DFX Intelligence
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Team lift-out
4 advisors left S••••• M••••••••• for F•••• F•••••••• S•••••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Donald Glenn Baker | North Little Rock, Ar | Mar 5, 2024 | Mar 1, 2024 |
| F. John Deuschle | North Little Rock, Ar | Mar 5, 2024 | Mar 1, 2024 |
| Stephen Joseph Sanders | North Little Rock, Ar | Mar 5, 2024 | Apr 30, 2024 |
| Thomas Dixon Sanders | North Little Rock, Ar | Mar 5, 2024 | Apr 30, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 5, 2024
- Registered next
- Mar 1, 2024 to Apr 30, 2024
- Branch state
- AR
- Cities
- 1, most in North Little Rock, Ar
- Registered there that day
- 72 (people still on IAPD; an estimate)
- Share of that headcount
- 5.6%
- Succession by the destination
- none on the tape