DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• A•••• M••••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 35 filings
SEC status approved since Mar 19, 2002
RAUM
$28B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
67%
$19B individuals and HNW
Advisors
35
registered through the firm on IAPD
RAUM per advisor
$809M
derived; firm RAUM over IAPD count
Employees
175
92 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
12
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$28B as of Mar 31, 2026
Mar 30, 2012$11B then
HNW client RAUM$19B as of Mar 31, 2026
Mar 30, 2018$18B then
State-registered IARs (5.B.3)35 as of Mar 31, 2026
Apr 1, 201314 then
Employees (5.A)175 as of Mar 31, 2026
Apr 1, 201388 then
Private funds12 as of Mar 31, 2026
Mar 30, 201221 then
RAUM -22% over the last fiscal year-0.7% a year over threeIARs 32 to 35offices 6 to 7
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $809MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $17.5MderivedHNW RAUM over HNW clients
- Average account
- $23.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 4.4derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- -22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $15B, 1,184 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$19B67%
- Pension and profit-sharing plans$3.2B11%
- Investment companies$3.1B11%
- Charitable organizations$1.3B4.6%
- State and municipal entities$907M3.2%
- Corporations and businesses$526M1.9%
- Insurance companies$267M0.9%
- Pooled investment vehicles$106M0.4%
- Individual clients
- n/areported
- HNW clients
- 1,081reported
- Pension plan clients
- 26reported
- Charitable clients
- 50reported
- Accounts
- 1,205reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 1,184 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.67 fund_share=0.11 institutional_share=0.2 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
35 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• W•••••• V••••Chartered Financial Analyst | New York, Ny | Jun 30, 2003 | 32 y | 0 |
| T••••••• E••••• M••••• | Charlottesville, Va | Apr 8, 2005 | 30 y | 2 |
| N•••• E•••• H••••••Certified Financial Planner | Boston, Ma | Jan 4, 2013 | 42 y | 1 |
| J••••••• M•••••• | New York, Ny | Jan 9, 2013 | 41 y | 0 |
| A••••• S•••••••• M•••••• | New York, Ny | Jan 23, 2013 | 24 y | 0 |
| D•••• H• T••••• | New York, Ny | Jan 23, 2013 | 13 y | 0 |
| S•••• H••• M••••• | New York, Ny | Jan 23, 2013 | 23 y | 0 |
| P•••• F•••••••• T••••••• | Boston, Ma | Jan 23, 2013 | 13 y | 0 |
| I•• W••••• S•••• | New York, Ny | Jan 23, 2013 | 32 y | 0 |
| M•••••• A••••• | New York, Ny | Jan 23, 2013 | 33 y | 1 |
| J••• A•••• G••• | New York, Ny | Jan 23, 2013 | 42 y | 1 |
| T••• N••• K••••• | Boston, Ma | Mar 5, 2013 | 42 y | 1 |
| J••• B••• M•••••• | New York, Ny | Oct 15, 2013 | 26 y | 0 |
| A••••• M••••••• A••••• J•• | Richmond, Va | Mar 26, 2014 | 24 y | 1 |
| P••••• P•••••• G••••• | Richmond, Va | Apr 16, 2014 | 30 y | 1 |
| B••• A•••••••• J••••••• | New York, Ny | May 11, 2017 | 26 y | 0 |
| R••••• H•••• B••••• | Bedminster, Nj | Apr 18, 2019 | 37 y | 2 |
| B•••• R•••••• B••• | New York, Ny | Aug 8, 2019 | 30 y | 1 |
| A••••••• I••••••• C•••Chartered Financial Analyst | San Diego, Ca | Jan 2, 2020 | 31 y | 2 |
| R••••• K••••••• C•••Chartered Financial Analyst | San Diego, Ca | Jan 2, 2020 | 29 y | 3 |
| C••••••••• K•••• R•••••Chartered Financial Analyst | San Diego, Ca | Jan 2, 2020 | 29 y | 2 |
| S•••• B•••• | New York, Ny | May 5, 2022 | 28 y | 3 |
| W•••••• V•• M••••• | New York, Ny | May 5, 2022 | 16 y | 0 |
| B•••••• C•••• S•• | New York, Ny | May 5, 2022 | 21 y | 0 |
| W•••••• F••••• G••••••Chartered Financial Analyst | Bedminster, Nj | Oct 27, 2022 | 35 y | 2 |
| S••••• R•••••• L••••Chartered Financial Analyst | New York, Ny | Jan 21, 2025 | 19 y | 1 |
| T••• C••••••Certified Financial Planner | Richmond, Va | May 22, 2025 | 17 y | 0 |
| B•••• F•••••• G•••••Certified Financial Planner | New York, Ny | May 23, 2025 | 19 y | 0 |
| T••••• M••••Chartered Financial Analyst | Richmond, Va | May 27, 2025 | 11 y | 0 |
| J•••••• P••• N•••••Chartered Financial Analyst | Milwaukee, Wi | Sep 8, 2025 | 26 y | 1 |
| R•••• T••••• R•••Chartered Financial Analyst | Milwaukee, Wi | Sep 8, 2025 | 14 y | 0 |
| S•••••• H•••••• R•••• | New York, Ny | Oct 24, 2025 | 45 y | 0 |
| E••••• C••••••••• | Princeton, Nj | Jan 1, 2026 | 46 y | 2 |
| K•••••••• L••• B•••• | Princeton, Nj | Jan 1, 2026 | 11 y | 0 |
| C••••• V•••••••• W••••••• | Richmond, Va | Mar 6, 2026 | 24 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- P••• C•••••••• to S•• W••••• A•••••••• L••Dec 21, 2018 · RIA to RIA
- D•••• K•••• M•••••• to B•••••••• R••••• • F•••••••• I•••Jun 26, 2014 · Other
- B••••••• B••••••• to C•••••• I••••••••• S•••••••• L••Oct 11, 2013 · Other
- G••••• D•••• P••••• H•••• to C•••••• I••••••••• S•••••••• L••May 2, 2013 · Other
Joined, latest
- E••••• C••••••••• from W••• • A•••••• L••Jan 1, 2026 · Other
- J•••••• P••• N••••• from N•••••••• B••••• M••••••••• L••Sep 8, 2025 · Other
- S••••• R•••••• L•••• from C•••••• A•••• M••••••••• L••Jan 21, 2025 · Other
- W•••••• F••••• G•••••• from W••• • A•••••• L••Oct 27, 2022 · Other
- S•••• B•••• from A••••••••• L•••May 5, 2022 · Other
- R••••• K••••••• C••• from N••••• C•••••• L••Jan 2, 2020 · RIA to RIA
- A••••••• I••••••• C••• from N••••• C•••••• L••Jan 2, 2020 · RIA to RIA
- C••••••••• K•••• R••••• from N••••• C•••••• L••Jan 2, 2020 · RIA to RIA
- B•••• R•••••• B••• from C•••••• A•••• M••••••••• L••Aug 8, 2019 · Other
- R••••• H•••• B••••• from W••• • A•••••• L••Apr 18, 2019 · Other
- P••••• P•••••• G••••• from C••• S••••• P•••••••Apr 16, 2014 · Other
- A••••• M••••••• A••••• J•• from C••• S••••• P•••••••Mar 26, 2014 · Other
- D•••• K•••• M•••••• from E•••• • Y•••• I••••••••• A••••••• L••May 24, 2013 · Other
- T••• N••• K••••• from S••••••••• A•••• M••••••••• G•••• L••Mar 5, 2013 · Other
- M•••••• A••••• from M••••• S•••••• • C•• L••Jan 23, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C•••••• A•••• M••••••••• L••Jul 30, 2019 · Milwaukee, Wi
- 3 joined from N••••• C•••••• L••Jan 25, 2019 · La Jolla, Ca · Firm absorbed
Private funds
29 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• M•••••••• A•••••••• M••••• F••• | Other Private Fund | $169M | 3 | Mar 30, 2012 |
| S••••••••• M•••••••• A•••••••• P•••••••• S• | Other Private Fund | $163M | 158 | Mar 30, 2016 |
| S••••••••• M•••••••• S•••••• S••••••••• F••• I•no longer reported | Hedge Fund | $120M | 81 | Mar 30, 2012 |
| S••••••••• J•••••••• F••• L• | Hedge Fund | $107M | 29 | Mar 31, 2015 |
| S••••••••• S••••• G••••• E••••• F•••• L•••no longer reported | Other Private Fund | $72.0M | 32 | Mar 30, 2012 |
| S••••••••• M•••••••• S•••••• S••••••••• F•••no longer reported | Hedge Fund | $49.5M | 44 | Mar 30, 2012 |
| S••••••••• S•••• C•• F•••• L•••no longer reported | Hedge Fund | $49.1M | 41 | Mar 30, 2012 |
| S••••••••• S•••••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $34.9M | 16 | Mar 30, 2012 |
| S••••••••• C•••••••• S••••••••• F•••• L•••no longer reported | Hedge Fund | $25.6M | 31 | Aug 2, 2012 |
| S••••••••• I••••••••• F•••• L••• • M••••• S••••• | Hedge Fund | $25.4M | 48 | Mar 30, 2012 |
| S••••••••• I••••••••• F•••• L••• • E••••••• M•••••• S•••••no longer reported | Hedge Fund | $23.0M | 2 | Mar 28, 2014 |
| S••••••••• I••••••••• F•••• L••• • F••••••• M•••••• S•••••no longer reported | Hedge Fund | $20.8M | 7 | Mar 28, 2014 |
| S••••••••• J•••••••• F••• L•• | Hedge Fund | $20.5M | 6 | Mar 31, 2015 |
| S••••••••• J•••••••• M••••• F••• L• | Hedge Fund | $20.5M | 1 | Mar 31, 2015 |
| S••••••••• E••••••• M•••••• F•••• L•••no longer reported | Hedge Fund | $17.2M | 1 | Mar 30, 2012 |
| S••••••••• I••••••••• S•••• C•• V•••• E••••• F•••• L••• | $5.9M | 8 | Mar 31, 2026 | |
| S••••••••• I••••••••• E••••• F•••• L•••no longer reported | Hedge Fund | $4.3M | 0 | Mar 30, 2012 |
| S••••••••• S•••••• S••••••••• F•••• L••• | Hedge Fund | $3.6M | 20 | Mar 30, 2012 |
| S••••••••• M•••••••• A•••••••• P•••••••• A• | Other Private Fund | $3.4M | 4 | Mar 30, 2012 |
| S••••••••• M•••••••• A•••••••• P•••••••• P• | Other Private Fund | $2.9M | 6 | Mar 30, 2012 |
| S••••••••• H••••• E••••• F•••• L••• | Hedge Fund | $704,693 | 9 | Mar 30, 2012 |
| S••••••••• G••••• O••••••••• F•••• L•••no longer reported | Hedge Fund | $699,639 | 0 | Mar 30, 2012 |
| S••••••••• M••••• N•••••• F••• •••••••••no longer reported | Hedge Fund | $184,057 | 17 | Mar 30, 2012 |
| S••••••••• M••••• N•••••• F•••no longer reported | Hedge Fund | $80,789 | 5 | Mar 30, 2012 |
| S••••••••• H••••• E••••• F••• ••••••••• L••• | Hedge Fund | $51,107 | 6 | Mar 30, 2012 |
| S••••••••• C•••••• A••••••••• F••• L••no longer reported | Hedge Fund | $46,871 | 28 | Mar 30, 2012 |
| S••••••••• G••••• O••••••••• F••• ••••••••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| S••••••••• E••••••• M•••••• F••• ••••••••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
| S••••• L•••no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• M•••••• · Managing Directorcontrolsince 01/2025 · owns less than 5%
- C•••••••• D••••• J••• · Chief Compliance Officercontrolsince 11/2009 · owns less than 5%
- G•••••• S••••• A••••• · Chief Financial Officer Executive Officercontrolsince 02/2010 · owns less than 5%
- G•••• J•••• A•••• · Managing Directorcontrolsince 12/2019 · owns less than 5%
- H••••• R••••••• R•••••• · Chairman And Chief Executive Officercontrolsince 11/2013 · owns less than 5%
- M••••••• A•••••• S•••••••• · Managing Directorcontrolsince 06/2013 · owns less than 5%
Entity owners
- S••••••••• L••• · Managing Memberdirect · owns 75% or more
- S••••••••• A•••• M••••••••• G•••• I••• · General Partnerindirect · owns F of S••••••••• L••• · public reporting company
Related persons
Schedule D 7.A
- S••••••••• I•••••••• I• L••pooled vehicle sponsory
- S••••••••• I•••••••• I•• L••pooled vehicle sponsory
- S••••••••• I•••••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 17 | 1 | 0 | ||
| Richmond, Va | 5 | 1 | 0 | ||
| Milwaukee, Wi | 4 | 0 | 0 | ||
| Boston, Ma | 3 | 0 | 0 | ||
| San Diego, Ca | 3 | 0 | 0 | ||
| Bedminster, Nj | 2 | 0 | 0 | ||
| Princeton, Nj | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Milwaukee, WI15 employees
- Richmond, VA8 employees
- San Diego, CA6 employees
- Bedminster, NJ4 employees
- Boston, MA2 employees
- Charlottesville, VA2 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person c•••gedChange between filings · filing Mar 31, 2026A•••••• M•••••• (MANAGING DIRECTOR) appeared on Schedule A between the filings of 2020-03-30 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- control person c•••gedChange between filings · filing Mar 31, 2026M••••••• A•••••• S•••••••• (MANAGING DIRECTOR) left Schedule A between the filings of 2020-03-30 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- control person c•••gedChange between filings · filing Mar 31, 2026H••••• R••••••• R•••••• (CHAIRMAN AND CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2020-03-30 and 2026-03-31peers: independent wealth managers, $20B and over (84)
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 64.0% to 84.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 1,234 to 1,205Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 83 to 92Mar 31, 2025 to Mar 31, 2026
- Charity clients · 62 to 50Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 29 to 24Mar 31, 2025 to Mar 31, 2026
- HNW clients · 1,089 to 1,081Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 28 to 26Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $14B to $15BMar 31, 2025 to Mar 31, 2026
- Employees · 164 to 175Mar 31, 2025 to Mar 31, 2026
- State-registered IARs · 32 to 35Mar 31, 2025 to Mar 31, 2026
- Other offices · 6 to 7Mar 31, 2025 to Mar 31, 2026
- Private funds · 16 to 12Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $23B to $24BMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $27B to $19BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $13B to $4.5BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $2.7B to $3.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $110M to $106MMar 31, 2025 to Mar 31, 2026
- RAUM · $36B to $28BMar 31, 2025 to Mar 31, 2026
- Accounts · 1,289 to 1,234Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 58 to 83Mar 29, 2024 to Mar 31, 2025
- Charity clients · 66 to 62Mar 29, 2024 to Mar 31, 2025
- Corporate clients · 30 to 29Mar 29, 2024 to Mar 31, 2025
- HNW clients · 1,137 to 1,089Mar 29, 2024 to Mar 31, 2025
- Pension plan clients · 27 to 28Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $16B to $14BMar 29, 2024 to Mar 31, 2025
- Employees · 152 to 164Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Mar 29, 2024 to Mar 31, 2025
- Private funds · 15 to 16Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $22B to $23BMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $24B to $27BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $11B to $13BMar 29, 2024 to Mar 31, 2025
- Pension RAUM · $1.2B to $2.7BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $104M to $110MMar 29, 2024 to Mar 31, 2025
- RAUM · $33B to $36BMar 29, 2024 to Mar 31, 2025
- Charity clients · 67 to 66Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 29 to 30Mar 31, 2023 to Mar 29, 2024
- HNW clients · 1,132 to 1,137Mar 31, 2023 to Mar 29, 2024
- Pension plan clients · 30 to 27Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 3Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $5.9B to $16BMar 31, 2023 to Mar 29, 2024
- Employees · 154 to 152Mar 31, 2023 to Mar 29, 2024
Signals
3 dated events
- S••••••••• A•••• M••••••••• G•••• L•• reported RAUM $25.1B, up 32% from $19.0B (2019-03-31 to 2020-03-30)Mar 30, 2020 · ria raum c•••ge · derived
- Allen John Gray (Managing Director) appeared on Schedule A of S••••••••• A•••• M••••••••• G•••• L••Mar 30, 2020 · Control person joined · fact
- S••••••••• A•••• M••••••••• G•••• L•• reported RAUM $21.3B, down 36% from $33.1B (2017-03-31 to 2018-03-30)Mar 30, 2018 · ria raum c•••ge · derived
Across DFX
shared identifiers only, never a name match
- S••••••••• A•••• M••••••••• G•••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@silvercrestgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-649-0600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 414-225-7399reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 434-977-4420reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/silvercrest-asset-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- silvercrestgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-649-0600reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- silvercrestgroup.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- silvercrestgroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $809Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026