DFX Intelligence
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Team lift-out
4 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• A•••••• G••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Sheridan P Murphy | Cincinnati, Oh | Feb 20, 2023 | Mar 26, 2025 |
| Brian William Yeakley | Dayton, Oh | Mar 3, 2023 | Feb 23, 2023 |
| Kevin Michael Komar | Independence, Oh | Mar 14, 2023 | Mar 20, 2023 |
| John Robert Crane | Olmsted Falls, Oh | Mar 27, 2023 | Mar 14, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 20, 2023 to Mar 27, 2023
- Registered next
- Feb 23, 2023 to Mar 26, 2025
- Branch state
- OH
- Cities
- 4, most in Cincinnati, Oh
- Registered there that day
- 3,285 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape