DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left U••••• C•••••• F•••••••• A••••••• for G•••••• S•••• W••••• S•••••••• L•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Edward Geoghan Oconnor | New York, Ny | Nov 17, 2023 | Nov 10, 2023 |
| Immanuel Yong Zhong Tan | New York, Ny | Nov 17, 2023 | Nov 10, 2023 |
| John Fredette | Cohoes, Ny | Nov 17, 2023 | Nov 10, 2023 |
| Paul A Mainello | Cohoes, Ny | Nov 17, 2023 | Nov 10, 2023 |
The rule
- Registrations ended
- Nov 17, 2023
- Registered next
- Nov 10, 2023
- Branch state
- NY
- Cities
- 2, most in New York, Ny
- Registered there that day
- 137 (people still on IAPD; an estimate)
- Share of that headcount
- 2.9%
- Succession by the destination
- none on the tape