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Firm absorbed

3 advisors left N••••• C•••••• L•• for S••••••••• A•••• M••••••••• G•••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alphonse Ignatius ChanLa Jolla, CaJan 25, 2019Jan 2, 2020
Christopher Keith RicheyLa Jolla, CaJan 25, 2019Jan 2, 2020
Robert Kyungwon ChoiLa Jolla, CaJan 25, 2019Jan 2, 2020
The rule
Registrations ended
Jan 25, 2019
Registered next
Jan 2, 2020
Branch state
CA
Cities
1, most in La Jolla, Ca
Registered there that day
3 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape