DFX Intelligence
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Firm absorbed
3 advisors left P•••••• P••••••• G••••• L•• for P•••••• I••••••••• P•••••••• L••
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Cari Ann Walling | Melville, Ny | Jul 27, 2021 | May 24, 2021 |
| James Patrick Diver | Melville, Ny | Jul 27, 2021 | May 24, 2021 |
| Michael John Desmond | Melville, Ny | Jul 27, 2021 | Jun 1, 2021 |
The rule
- Registrations ended
- Jul 27, 2021
- Registered next
- May 24, 2021 to Jun 1, 2021
- Branch state
- NY
- Cities
- 1, most in Melville, Ny
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape