DFX Intelligence
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Team lift-out
6 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Allan Adams | Topeka, Ks | Nov 3, 2023 | Oct 31, 2023 |
| Cody J Faust | Topeka, Ks | Nov 3, 2023 | Oct 31, 2023 |
| Kendall Ray Curry | Topeka, Ks | Nov 3, 2023 | Nov 17, 2023 |
| Kevin Christopher Bruce | Lawrence, Ks | Nov 3, 2023 | Oct 31, 2023 |
| Walter Ezra Jamison | Topeka, Ks | Nov 3, 2023 | Oct 31, 2023 |
| Zachary Johnston Stover | Topeka, Ks | Nov 3, 2023 | Oct 31, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 3, 2023
- Registered next
- Oct 31, 2023 to Nov 17, 2023
- Branch state
- KS
- Cities
- 2, most in Topeka, Ks
- Registered there that day
- 3,337 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape