DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

5 advisors left U••••• C•••••• F•••••••• A••••••• for Q••••••• W••••• P•••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Carlos Garrett GuidottiHighlands Ranch, CoOct 13, 2023Jan 18, 2024
Andrew Taylor WagnerHighlands Ranch, CoOct 19, 2023Sep 1, 2023
Jeffrey Michael SevereHighlands Ranch, CoOct 19, 2023Sep 1, 2023
Joseph Thomas CalhounHighlands Ranch, CoOct 19, 2023Sep 1, 2023
Markham Ray HawkinsHighlands Ranch, CoOct 19, 2023Sep 1, 2023
The rule
Registrations ended
Oct 13, 2023 to Oct 19, 2023
Registered next
Sep 1, 2023 to Jan 18, 2024
Branch state
CO
Cities
1, most in Highlands Ranch, Co
Registered there that day
283 (people still on IAPD; an estimate)
Share of that headcount
1.8%
Succession by the destination
a succession within a year (Sep 1, 2023), not necessarily this firm
Other teams out of U••••• C•••••• F•••••••• A•••••••Other teams into Q••••••• W••••• P•••••••• L••