 y	0
Ross William RichardsonCertified Financial Planner	West Hartford, Ct	Oct 10, 2024	38 y	3
Audrey JohnsonCertified Financial Planner	West Hartford, Ct	Nov 26, 2024	12 y	0

All 90 advisors at Apella Wealth

Advisor movement

2 left, 25 joined in 12 months

net +23 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 2.2% of current headcount8 left over 36 months

Left, latest

Anthony James Detrane to Cary Street Partners
May 11, 2026 · RIA to affiliated broker-dealer or bank
Claire Thornton to Avise Financial
Jan 30, 2026 · RIA to RIA
David Edward Connelly to Artura Wealth, LLC
Aug 28, 2025 · RIA to a state-registered adviser
Samantha Lynn Heflin to Slp Wealth
Jun 11, 2025 · RIA to RIA
Robert Easton Price to Prosperity Wealth Planning LLC
Jun 6, 2025 · RIA to RIA
Joyce Virginia Bloomquist to Empirical Wealth Management
Sep 17, 2024 · RIA to RIA
James Patrick Scanlan to Stage Harbor Financial
Sep 13, 2024 · RIA to RIA
Maria Del Mar Castillo Dominguez to Valoria Wealth Management LLC
May 28, 2024 · RIA to a state-registered adviser
Jeremy Robert Williamson to Fulcrum Capital, LLC
Dec 15, 2022 · RIA to RIA
Andrew J Hooley to Badgley Phelps Wealth Managers
Apr 1, 2022 · RIA to RIA
Alan Keith Goldfarb to Xo Wealth Management
Nov 30, 2021 · RIA to RIA
Brannon Charles Ozark to Symmetry Partners
Jul 1, 2019 · RIA to RIA
James Jorge Martin Tavares to Symmetry Partners
Mar 4, 2019 · Other
Brian Mccarthy to Envestnet Retirement Solutions, LLC
Nov 5, 2018 · Other
Sean Francis Flynn to Essex Financial Services, Inc.
Mar 13, 2017 · Other

Joined, latest

Shane Michael Higgins from David Vaughan Investments, LLC
Sep 4, 2026 · RIA to RIA
Dominic-Savio Manzi Higiro from LPL Financial LLC
Aug 25, 2026 · Affiliated broker-dealer or bank to independent RIA
Rileigh Daniels from Charles Schwab & Co., Inc.
Jul 28, 2026 · Affiliated broker-dealer or bank to independent RIA
Matthew Alexander Cosgriff from Creative Planning
Jul 16, 2026 · RIA to RIA
Jill Doryce Hollander from Financial Connections Group, Inc.
Apr 23, 2026 · RIA to RIA
Kimberly Marie Wohler from Financial Connections Group, Inc.
Apr 13, 2026 · RIA to RIA
Brian Pon from Financial Connections Group, Inc.
Apr 13, 2026 · RIA to RIA
Flavia Paula Kirz from Financial Connections Group, Inc.
Apr 9, 2026 · RIA to RIA
Jennifer Isobel Coffey Smith from Financial Connections Group, Inc.
Apr 9, 2026 · RIA to RIA
Tamara Lynn Durbin from Cs Tomasi Wealth Management
Mar 31, 2026 · Other
Adrian Christopher Johnston from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Mar 13, 2026 · Wirehouse to independent RIA
Robert Lewis Klingensmith from Pbmares Wealth Management LLC
Feb 23, 2026 · RIA to RIA
Addison Maximilian Prescott Pock from Pbmares Wealth Management LLC
Jan 9, 2026 · RIA to RIA
Alexander Ross Crawford from Pbmares Wealth Management LLC
Jan 8, 2026 · RIA to RIA
Anthony James Detrane from Pbmares Wealth Management LLC
Jan 8, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

5 joined from Financial Connections Group, Inc.
May 5, 2026 · Corte Madera, Ca · Firm absorbed
13 joined from Pbmares Wealth Management LLC
Dec 31, 2025 · Fairfax, Va · Firm absorbed
3 joined from Park Piedmont Advisors LLC
Dec 1, 2025 · Chicago, Il · Firm absorbed
5 joined from Iron Horse Wealth Management, LLC
Nov 12, 2025 · Johnston, Ia · Firm absorbed
5 joined from Marrella Private Wealth, LLC
Mar 28, 2025 · Wyomissing, Pa · Firm absorbed
2 joined from Barker Financial Group, Inc.
Mar 27, 2025 · Topsfield, Ma
2 joined from Young Wealth Management
Mar 3, 2025 · Davis, Ca
2 joined from Symmetry Partners
Jan 8, 2025 · Glastonbury, Ct

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Edward David Connelly · Managercontrol
since 09/2013 · owns less than 5%
Jane Meghan Martin · Coocontrol
since 12/2024 · owns less than 5%
Edward Timothy Richards · Ccocontrol
since 02/2019 · owns less than 5%
John James Scanlan · President, Ceocontrol
since 08/2022 · owns less than 5%
Maxwell Jason Schuck · Cfocontrol
since 04/2024 · owns less than 5%
Adam Patrick Sweeny · Chairmancontrol
since 06/2026 · owns less than 5%
Edward David Connelly · Manager/Membercontrol
since 09/2013 · owns F of Strategic Investment Holdings, LLC
Adam Patrick Sweeny · Manager/Membercontrol
since 09/2013 · owns F of Strategic Investment Holdings, LLC
Mark Samuel Atherton · Regional Director/Member
since 04/2024 · owns less than 5%
Lynn Diana Bacon · Senior Financial Advisor/Member
since 01/2020 · owns less than 5%
Arnold Phillip Calandra · Senior Financial Advisor/Member
since 04/2021 · owns less than 5%
Laura Carlson · Tax Manager/Member
since 07/2022 · owns less than 5%
Charles Thomas Cock · Regional Director/Member
since 10/2020 · owns less than 5%
Evan Taylor Drake · Senior Financial Advisor/Member
since 01/2022 · owns less than 5%
Jon Mitchell Ewart · Financial Advisor/Member
since 10/2020 · owns less than 5%
Anderson Donald Mcdonald · Education Director/Member
since 10/2020 · owns less than 5%
Renae Stacie Nemetz · Senior Financial Advisor/Member
since 07/2022 · owns less than 5%
Stuart Edward Richter · Senior Financial Advisor/Member
since 10/2016 · owns less than 5%
Harvey Siegel · Senior Financial Advisor/Member
since 10/2016 · owns less than 5%
Marie Evelyn Zohlen · Trustee - The Mark Louis Prendergast And Evelyn Marie Zohlen Family Trust
since 07/2023 · owns less than 5%

Entity owners

Apella Holdings, LLC · Direct Owner/Entity
direct · owns 75% or more
Strategic Investment Holdings, LLC · Direct Owner/Entity
direct · owns 50% to 75%
Project Bravo Acquisition, LLC · Partner
direct · owns 25% to 50%
The Mark Louis Prendergast And Evelyn Marie Zohlen Family Trust · Member
direct · owns less than 5%
Catapult Investments, LLC · Member
indirect · owns 50% to 75% of Project Bravo Acquisition, LLC
Wpcg Apella, LLC · Member
indirect · owns 25% to 50% of Project Bravo Acquisition, LLC

Related persons

Schedule D 7.A

Symmetry Partners
investment advisernRAUM $4.7B

Advisers that list Apella Wealth as a related person

120982 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
West Hartford, Ct · principal	95	30	0
Bellevue, Wa	13	2	0
Reston, Va	6	0	0
Larkspur, Ca	5	5	0
Costa Mesa, Ca	5	2	0
Wyomissing, Pa	5	0	0
Johnston, Ia	5	0	0
Mt Pleasant, Sc	4	4	0
Lenox, Ma	4	0	0
Williamsburg, Va	4	4	0
Fredericksburg, Va	3	3	1
Topsfield, Ma	3	0	0
Lake Oswego, Or	3	0	0
Fairfax, Va	2	2	0
Knoxville, Tn	2	1	0
Chicago, Il	2	0	0
Marblehead, Ma	2	0	0
Davis, Ca	2	0	0
Berwyn, Pa	2	0	0
Irvine, Ca	2	0	0

All 23 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 8 since 2015, 5 in 24 monthsderived
Advisors acquired: 48derived
Still registered after 90 days: 100% of 48derived
After 180 days: 98% of 43derived
After 365 days: 95% of 22derived
After 730 days: 82% of 17derived
Team lift-outs after: 0derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Bellevue, WA9 employees
Reston, VA5 employees
Huntington Beach, CA5 employees
Berwyn, PA3 employees
Olympia, WA2 employees
Irvine, CA2 employees
Knoxville, TN2 employees
Lake Oswego, OR2 employees
Lenox, MA2 employees
, 1 employees
Dallas, TX1 employees
Marblehead, MA1 employees
Providence, RI1 employees
San Francisco, CA1 employees
Southold, NY1 employees
Atlanta, GA1 employees

ADV anomalies

11 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 8, 2026
MARTIN, MEGHAN, JANE (COO) appeared on Schedule A between the filings of 2024-04-17 and 2026-09-08
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 8, 2026
SCHUCK, JASON, MAXWELL (CFO) appeared on Schedule A between the filings of 2024-04-17 and 2026-09-08
peers: independent wealth managers, $5B to $20B (289)
control person changedChange between filings · filing Sep 8, 2026
CONNELLY, DAVID, EDWARD (MANAGER) left Schedule A between the filings of 2024-04-17 and 2026-09-08
peers: independent wealth managers, $5B to $20B (289)
growth on all axesCombination · filing Mar 30, 2026
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $4,714,755,698 to $9,776,223,571, advisors 44 to 93, private clients 3832 to 7683, offices 19 to 36 (2025-03-30 to 2026-03-30)
peers: independent wealth managers, $5B to $20B (289)
new owner headcount expandsCombination · filing Mar 30, 2026
APELLA HOLDINGS, LLC joined Schedule A on the filing of 2026-09-08; advisors 44.0 to 93.0 between the annual amendments of 2025-03-30 and 2026-03-30
peers: independent wealth managers, $5B to $20B (289)
client count surgeChange between filings · filing Mar 30, 2026
individual and HNW clients (Item 5.D) moved from 3,832.0 to 7,683.0 (+100.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +6.0% (224 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (224) · 96% percentile
advisor count surgeChange between filings · filing Mar 30, 2026
advisory representatives (Item 5.B.3) moved from 44.0 to 93.0 (+111.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +6.0% (220 comparable advisers, 99.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (220) · 99% percentile
account count surgeChange between filings · filing Mar 30, 2026
accounts (Item 5.F.2.f) moved from 10,931.0 to 22,369.0 (+105.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +8.0% (253 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (253) · 96% percentile
employee count surgeChange between filings · filing Mar 30, 2026
employees (Item 5.A) moved from 94.0 to 164.0 (+74.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +5.0% (264 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (264) · 98% percentile
office count surgeChange between filings · filing Mar 30, 2026
offices other than the principal office (Item 1.F.5) moved from 19.0 to 36.0 (+89.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was 0.0% (142 comparable advisers, 96.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (142) · 96% percentile
RAUM up 50 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $4,714,755,698 to $9,776,223,571 (+107.0%) between the annual amendments of 2025-03-30 and 2026-03-30; the peer median change was +18.0% (271 comparable advisers, 97.0th percentile of changes)
peers: independent wealth managers, $5B to $20B (271) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Jul 22, 2026 to Sep 8, 2026
Related adviser · false to unset
Jul 22, 2026 to Sep 8, 2026
Related bank · false to unset
Jul 22, 2026 to Sep 8, 2026
Related broker-dealer · false to unset
Jul 22, 2026 to Sep 8, 2026
Related insurance company · false to unset
Jul 22, 2026 to Sep 8, 2026
Succession · false to unset
Jul 22, 2026 to Sep 8, 2026
Accounts · 22,369 to 24,058
Mar 30, 2026 to Jun 26, 2026
Advisory employees · 93 to 88
Mar 30, 2026 to Jun 26, 2026
Charity clients · 119 to 129
Mar 30, 2026 to Jun 26, 2026
Corporate clients · 85 to 90
Mar 30, 2026 to Jun 26, 2026
HNW clients · 3,280 to 3,591
Mar 30, 2026 to Jun 26, 2026
Individual clients · 4,403 to 4,548
Mar 30, 2026 to Jun 26, 2026
Pension plan clients · 113 to 145
Mar 30, 2026 to Jun 26, 2026
Employees · 164 to 179
Mar 30, 2026 to Jun 26, 2026
State-registered IARs · 93 to 88
Mar 30, 2026 to Jun 26, 2026
Other offices · 36 to 37
Mar 30, 2026 to Jun 26, 2026
Discretionary RAUM · $7.5B to $8.8B
Mar 30, 2026 to Jun 26, 2026
HNW RAUM · $8.2B to $9.4B
Mar 30, 2026 to Jun 26, 2026
Individual RAUM · $1.0B to $1.1B
Mar 30, 2026 to Jun 26, 2026
Non-discretionary RAUM · $2.2B to $2.3B
Mar 30, 2026 to Jun 26, 2026
Pension RAUM · $348M to $363M
Mar 30, 2026 to Jun 26, 2026
RAUM · $9.8B to $11B
Mar 30, 2026 to Jun 26, 2026
Related adviser · true to false
Mar 30, 2026 to Jun 26, 2026
Accounts · 19,172 to 22,369
Jan 22, 2026 to Mar 30, 2026
Advisory employees · 68 to 93
Jan 22, 2026 to Mar 30, 2026
Charity clients · 97 to 119
Jan 22, 2026 to Mar 30, 2026
Corporate clients · 55 to 85
Jan 22, 2026 to Mar 30, 2026
HNW clients · 2,684 to 3,280
Jan 22, 2026 to Mar 30, 2026
Individual clients · 3,921 to 4,403
Jan 22, 2026 to Mar 30, 2026
Pension plan clients · 144 to 113
Jan 22, 2026 to Mar 30, 2026
Assets in custody · $22.3M to $28.2M
Jan 22, 2026 to Mar 30, 2026
Employees · 140 to 164
Jan 22, 2026 to Mar 30, 2026
State-registered IARs · 68 to 93
Jan 22, 2026 to Mar 30, 2026
Other offices · 29 to 36
Jan 22, 2026 to Mar 30, 2026
Discretionary RAUM · $6.0B to $7.5B
Jan 22, 2026 to Mar 30, 2026
HNW RAUM · $6.6B to $8.2B
Jan 22, 2026 to Mar 30, 2026
Individual RAUM · $918M to $1.0B
Jan 22, 2026 to Mar 30, 2026
Non-discretionary RAUM · $2.0B to $2.2B
Jan 22, 2026 to Mar 30, 2026
Pension RAUM · $356M to $348M
Jan 22, 2026 to Mar 30, 2026
RAUM · $8.0B to $9.8B
Jan 22, 2026 to Mar 30, 2026

Signals

45 dated events

Nathan Edward White added a CT registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Nathan Edward White added a SC registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Steven Bradley Kingsley added a CT registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Steven Bradley Kingsley added a SC registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Mimi Jo Huss added a CT registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Mimi Jo Huss added a SC registration at Apella Wealth
Sep 16, 2026 · New state registration · fact
Jackson Paul Voshell added a CT registration at Apella Wealth
Sep 15, 2026 · New state registration · fact
Jackson Paul Voshell added a SC registration at Apella Wealth
Sep 15, 2026 · New state registration · fact
Anthony James Detrane left Apella Wealth for Cary Street Partners (registered 2026-06-10)
May 11, 2026 · Advisor changed firm · fact
Financial Connections Group, Inc.'s advisors moved to Apella Wealth (Corte Madera, CA): 5 of 5 registered, on the same day
May 5, 2026 · Firm absorbed (people side) · derived
Apella Wealth reported 36 offices beyond its principal office, up from 29 (2026-01-22 to 2026-03-30)
Mar 30, 2026 · Office count change · derived
Apella Wealth reported 93 state-registered advisory representatives, up from 68 (2026-01-22 to 2026-03-30)
Mar 30, 2026 · Advisor headcount change · derived
Claire Thornton left Apella Wealth for Avise Financial (registered 2026-01-02)
Jan 30, 2026 · Advisor changed firm · fact
Pbmares Wealth Management LLC's advisors moved to Apella Wealth (Fairfax, VA): 13 of 14 registered, on the same day
Dec 31, 2025 · Firm absorbed (people side) · derived
Park Piedmont Advisors LLC's advisors moved to Apella Wealth (Chicago, IL): 3 of 4 registered, on the same day
Dec 1, 2025 · Firm absorbed (people side) · derived
Iron Horse Wealth Management, LLC's advisors moved to Apella Wealth (Johnston, IA): 5 of 5 registered, on the same day
Nov 12, 2025 · Firm absorbed (people side) · derived
Apella Wealth reported 29 offices beyond its principal office, up from 23 (2025-07-17 to 2025-11-11)
Nov 11, 2025 · Office count change · derived
Apella Wealth reported 68 state-registered advisory representatives, up from 53 (2025-07-17 to 2025-11-11)
Nov 11, 2025 · Advisor headcount change · derived
Apella Wealth reported RAUM $8.0B, up 69% from $4.7B (2025-07-17 to 2025-11-11)
Nov 11, 2025 · RAUM change · derived
David Edward Connelly left Apella Wealth for Artura Wealth, Llc (registered 2025-08-07)
Aug 28, 2025 · Advisor changed firm · fact
Samantha Lynn Heflin left Apella Wealth for Slp Wealth (registered 2025-07-07)
Jun 11, 2025 · Advisor changed firm · fact
Robert Easton Price left Apella Wealth for Prosperity Wealth Planning Llc (registered 2025-06-16)
Jun 6, 2025 · Advisor changed firm · fact
Apella Wealth reported RAUM $4.7B, up 41% from $3.3B (2024-10-15 to 2025-03-30)
Mar 30, 2025 · RAUM change · derived
Marrella Private Wealth, LLC's advisors moved to Apella Wealth (Wyomissing, PA): 5 of 5 registered, on the same day
Mar 28, 2025 · Firm absorbed (people side) · derived
2 advisors left Barker Financial Group, Inc. (Topsfield, MA) for Apella Wealth on the same day
Mar 27, 2025 · Team lift-out · derived
2 advisors left Young Wealth Management (Davis, CA) for Apella Wealth on the same day
Mar 3, 2025 · Team lift-out · derived
2 advisors left Symmetry Partners (Glastonbury, CT) for Apella Wealth within 2 days
Jan 8, 2025 · Team lift-out · derived
Joyce Virginia Bloomquist left Apella Wealth for Empirical Wealth Management (registered 2024-10-02)
Sep 17, 2024 · Advisor changed firm · fact
James Patrick Scanlan left Apella Wealth for Stage Harbor Financial (registered 2024-10-25)
Sep 13, 2024 · Advisor changed firm · fact
Maria Del Mar Castillo Dominguez left Apella Wealth for Valoria Wealth Management Llc (registered 2024-08-08)
May 28, 2024 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 718-400-6898reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 866-855-0270reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/apella-wealthreportedpublic record, Form ADV, Sep 17, 2026
Website: apellaascent.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 860.785.2260reportedpublic record, Form ADV, Sep 8, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $122Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026