DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left C••••• A•••••• N••••••• L•• for T•••• C•••••• W••••• M••••••••• I••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Janis Sue SleeterOak Brook, IlOct 2, 2018Apr 12, 2007
Brent Daniel FieldsSt Charles, IlOct 4, 2018Apr 12, 2007
Maria Rutt WilsonSt Charles, IlOct 4, 2018Feb 10, 2012
Ted L CoonsSt Charles, IlOct 4, 2018Apr 17, 2007
Douglas Edward GlickChicago, IlOct 5, 2018Apr 12, 2007
Terrance Patrick MurphySt Charles, IlOct 5, 2018Apr 12, 2007
The rule
Registrations ended
Oct 2, 2018 to Oct 5, 2018
Registered next
Apr 12, 2007 to Feb 10, 2012
Branch state
IL
Cities
3, most in St Charles, Il
Registered there that day
526 (people still on IAPD; an estimate)
Share of that headcount
1.1%
Succession by the destination
none on the tape
Other teams out of C••••• A•••••• N••••••• L••Other teams into T•••• C•••••• W••••• M••••••••• I••