DFX Intelligence
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Team lift-out
4 advisors left S•••••••• F••••••••• I••• for T•• A•••••••• G••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Steven Michio Smailes | Westlake Village, Ca | Sep 9, 2020 | Apr 22, 2020 |
| Kyle John Saenz | Santa Barbara, Ca | Sep 15, 2020 | Apr 22, 2020 |
| Scott Allan Chelberg | Carlsbad, Ca | Sep 15, 2020 | Apr 27, 2020 |
| Shawn Michael Mcelderry | Calabasas, Ca | Sep 15, 2020 | Apr 22, 2020 |
The rule
- Registrations ended
- Sep 9, 2020 to Sep 15, 2020
- Registered next
- Apr 22, 2020 to Apr 27, 2020
- Branch state
- CA
- Cities
- 4, most in Westlake Village, Ca
- Registered there that day
- 866 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- Succession by the destination
- none on the tape