DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian William Yeakley
Feed of 09/14/2026
At current firm
3 y
since Feb 23, 2023
In the industry
20 y
since Mar 15, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- United Advisor Group independent RIA currentsince Feb 23, 2023 · Cincinnati, Oh
- Cambridge Investment Research Advisors, Inc. BD affiliatedNov 1, 2018 to Mar 3, 2023 · Dayton, Oh
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Nov 5, 2018 · Dayton, Oh
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Dayton, Oh
- New England Securities Corporation formerMar 15, 2006 to Jan 2, 2015 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to United Advisor Groupleft Mar 3, 2023, registered Feb 23, 2023 (-8 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- MML Investors Services, LLC to Cambridge Investment Research Advisors, Inc.left Nov 5, 2018, registered Nov 1, 2018 (-4 days) · Affiliated broker-dealer or bank to another
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
- Brian William Yeakley left Cambridge Investment Research Advisors, Inc. for United Advisor Group (registered 2023-02-23)Mar 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address