DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left G•••••• A•••••••• L•• for S••••• W••••• M•••••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Anthony John SapienzaEvanston, IlDec 8, 2025Oct 2, 2025
David Douglas CloseEvanston, IlDec 8, 2025Oct 23, 2025
John Patrick SweeEvanston, IlDec 8, 2025Oct 3, 2025
Trevor Davis FleckEvanston, IlDec 8, 2025Oct 2, 2025
The rule
Registrations ended
Dec 8, 2025
Registered next
Oct 2, 2025 to Oct 23, 2025
Branch state
IL
Cities
1, most in Evanston, Il
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of G•••••• A•••••••• L••Other teams into S••••• W••••• M•••••••••