DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Svb Wealth
Legal name Svb Wealth LLC
Latest filing Mar 31, 2026
First filing on the tape Oct 9, 2014 · 59 filings
SEC status approved since Oct 2, 2014
RAUM
$3.1B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
78%
$2.4B individuals and HNW
Advisors
83
registered through the firm on IAPD
RAUM per advisor
$37.3M
derived; firm RAUM over IAPD count
Employees
73
36 advisory (5.B.1)
Offices
24
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$3.1B as of Mar 31, 2026
Feb 19, 2015$8.9B then
HNW client RAUM$2.2B as of Mar 31, 2026
Mar 29, 2018$5.8B then
State-registered IARs (5.B.3)73 as of Mar 31, 2026
Feb 19, 201565 then
Employees (5.A)73 as of Mar 31, 2026
Feb 19, 2015136 then
Private funds: no history
RAUM -38% over the last fiscal year-41% a year over threeIARs 85 to 73offices 10 to 24
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $37.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.2MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 3.3derived25 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- -14%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -24%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $7.0MreportedItem 5.I
- Custody
- $883,103, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a trust company (6.A.8)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.2B72%
- Corporations and businesses$438M14%
- Charitable organizations$212M6.9%
- Individuals$184M6.0%
- Pension and profit-sharing plans$23.0M0.7%
- Individual clients
- 494reported
- HNW clients
- 530reported
- Pension plan clients
- 3reported
- Charitable clients
- 13reported
- Accounts
- 2,623reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $7.0M sponsored, $0 managedreported
- Custody of client assets
- $883,103 for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.78 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=false bd_reps=36.0derived
Advisors registered through the firm
69 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Nancy PerezChartered Financial Analyst | Boston, Ma | Jan 2, 2015 | 44 y | 2 |
| Jason John Mcpharlin | Palm Beach Gardens, Fl | Jan 8, 2015 | 22 y | 3 |
| Stephen Kent Mergler | Boston, Ma | Jan 27, 2015 | 29 y | 3 |
| Krista M. Conover | Boston, Ma | Jan 29, 2015 | 11 y | 0 |
| Douglas Reynolds Scott Swenson | Boston, Ma | Jan 30, 2015 | 42 y | 2 |
| Michael C Finley | Boston, Ma | May 16, 2016 | 10 y | 0 |
| Jennifer Wright Heeren | Palm Beach Gardens, Fl | Mar 30, 2017 | 23 y | 1 |
| David Boyd Lentz | Charlotte, Nc | May 18, 2017 | 24 y | 3 |
| Timothy Penn NugentCertified Financial Planner | Charlotte, Nc | Jun 5, 2017 | 23 y | 5 |
| Garrett Joseph ManciniChartered Financial Analyst | Boston, Ma | Aug 23, 2018 | 11 y | 0 |
| Michael C Mcnabb | Boston, Ma | Jul 24, 2019 | 18 y | 3 |
| Andres Guillermo Coles | Boston, Ma | Feb 3, 2020 | 15 y | 1 |
| Marc Tabah | Cornwall, Vt | Nov 10, 2020 | 38 y | 0 |
| David Lee BiliterCertified Financial Planner | Raleigh, Nc | Jan 4, 2021 | 39 y | 5 |
| Olga Lidia De ValueCertified Financial Planner | Palm Beach Gardens, Fl | Feb 17, 2021 | 23 y | 4 |
| Clarissa Ann Smith | Boston, Ma | Apr 29, 2021 | 28 y | 3 |
| Timothy Stephen DavisCertified Financial Planner | Boston, Ma | Dec 10, 2021 | 11 y | 1 |
| David Thomas BuxtonCertified Financial Planner | Boston, Ma | Feb 23, 2022 | 15 y | 3 |
| Mark T Childs | Boston, Ma | Feb 23, 2022 | 26 y | 7 |
| Maximilian Ortiz | San Francisco, Ca | Mar 4, 2022 | 14 y | 2 |
| Arend Johannes Warmerdam | San Francisco, Ca | Mar 4, 2022 | 10 y | 2 |
| Michael J Conway | San Francisco, Ca | Mar 4, 2022 | 15 y | 3 |
| Ryan Michael Ficks | Charlotte, Nc | Mar 4, 2022 | 20 y | 4 |
| Garek Edward Parry | Cottonwood Heights, Ut | Jun 28, 2022 | 14 y | 2 |
| Joshua Gary Thomas | Raleigh, Nc | Jun 28, 2022 | 32 y | 3 |
| Judy Han | Menlo Park, Ca | Jun 28, 2022 | 19 y | 4 |
| Ann Thai Duong Huynh | Charlotte, Nc | Jun 28, 2022 | 15 y | 1 |
| Qwendalynn Thuc Lai | San Francisco, Ca | Jun 28, 2022 | 22 y | 3 |
| Marcelo Ricardo Marinho-Gomes | Charlotte, Nc | Jun 28, 2022 | 17 y | 3 |
| Bryce William Larson | Santa Monica, Ca | Jun 28, 2022 | 13 y | 1 |
| Carol Le | Menlo Park, Ca | Jun 29, 2022 | 11 y | 1 |
| Thomas O'KeefeChartered Financial Analyst | San Francisco, Ca | Jul 12, 2022 | 13 y | 1 |
| Ann Marie LucchesiCertified Financial Planner | San Francisco, Ca | Sep 2, 2022 | 26 y | 3 |
| Robert Michael Mastrogiacomo | Boston, Ma | Sep 13, 2022 | 11 y | 0 |
| Daniel R Koenig | Boston, Ma | Sep 15, 2022 | 13 y | 0 |
| Olivia Kristine Van Amsterdam | Raleigh, Nc | Sep 22, 2022 | 10 y | 0 |
| Precious Devine Stansberry | Charlotte, Nc | Oct 31, 2022 | 10 y | 0 |
| Connell Robert Maclean | Boston, Ma | Nov 2, 2022 | 14 y | 0 |
| Matthew Thomas Giuttari | Boston, Ma | Nov 2, 2022 | 12 y | 0 |
| Joseph David Salman-Tehrani | Menlo Park, Ca | Nov 18, 2022 | 12 y | 0 |
Advisor movement
14 left, 1 joined in 12 months
net -13 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 17% of current headcount39 left over 36 months
Left, latest
- Casey Daniel Paton to Beacon Pointe Advisors, LLCAug 11, 2026 · RIA to RIA
- Sigita Baker to U.S. Bancorp Advisors, LLCMay 15, 2026 · RIA to affiliated broker-dealer or bank
- Qaysar Khalel Al Aboosi to Citigroup Global Markets Inc.Apr 30, 2026 · RIA to affiliated broker-dealer or bank
- Kiera Nicole Blinzinger to Edward JonesApr 24, 2026 · RIA to affiliated broker-dealer or bank
- Rohit Mehrotra to Edelman Financial EnginesApr 21, 2026 · RIA to RIA
- Rachel Fitzpatrick to RBC Capital Markets, LLCApr 17, 2026 · RIA to affiliated broker-dealer or bank
- Sidney Olayinka to First Citizens Investor Services, Inc.Mar 11, 2026 · RIA to affiliated broker-dealer or bank
- Marcel Dominik Pfister to Compound Planning, Inc.Jan 13, 2026 · RIA to RIA
- Marvin Walton Christian to Wells Fargo AdvisorsNov 24, 2025 · RIA to wirehouse
- Gustavo Arce to Svb Investment Services Inc.Nov 3, 2025 · RIA to affiliated broker-dealer or bank
- Pablo Martin Serna to First Citizens Investor Services, Inc.Oct 30, 2025 · RIA to affiliated broker-dealer or bank
- Natalya Alexei to First Citizens Investor Services, Inc.Oct 30, 2025 · RIA to affiliated broker-dealer or bank
- Vishal Wadhwa to First Citizens Investor Services, Inc.Oct 21, 2025 · RIA to affiliated broker-dealer or bank
- Timothy Robert Couture to First Citizens Investor Services, Inc.Oct 16, 2025 · RIA to affiliated broker-dealer or bank
- Christopher L Guarino to Composition Wealth, LLCAug 19, 2025 · RIA to RIA
Joined, latest
- Cary Lee Beach from Huntington Financial AdvisorsAug 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Thomas Walt Lifson from Citigroup Global Markets Inc.Jul 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alexander S Garrett from Regimen Wealth, LLCFeb 19, 2025 · RIA to affiliated broker-dealer or bank
- Patricia Marie Macdonald from First Citizens Asset Management, IncMay 9, 2024 · RIA to affiliated broker-dealer or bank
- Aaron John Lassanske from First Citizens Asset Management, IncApr 16, 2024 · RIA to affiliated broker-dealer or bank
- Katia Friend from Bny Mellon Securities CorporationMar 4, 2024 · Other
- Rachel Fitzpatrick from Morgan StanleyDec 13, 2022 · Wirehouse to independent RIA
- Marcel Dominik Pfister from FartherDec 7, 2022 · RIA to RIA
- Dimitrina K Atanasova from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 29, 2022 · Wirehouse to independent RIA
- Vishal Wadhwa from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 12, 2022 · Wirehouse to independent RIA
- John G. Snyder from Brown AdvisoryNov 1, 2022 · RIA to RIA
- Qaysar Khalel Al Aboosi from Wells Fargo AdvisorsOct 28, 2022 · Wirehouse to independent RIA
- Daniel Rosone from Aj WealthOct 14, 2022 · RIA to RIA
- Ann Marie Lucchesi from Parallel Advisors, LLCSep 2, 2022 · RIA to RIA
- Jennifer Ma Rechenbach from The Portola Group IncAug 31, 2022 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for First Citizens Investor Services, Inc.Oct 21, 2025 · San Francisco, Ca
- 2 left for Ashton Thomas Private WealthJun 10, 2025 · San Francisco, Ca
- 2 left for FartherApr 10, 2025 · San Francisco, Ca
- 3 left for Cibc Private Wealth Advisors, Inc.Sep 15, 2023 · Boston, Ma
- 2 left for Cibc Private Wealth Advisors, Inc.Aug 28, 2023 · Boston, Ma
- 2 left for F L Putnam Investment Management Co.May 19, 2023 · Boston, Ma
- 3 left for Cynosure Group, LLCApr 25, 2023 · New York, Ny
- 2 left for Cerity Partners LLCMar 15, 2023 · Beverly Hills, Ca
- 3 joined from First Citizens Asset Management, IncDec 31, 2025 · Boston, Ma
- 2 joined from Aj WealthJun 21, 2022 · New York, Ny
- 4 joined from Kls Professional Advisors Group, LLCSep 18, 2019 · New York, Ny · Firm absorbed
- 2 joined from Steelbridge Private Wealth Advisors LLCSep 10, 2018 · Naples, Fl
- 2 joined from Filigree AdvisorsFeb 12, 2016 · Lake Oswego, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee David Biliter · Presidentcontrolsince 08/2023 · owns less than 5%
- Brent Ciliano · Chief Investment Officercontrolsince 08/2023 · owns less than 5%
- Bittenbender Thomas Harps · Interim Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- Lee Michael Longest · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- Marie Johanna Mears · Chief Compliance Officercontrolsince 03/2026 · owns less than 5%
- Christopher Michael Wilson · Wealth Management Executivecontrolsince 08/2023 · owns less than 5%
Entity owners
- First-Citizens Bank & Trust Company · Parentdirect · owns 75% or more
- First Citizens Bancshares, Inc. · 100% Ownerindirect · owns 75% or more of First-Citizens Bank & Trust Company · public reporting company
Related persons
Schedule D 7.A
- First Citizens Asset Management, Incinvestment advisernRAUM $465M
- First Citizens Capital Securities, LLCbroker-dealern
- First Citizens Institutional Asset Management, LLCinvestment advisernRAUM $829M
- First Citizens Investor Services, Inc.broker-dealerinvestment adviserreal estatenRAUM $2.6B
- First-Citizens Bank & Trust Companycustodiany
- Neuse Title Services, Inc.real estaten
- Svb Asset Managementinvestment advisernRAUM $32B
- Svb Investment Services Inc.broker-dealernRAUM $1.5B
Advisers that list Svb Wealth as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 27 | 3 | 3 | ||
| Raleigh, Nc | 10 | 4 | 0 | ||
| New York, Ny | 8 | 0 | 1 | ||
| San Francisco, Ca | 8 | 1 | 4 | 1 | |
| Menlo Park, Ca | 7 | 0 | 1 | ||
| Palm Beach Gardens, Fl | 7 | 0 | 0 | ||
| Charlotte, Nc | 3 | 2 | 0 | ||
| Atlanta, Ga | 2 | 0 | 1 | ||
| Beverly Hills, Ca | 2 | 0 | 0 | ||
| Cottonwood Heights, Ut | 2 | 0 | 2 | ||
| Newton, Ma | 0 | 0 | 0 | ||
| Miami, Fl | 0 | 0 | 0 | ||
| Richardson, Tx | 0 | 0 | 0 | ||
| Denver, Co | 0 | 0 | 1 | ||
| California, Ca | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL24 employees
- San Fransisco, CA20 employees
- New York, NY18 employees
- Cottonwood Heights, UT9 employees
- San Francisco, CA9 employees
- Menlo Park, CA6 employees
- Santa Clara, CA6 employees
- Miami, FL5 employees
- Beverly Hills, CA4 employees
- Newton, MA3 employees
- West Conshohocken, PA2 employees
- Atlanta, GA2 employees
- New York, NY2 employees
- Richardson, TX2 employees
- San Mateo, CA2 employees
- Santa Monica, CA2 employees
- Denver, CO1 employees
- Raleigh, NC1 employees
- Arlington, VA1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026MEARS, JOHANNA, MARIE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-11-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Mar 31, 2026HARPS, THOMAS, BITTENBENDER (INTERIM CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-11-15 and 2026-03-31peers: independent wealth managers, $1B to $5B (1,360)
- office count surgeChange between filings · filing Mar 31, 2026offices other than the principal office (Item 1.F.5) moved from 10.0 to 24.0 (+140.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was 0.0% (379 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 98% percentile
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $4,983,411,995 to $3,095,230,922 (-38.0%) between the annual amendments of 2025-03-30 and 2026-03-31; the peer median change was +17.0% (1297 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 0.2% percentile
What changed
consecutive filings, newest first
- Accounts · 3,739 to 2,623Jan 27, 2026 to Mar 31, 2026
- Advisory employees · 58 to 36Jan 27, 2026 to Mar 31, 2026
- BD registered reps · 11 to 36Jan 27, 2026 to Mar 31, 2026
- Charity clients · 19 to 13Jan 27, 2026 to Mar 31, 2026
- Corporate clients · 74 to 61Jan 27, 2026 to Mar 31, 2026
- HNW clients · 688 to 530Jan 27, 2026 to Mar 31, 2026
- Individual clients · 666 to 494Jan 27, 2026 to Mar 31, 2026
- Assets in custody · $239M to $883,103Jan 27, 2026 to Mar 31, 2026
- Employees · 85 to 73Jan 27, 2026 to Mar 31, 2026
- Insurance-licensed employees · 11 to 42Jan 27, 2026 to Mar 31, 2026
- Financial planning clients · 51-100 to 251-500Jan 27, 2026 to Mar 31, 2026
- State-registered IARs · 85 to 73Jan 27, 2026 to Mar 31, 2026
- Other offices · 10 to 24Jan 27, 2026 to Mar 31, 2026
- Discretionary RAUM · $4.9B to $3.0BJan 27, 2026 to Mar 31, 2026
- HNW RAUM · $3.5B to $2.2BJan 27, 2026 to Mar 31, 2026
- Individual RAUM · $269M to $184MJan 27, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $76.5M to $55.6MJan 27, 2026 to Mar 31, 2026
- Pension RAUM · $4.2M to $23.0MJan 27, 2026 to Mar 31, 2026
- RAUM · $5.0B to $3.1BJan 27, 2026 to Mar 31, 2026
- Wrap assets (sponsor) · $7.0M to $7.0MJan 27, 2026 to Mar 31, 2026
- Financial planning clients · 51-100 to 51-100Mar 30, 2025 to May 13, 2025
- Accounts · 4,835 to 3,739Nov 15, 2024 to Mar 30, 2025
- Advisory employees · 77 to 58Nov 15, 2024 to Mar 30, 2025
- BD registered reps · 52 to 11Nov 15, 2024 to Mar 30, 2025
- Charity clients · 20 to 19Nov 15, 2024 to Mar 30, 2025
- Corporate clients · 104 to 74Nov 15, 2024 to Mar 30, 2025
- HNW clients · 918 to 688Nov 15, 2024 to Mar 30, 2025
- Individual clients · 944 to 666Nov 15, 2024 to Mar 30, 2025
- Pension plan clients · 8 to 3Nov 15, 2024 to Mar 30, 2025
- Assets in custody · $1.0B to $239MNov 15, 2024 to Mar 30, 2025
- Employees · 231 to 85Nov 15, 2024 to Mar 30, 2025
- Insurance-licensed employees · 0 to 11Nov 15, 2024 to Mar 30, 2025
- Financial planning clients · More than 500 to 51-100Nov 15, 2024 to Mar 30, 2025
- State-registered IARs · 98 to 85Nov 15, 2024 to Mar 30, 2025
- Other offices · 19 to 10Nov 15, 2024 to Mar 30, 2025
- Discretionary RAUM · $6.5B to $4.9BNov 15, 2024 to Mar 30, 2025
- HNW RAUM · $4.7B to $3.5BNov 15, 2024 to Mar 30, 2025
- Individual RAUM · $369M to $269MNov 15, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $166M to $76.5MNov 15, 2024 to Mar 30, 2025
- Pension RAUM · $78.9M to $4.2MNov 15, 2024 to Mar 30, 2025
Signals
60 dated events
- Casey Daniel Paton left Svb Wealth for Beacon Pointe Advisors, Llc (registered 2026-08-12)Aug 11, 2026 · Advisor changed firm · fact
- Sigita Baker left Svb Wealth for U.S. Bancorp Advisors, Llc (registered 2026-09-03)May 15, 2026 · Advisor changed firm · fact
- Qaysar Khalel Al Aboosi left Svb Wealth for Citigroup Global Markets Inc. (registered 2026-04-29)Apr 30, 2026 · Advisor changed firm · fact
- Kiera Nicole Blinzinger left Svb Wealth for Edward Jones (registered 2026-05-04)Apr 24, 2026 · Advisor changed firm · fact
- Rohit Mehrotra left Svb Wealth for Edelman Financial Engines (registered 2026-05-06)Apr 21, 2026 · Advisor changed firm · fact
- Rachel Fitzpatrick left Svb Wealth for Rbc Capital Markets, Llc (registered 2026-04-28)Apr 17, 2026 · Advisor changed firm · fact
- Svb Wealth reported RAUM $3.1B, down 38% from $5.0B (2026-01-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Svb Wealth reported 24 offices beyond its principal office, up from 10 (2026-01-27 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Sidney Olayinka left Svb Wealth for First Citizens Investor Services, Inc. (registered 2025-10-14)Mar 11, 2026 · Advisor changed firm · fact
- Marcel Dominik Pfister left Svb Wealth for Compound Planning, Inc. (registered 2026-01-13)Jan 13, 2026 · Advisor changed firm · fact
- 3 advisors left First Citizens Asset Management, Inc (Boston, MA) for Svb Wealth on the same dayDec 31, 2025 · Team lift-out · derived
- Marvin Walton Christian left Svb Wealth for Wells Fargo Advisors (registered 2026-01-29)Nov 24, 2025 · Advisor changed firm · fact
- Gustavo Arce left Svb Wealth for Svb Investment Services Inc. (registered 2021-08-31)Nov 3, 2025 · Advisor changed firm · fact
- Pablo Martin Serna left Svb Wealth for First Citizens Investor Services, Inc. (registered 2025-05-29)Oct 30, 2025 · Advisor changed firm · fact
- Natalya Alexei left Svb Wealth for First Citizens Investor Services, Inc. (registered 2025-05-29)Oct 30, 2025 · Advisor changed firm · fact
- Vishal Wadhwa left Svb Wealth for First Citizens Investor Services, Inc. (registered 2025-05-29)Oct 21, 2025 · Advisor changed firm · fact
- 3 advisors left Svb Wealth (San Francisco, CA) for First Citizens Investor Services, Inc. within 9 daysOct 21, 2025 · Team lift-out · derived
- Timothy Robert Couture left Svb Wealth for First Citizens Asset Management, Inc (registered 2024-01-18)Oct 16, 2025 · Advisor changed firm · fact
- Christopher L Guarino left Svb Wealth for Composition Wealth, Llc (registered 2025-08-15)Aug 19, 2025 · Advisor changed firm · fact
- Sandra Lee Healey left Svb Wealth for Citigroup Global Markets Inc. (registered 2025-09-24)Jul 29, 2025 · Advisor changed firm · fact
- Stewart Driscoll Preziose left Svb Wealth for Ashton Thomas Private Wealth (registered 2025-05-22)Jun 10, 2025 · Advisor changed firm · fact
- 2 advisors left Svb Wealth (San Francisco, CA) for Ashton Thomas Private Wealth on the same dayJun 10, 2025 · Team lift-out · derived
- Lance Millar left Svb Wealth for Ashton Thomas Private Wealth (registered 2025-05-25)Jun 10, 2025 · Advisor changed firm · fact
- Zakary Andrew Fresh left Svb Wealth for Lpl Financial Llc (registered 2025-06-04)Jun 3, 2025 · Advisor changed firm · fact
- Jeffrey Steven Becker left Svb Wealth for Farther (registered 2025-04-04)Apr 10, 2025 · Advisor changed firm · fact
- Michael Eugene Onorato left Svb Wealth for Cibc Private Wealth Advisors, Inc. (registered 2025-05-09)Apr 10, 2025 · Advisor changed firm · fact
- 2 advisors left Svb Wealth (San Francisco, CA) for Farther on the same dayApr 10, 2025 · Team lift-out · derived
- Jennifer Ma Rechenbach left Svb Wealth for Farther (registered 2025-04-04)Apr 10, 2025 · Advisor changed firm · fact
- Svb Wealth reported 10 offices beyond its principal office, down from 19 (2024-11-15 to 2025-03-30)Mar 30, 2025 · Office count change · derived
- Alejandro Algaze left Svb Wealth for Matters Capital Llc (registered 2025-03-05)Jan 17, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/firstcitizenswealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- firstcitizens.com/wealth/disclosuresreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 6179124485reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- firstcitizens.com/support/contact/other-questionsreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- firstcitizens.com/wealth/market-outlook/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $37.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026