DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

6 advisors left C••••• A•••••• N••••••• L•• for C•••••• F•••••••• A••••••••• I••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Austin Keith TerryLancaster, ScNov 19, 2018May 8, 2018
Carl David TolsonLancaster, ScNov 19, 2018Sep 2, 2016
Donald Cody BowersLancaster, ScNov 19, 2018Feb 2, 2018
Jacob Charles CarrRock Hill, ScNov 19, 2018Oct 6, 2017
Keith Robert BentonFort Mill, ScNov 19, 2018Sep 2, 2016
Derek HawkSpartanburg, ScNov 21, 2018Sep 2, 2016
The rule
Registrations ended
Nov 19, 2018 to Nov 21, 2018
Registered next
Sep 2, 2016 to May 8, 2018
Branch state
SC
Cities
4, most in Lancaster, Sc
Registered there that day
490 (people still on IAPD; an estimate)
Share of that headcount
1.2%
Succession by the destination
none on the tape
Other teams out of C••••• A•••••• N••••••• L••Other teams into C•••••• F•••••••• A••••••••• I••