K•••• C••••••••• B••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 31, 2023 · Lawrence, Ks
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  Sep 15, 2017 to Nov 3, 2023 · Lawrence, Ks
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
  Jun 19, 2007 to Sep 19, 2017 · Lawrence, Ks

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Nov 3, 2023, registered Oct 31, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Sep 19, 2017, registered Sep 15, 2017 (-4 days) · Other · moved with a team

• ••• Locked
  Nov 3, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address