DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left K•• P••••••••• A••••••• G••••• L•• for S•• W•••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Gary Peter SicaNew York, NySep 18, 2019Sep 23, 2019
Matthew Michael ReganNew York, NySep 18, 2019Sep 24, 2019
Michael MccarvilleNew York, NySep 18, 2019Sep 23, 2019
Patrick David WrenNew York, NySep 18, 2019Sep 23, 2019
Susan Kim MatlowNew York, NySep 18, 2019Sep 23, 2019
The rule
Registrations ended
Sep 18, 2019
Registered next
Sep 23, 2019 to Sep 24, 2019
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
80%
Succession by the destination
none on the tape
Other teams out of K•• P••••••••• A••••••• G••••• L••Other teams into S•• W•••••