DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sowell Management
Legal name Sowell Financial Services, LLC
Latest filing Jul 23, 2026
First filing on the tape Mar 21, 2012 · 115 filings
SEC status approved since May 27, 2005
RAUM
$4.8B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
89%
$4.3B individuals and HNW
Advisors
109
registered through the firm on IAPD
RAUM per advisor
$44.1M
derived; firm RAUM over IAPD count
Employees
162
94 advisory (5.B.1)
Offices
70
beyond the principal office
Private funds
0
reported on Schedule D
History
115 filings and snapshots on the tape
RAUM$4.8B as of Jul 23, 2026
Mar 21, 2012$446M then
HNW client RAUM$2.0B as of Jul 23, 2026
Mar 31, 2018$875M then
State-registered IARs (5.B.3)106 as of Jul 23, 2026
Apr 1, 20136 then
Employees (5.A)162 as of Jul 23, 2026
Apr 1, 20138 then
Private funds: no history
RAUM +14% over the last fiscal year+20% a year over threeIARs 96 to 106
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- $44.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.1MderivedHNW RAUM over HNW clients
- Average account
- $286,832derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 3.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.5derived71 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $1.4B, 1,754 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.2B47%
- High-net-worth individuals$2.0B42%
- Corporations and businesses$353M7.3%
- Pension and profit-sharing plans$157M3.3%
- Charitable organizations$16.8M0.3%
- Individual clients
- 5,880reported
- HNW clients
- 400reported
- Pension plan clients
- 116reported
- Charitable clients
- 32reported
- Accounts
- 16,763reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 1,754 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
108 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| William Chesley Sowell | North Little Rock, Ar | Jan 22, 2010 | 35 y | 3 |
| Carrie Jean Quraishi | Jonesboro, Ar | Dec 14, 2015 | 19 y | 4 |
| James Jon Benet | Forest, Va | Feb 1, 2016 | 41 y | 2 |
| Eric Farokh BillimoriaCertified Financial Planner | Schaumberg, Il | Sep 16, 2016 | 14 y | 1 |
| John Martin Padilla | Santa Monica, Ca | Sep 16, 2016 | 34 y | 4 |
| Farokh Bill BillimoriaCertified Financial Planner | North Little Rock, Ar | Sep 19, 2016 | 43 y | 4 |
| Lori Robyn Hall | Woodridge, Il | Sep 19, 2016 | 26 y | 4 |
| Leslie Ferrone | North Little Rock, Ar | Sep 21, 2016 | 38 y | 2 |
| Kimberly Marie Nordi | Gig Harbor, Wa | Sep 26, 2016 | 30 y | 3 |
| Thomas Ralph ClarkChartered Financial Consultant | West Des Moines, Ia | Sep 29, 2016 | 40 y | 4 |
| Gerrit William Vrieze | West Des Moines, Ia | Sep 29, 2016 | 28 y | 3 |
| Scott Lawrence ChristieChartered Financial Consultant | Scottsdale, Az | Sep 30, 2016 | 41 y | 5 |
| Matthew Paul MccoyCertified Financial Planner, Chartered Financial Consultant | Chattanooga, Tn | Oct 3, 2016 | 21 y | 3 |
| Brady Brian Buskirk | Gig Harbor, Wa | Oct 3, 2016 | 15 y | 4 |
| Brian Wayne Buskirk | Gig Harbor, Wa | Oct 17, 2016 | 43 y | 4 |
| Ryan Matthew Jennings | Scottsdale, Az | Oct 19, 2016 | 14 y | 2 |
| Jason Allan Stroede | Belleville, Il | Nov 15, 2016 | 19 y | 4 |
| Marty Edward Paul | North Little Rock, Ar | Dec 8, 2016 | 31 y | 4 |
| Joseph M Latour | North Little Rock, Ar | Dec 21, 2016 | 29 y | 6 |
| Eric Michael Harley | Indianapolis, In | Jan 5, 2017 | 26 y | 4 |
| Dianne Mae Lutz | North Little Rock, Ar | Mar 22, 2017 | 38 y | 3 |
| Chris D Balka | Seattle, Wa | Jul 18, 2017 | 31 y | 2 |
| Marilyn Laux EvansCertified Financial Planner | North Little Rock, Ar | Aug 31, 2017 | 27 y | 2 |
| Philip Wayne Bodine | Granite Bay, Ca | Jan 12, 2018 | 32 y | 3 |
| Colin Joseph HughesCertified Financial Planner | Flagstaff, Az | Feb 16, 2018 | 16 y | 2 |
| Matthew Thomas McmahonCertified Financial Planner | Flagstaff, Az | Feb 16, 2018 | 12 y | 2 |
| Morris M. Amiri | North Little Rock, Ar | Dec 18, 2018 | 23 y | 2 |
| Samuel Harrison KornsteinChartered Financial Analyst | Newton, Ma | Feb 11, 2019 | 14 y | 1 |
| Matthew Gerard DellerCertified Financial Planner | North Little Rock, Ar | Aug 5, 2019 | 26 y | 5 |
| Lawrence Parker WattsChartered Financial Analyst | North Little Rock, Ar | Aug 23, 2019 | 43 y | 2 |
| Rodney Kresge | North Little Rock, Ar | Nov 7, 2019 | 31 y | 3 |
| Daryl T Seaton | North Little Rock, Ar | Jan 30, 2020 | 25 y | 4 |
| John Karlton Deshaw | North Little Rock, Ar | Mar 4, 2020 | 31 y | 1 |
| Ramie Khalil | Huntington Beach, Ca | Mar 4, 2020 | 12 y | 1 |
| Vladimir Donets | Granite Bay, Ca | Apr 16, 2020 | 24 y | 1 |
| Joshua Sinnott | North Little Rock, Ar | Apr 16, 2020 | 19 y | 1 |
| Vyacheslav Slava Palamarchuk | Granite Bay, Ca | Apr 16, 2020 | 11 y | 1 |
| Timothy Jonathan Poole | North Little Rock, Ar | May 20, 2020 | 22 y | 4 |
| Donald James ZolfoCertified Financial Planner | New Lenox, Il | Nov 24, 2020 | 12 y | 2 |
| Harvey I Spira | North Little Rock, Ar | Feb 28, 2021 | 42 y | 6 |
Advisor movement
7 left, 10 joined in 12 months
net +3 in 12 months2 left in 90 days2 joined in 90 daysdeparture rate 6.4% of current headcount22 left over 36 months
Left, latest
- Michael Mixon Ellis to Ellis Wealth Advisors, LLCJun 30, 2026 · RIA to a newly registered adviser
- Michael Mixon Ellis to Ellis Wealth Advisors, LLCJun 30, 2026 · RIA to a newly registered adviser
- Jullie Ann Nicole Strippoli to Hub Investment Partners, LLCApr 17, 2026 · RIA to RIA
- James Goolsby to Dai Wealth, LLCJan 5, 2026 · RIA to RIA
- John Melville Davis to Integrated Advisors Network LLCJan 2, 2026 · RIA to RIA
- Pich Molyka Nhek to Private Advisor Group, LLCDec 12, 2025 · RIA to affiliated broker-dealer or bank
- Simon Antoine Arrata to Traynor Capital ManagementOct 23, 2025 · RIA to RIA
- Noah Brian Ozgo to MML Investors Services, LLCAug 22, 2025 · RIA to affiliated broker-dealer or bank
- Richard C Wethington to StephensFeb 11, 2025 · RIA to affiliated broker-dealer or bank
- Eric Michael Flaten to Lifepro Asset ManagementOct 18, 2024 · RIA to RIA
- Marquay Jovon Baul to Integra Private Wealth Management, LLCSep 10, 2024 · RIA to a state-registered adviser
- Matthew Reakus to Sound Wealth LLCAug 1, 2024 · RIA to a state-registered adviser
- Clayton Boyd Alexander to Teton Wealth Group LLCMay 23, 2024 · RIA to RIA
- Douglas Scott Ferrell to Teton Wealth Group LLCMay 23, 2024 · RIA to RIA
- F. John Deuschle to First Financial Services, LLCMar 5, 2024 · RIA to a newly registered adviser
Joined, latest
- Jason Fagan from Cambridge Investment Research Advisors, Inc.Sep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joshua Daniel Ellis from Cambridge Investment Research Advisors, Inc.Sep 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Carrie Jean Quraishi from Financial Gravity Asset Management, Inc.Jun 15, 2026 · RIA to RIA
- William Harris Purvis from Lgt Financial Advisors LLCMay 8, 2026 · RIA to RIA
- Andrew Thomas Greenawalt from MML Investors Services, LLCMar 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Vincent Ronald Gimarelli from Assetmark, Inc.Feb 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Joseph L Corbett from Sax Wealth Advisors, LLCFeb 20, 2026 · RIA to RIA
- Jessica Elizabeth Poynter from First Heartland Consultants, Inc.Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Edward Raymond Foraker from Clarus Wealth Advisors, LLCJan 1, 2026 · RIA to RIA
- David Kevin Giegel from Stonex Advisors Inc.Dec 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- David Neil Newsom from Northwestern Mutual Investment Services,LLCAug 27, 2025 · Other
- Kyle Fitzgerald from Northwestern Mutual Investment Services,LLCJul 18, 2025 · Other
- Hayden Guthrie from Florida Financial Advisors, LLCFeb 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alexander Kyle Richmond from MML Investors Services, LLCJan 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Brandon Scott Grable from MML Investors Services, LLCJan 30, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Teton Wealth Group LLCMay 23, 2024 · North Little Rock, Ar
- 4 left for First Financial Services, LLCMar 5, 2024 · North Little Rock, Ar
- 2 left for Efficient AdvisorsDec 1, 2023 · North Little Rock, Ar
- 2 left for Inspire Advisors, LLCJun 14, 2023 · Little Rock, Ar
- 4 left for Heritage Oak Wealth AdvisorsMay 1, 2023 · North Little Rock, Ar
- 2 left for Efficient AdvisorsMar 1, 2023 · High Point, Nc
- 4 left for New Wave Wealth AdvisorsDec 31, 2022 · North Little Rock, Ar
- 2 left for Ipsen Advisor GroupMar 31, 2022 · North Little Rock, Ar
- 2 joined from Cambridge Investment Research Advisors, Inc.Sep 4, 2026 · Merritt Island, Fl
- 2 joined from Northwestern Mutual Investment Services,LLCJul 23, 2025 · Conway, Ar
- 2 joined from MML Investors Services, LLCJan 30, 2025 · Little Rock, Ar
- 2 joined from Ic Advisory Services, Inc.Nov 4, 2024 · La Plata, Md
- 2 joined from Baker Tilly Wealth Management, LLCJul 19, 2023 · Houston, Tx
- 2 joined from Solera Asset Managers, LLCApr 13, 2023 · North Little Rock, Ar
- 2 joined from Private Advisor Group, LLCApr 10, 2023 · Morristown, Nj
- 2 joined from Prospera Financial Services, Inc.Sep 8, 2021 · Irvington, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T Daryl Seaton · President And Ceocontrolsince 01/2020 · owns less than 5%
- Cynthia Sowell · Evpcontrolsince 03/2009 · owns less than 5%
- Chesley William Sowell · Founder And Chief Strategy Officercontrolsince 12/2001 · owns less than 5%
- Chesley William Sowell · Chief Executive Officercontrolsince 12/2001 · owns 50% to 75% of Sowell Management, Inc
- Clifford Charles Hicks · Chief Customer Officersince 04/2015 · owns less than 5%
- Fairbanks Jason Inglis · Chief Revenue Officersince 08/2022 · owns less than 5%
- Rodney Kresge · Chief Compliance Officersince 10/2019 · owns less than 5%
- Nancy Norman · Trusteesince 08/2016 · owns 50% to 75% of Theodore And Nancy Family Revocable Trust Dated August 2, 2016
- Paul Theodore Norman · Trusteesince 08/2016 · owns 50% to 75% of Theodore And Nancy Family Revocable Trust Dated August 2, 2016
Entity owners
- Merchant Sowell Holdings, LLC · Memberdirect · owns 75% or more
- Sowell Management, Inc · Memberdirect · owns 25% to 50%
- Theodore And Nancy Family Revocable Trust Dated August 2, 2016 · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Lighthouse Wealth Strategies, LLCinvestment advisernRAUM $844M
- M. S. Howells & Co.broker-dealern
- Purshe Kaplan Sterling Investments, Inc.broker-dealern
- Sowell Insurance Servicesreal estatey
- Teton Wealth Group LLCinvestment advisernRAUM $204M
- Trutorobroker-dealerinvestment advisernRAUM $142M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Little Rock, Ar · principal | 104 | 19 | 4 | ||
| Gig Harbor, Wa | 7 | 1 | 0 | ||
| Little Rock, Ar | 5 | 1 | 0 | ||
| Houston, Tx | 4 | 0 | 1 | ||
| Jupiter, Fl | 3 | 0 | 0 | ||
| Dallas, Tx | 3 | 2 | 0 | ||
| Flagstaff, Az | 3 | 0 | 0 | ||
| Good Hope, Ga | 3 | 0 | 0 | ||
| Granite Bay, Ca | 3 | 0 | 0 | ||
| La Plata, Md | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 0 | ||
| Shawnee, Ok | 3 | 1 | 0 | ||
| West Des Moines, Ia | 3 | 1 | 0 | ||
| Hot Springs, Ar | 2 | 0 | 0 | ||
| Williamsburg, Va | 2 | 0 | 0 | ||
| New York, Ny | 2 | 0 | 0 | ||
| Rogers, Ar | 2 | 0 | 0 | ||
| Enid, Ok | 2 | 0 | 0 | ||
| Chattanooga, Tn | 2 | 0 | 0 | ||
| Cayucos, Ca | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Gig Harbor, WA7 employees
- Rogers, AR3 employees
- Little Rock, AR3 employees
- Albuquerque, NM2 employees
- Chattanooga, TN2 employees
- Flagstaff, AZ2 employees
- Marlton, NJ2 employees
- Scottsdale, AZ2 employees
- Watkinsville, GA2 employees
- West Des Moines, IA2 employees
- Williamsburg, VA2 employees
- Indianapolis, IN1 employees
- Jupiter, FL1 employees
- Castle Rock, CO1 employees
- Los Angeles, CA1 employees
- Tulsa, OK1 employees
- Atlanta, GA1 employees
- Roseville, CA1 employees
- Santa Monica, CA1 employees
- Schaumberg, IL1 employees
- Enid, OK1 employees
- , 1 employees
- Dartmouth, MA1 employees
- Granite Bay, CA1 employees
- Hot Springs, AR1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 29, 2026HNW share of RAUM moved from 21.0% to 42.0% between the annual amendments of 2025-04-25 and 2026-04-29peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 13,257 to 16,763Feb 11, 2026 to Mar 25, 2026
- Advisory employees · 87 to 94Feb 11, 2026 to Mar 25, 2026
- BD registered reps · 10 to 4Feb 11, 2026 to Mar 25, 2026
- Charity clients · 29 to 32Feb 11, 2026 to Mar 25, 2026
- Corporate clients · 214 to 196Feb 11, 2026 to Mar 25, 2026
- HNW clients · 82 to 400Feb 11, 2026 to Mar 25, 2026
- Individual clients · 5,926 to 5,880Feb 11, 2026 to Mar 25, 2026
- Pension plan clients · 321 to 116Feb 11, 2026 to Mar 25, 2026
- Assets in custody · $880M to $1.4BFeb 11, 2026 to Mar 25, 2026
- Employees · 146 to 162Feb 11, 2026 to Mar 25, 2026
- Insurance-licensed employees · 7 to 10Feb 11, 2026 to Mar 25, 2026
- State-registered IARs · 96 to 106Feb 11, 2026 to Mar 25, 2026
- Discretionary RAUM · $4.1B to $4.7BFeb 11, 2026 to Mar 25, 2026
- HNW RAUM · $891M to $2.0BFeb 11, 2026 to Mar 25, 2026
- Individual RAUM · $2.8B to $2.2BFeb 11, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $87.7M to $70.3MFeb 11, 2026 to Mar 25, 2026
- Pension RAUM · $164M to $157MFeb 11, 2026 to Mar 25, 2026
- RAUM · $4.2B to $4.8BFeb 11, 2026 to Mar 25, 2026
- Financial planning clients · 26-50 to 26-50Apr 25, 2025 to Jun 11, 2025
- Advisory employees · 84 to 87Feb 6, 2025 to Apr 25, 2025
- BD registered reps · 13 to 10Feb 6, 2025 to Apr 25, 2025
- Charity clients · 18 to 29Feb 6, 2025 to Apr 25, 2025
- Corporate clients · 187 to 214Feb 6, 2025 to Apr 25, 2025
- HNW clients · 61 to 82Feb 6, 2025 to Apr 25, 2025
- Individual clients · 5,343 to 5,926Feb 6, 2025 to Apr 25, 2025
- Pension plan clients · 264 to 321Feb 6, 2025 to Apr 25, 2025
- Assets in custody · $1.2B to $880MFeb 6, 2025 to Apr 25, 2025
- Employees · 157 to 146Feb 6, 2025 to Apr 25, 2025
- Insurance-licensed employees · 11 to 7Feb 6, 2025 to Apr 25, 2025
- State-registered IARs · 92 to 96Feb 6, 2025 to Apr 25, 2025
- Discretionary RAUM · $3.3B to $4.1BFeb 6, 2025 to Apr 25, 2025
- HNW RAUM · $701M to $891MFeb 6, 2025 to Apr 25, 2025
- Individual RAUM · $2.2B to $2.8BFeb 6, 2025 to Apr 25, 2025
- Non-discretionary RAUM · $411,508 to $87.7MFeb 6, 2025 to Apr 25, 2025
- Pension RAUM · $92.1M to $164MFeb 6, 2025 to Apr 25, 2025
- RAUM · $3.3B to $4.2BFeb 6, 2025 to Apr 25, 2025
- Accounts · 12,450 to 13,257Nov 29, 2023 to Mar 1, 2024
- Advisory employees · 87 to 84Nov 29, 2023 to Mar 1, 2024
- BD registered reps · 18 to 13Nov 29, 2023 to Mar 1, 2024
- Corporate clients · 165 to 187Nov 29, 2023 to Mar 1, 2024
Signals
60 dated events
- 2 advisors left Cambridge Investment Research Advisors, Inc. (Merritt Island, FL) for Sowell Management on the same daySep 4, 2026 · Team lift-out · derived
- Michael Mixon Ellis left Sowell Management for Ellis Wealth Advisors, Llc (registered 2026-07-10)Jun 30, 2026 · Advisor changed firm · fact
- Michael Mixon Ellis left Sowell Management for Ellis Wealth Advisors, Llc (registered 2026-07-29)Jun 30, 2026 · Advisor changed firm · fact
- Jullie Ann Nicole Strippoli left Sowell Management for Hub Investment Partners, Llc (registered 2026-04-22)Apr 17, 2026 · Advisor changed firm · fact
- James Goolsby left Sowell Management for Dai Wealth, Llc (registered 2026-01-02)Jan 5, 2026 · Advisor changed firm · fact
- John Melville Davis left Sowell Management for Integrated Advisors Network Llc (registered 2026-01-02)Jan 2, 2026 · Advisor changed firm · fact
- Pich Molyka Nhek left Sowell Management for Private Advisor Group, Llc (registered 2026-08-26)Dec 12, 2025 · Advisor changed firm · fact
- Simon Antoine Arrata left Sowell Management for Traynor Capital Management (registered 2025-08-26)Oct 23, 2025 · Advisor changed firm · fact
- Noah Brian Ozgo left Sowell Management for Mml Investors Services, Llc (registered 2025-08-28)Aug 22, 2025 · Advisor changed firm · fact
- 2 advisors left Northwestern Mutual Investment Services,Llc (Conway, AR) for Sowell Management within 7 daysJul 23, 2025 · Team lift-out · derived
- Sowell Management reported RAUM $4.2B, up 27% from $3.3B (2025-02-06 to 2025-04-25)Apr 25, 2025 · RAUM change · derived
- Richard C Wethington left Sowell Management for Stephens (registered 2025-02-11)Feb 11, 2025 · Advisor changed firm · fact
- 2 advisors left MML Investors Services, LLC (Little Rock, AR) for Sowell Management on the same dayJan 30, 2025 · Team lift-out · derived
- 2 advisors left IC Advisory Services, Inc. (LA Plata, MD) for Sowell Management on the same dayNov 4, 2024 · Team lift-out · derived
- Eric Michael Flaten left Sowell Management for Lifepro Asset Management (registered 2024-08-02)Oct 18, 2024 · Advisor changed firm · fact
- Marquay Jovon Baul left Sowell Management for Integra Private Wealth Management, Llc (registered 2023-02-27)Sep 10, 2024 · Advisor changed firm · fact
- Matthew Reakus left Sowell Management for Sound Wealth Llc (registered 2024-05-21)Aug 1, 2024 · Advisor changed firm · fact
- Douglas Scott Ferrell left Sowell Management for Teton Wealth Group Llc (registered 2021-02-01)May 23, 2024 · Advisor changed firm · fact
- Clayton Boyd Alexander left Sowell Management for Teton Wealth Group Llc (registered 2021-02-01)May 23, 2024 · Advisor changed firm · fact
- 2 advisors left Sowell Management (North Little Rock, AR) for Teton Wealth Group LLC on the same dayMay 23, 2024 · Team lift-out · derived
- Stephen Joseph Sanders left Sowell Management for First Financial Services, Llc (registered 2024-04-30)Mar 5, 2024 · Advisor changed firm · fact
- F. John Deuschle left Sowell Management for First Financial Services, Llc (registered 2024-03-01)Mar 5, 2024 · Advisor changed firm · fact
- Donald Glenn Baker left Sowell Management for First Financial Services, Llc (registered 2024-03-01)Mar 5, 2024 · Advisor changed firm · fact
- Thomas Dixon Sanders left Sowell Management for First Financial Services, Llc (registered 2024-04-30)Mar 5, 2024 · Advisor changed firm · fact
- 4 advisors left Sowell Management (North Little Rock, AR) for First Financial Services, LLC on the same dayMar 5, 2024 · Team lift-out · derived
- Sowell Management reported 70 offices beyond its principal office, up from 55 (2023-11-29 to 2024-03-01)Mar 1, 2024 · Office count change · derived
- David Jason Lampe left Sowell Management for Lampe Financial Group Llc (registered 2023-10-13)Dec 31, 2023 · Advisor changed firm · fact
- Steven Bradford Miller left Sowell Management for Efficient Advisors (registered 2021-05-13)Dec 1, 2023 · Advisor changed firm · fact
- Sabrina Ann Williams left Sowell Management for Efficient Advisors (registered 2021-05-13)Dec 1, 2023 · Advisor changed firm · fact
- 2 advisors left Sowell Management (North Little Rock, AR) for Efficient Advisors on the same dayDec 1, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 501-232-8686reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/solera-asset-managersreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/apex-asset-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- sowelladvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 501-219-2434reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026