DFX Intelligence
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Team lift-out
2 advisors left K•••• M••••••••• for T••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Allen Quartucci | Kyle, Tx | Aug 1, 2022 | May 26, 2022 |
| Mark Douglas Caldwell | Bastrop, Tx | Aug 1, 2022 | Jul 1, 2022 |
The rule
- Registrations ended
- Aug 1, 2022
- Registered next
- May 26, 2022 to Jul 1, 2022
- Branch state
- TX
- Cities
- 2, most in Bastrop, Tx
- Registered there that day
- 57 (people still on IAPD; an estimate)
- Share of that headcount
- 3.5%
- Succession by the destination
- none on the tape