DFX Intelligence
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Team lift-out
2 advisors left K•••• M••••••••• for A••••••• W••••• A•••••••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jonathan Hogan | Ponte Vedra Beach, Fl | Aug 19, 2022 | Aug 19, 2022 |
| Michael R Baer | Ponte Vedra Beach, Fl | Aug 24, 2022 | Aug 17, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Aug 19, 2022 to Aug 24, 2022
- Registered next
- Aug 17, 2022 to Aug 19, 2022
- Branch state
- FL
- Cities
- 1, most in Ponte Vedra Beach, Fl
- Registered there that day
- 35 (people still on IAPD; an estimate)
- Share of that headcount
- 5.7%
- Succession by the destination
- none on the tape