DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• C•••••• W••••• M••••••••• I••
Latest filing Jul 20, 2026
First filing on the tape Mar 27, 2012 · 56 filings
SEC status approved since Apr 11, 2007
RAUM
$755M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$755M individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$34.3M
derived; firm RAUM over IAPD count
Employees
26
20 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$755M as of Jul 20, 2026
Mar 27, 2012$105M then
HNW client RAUM$523M as of Jul 20, 2026
Jan 8, 2018$101M then
State-registered IARs (5.B.3)20 as of Jul 20, 2026
Mar 27, 20120 then
Employees (5.A)26 as of Jul 20, 2026
Mar 27, 201314 then
Private funds: no history
RAUM +24% over the last fiscal year+32% a year over threeIARs 20 to 20offices 10 to 11
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $34.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $294,063derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.8derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $388MreportedItem 5.I
- Custody
- $25.9M, 49 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$523M69%
- Individuals$232M31%
- Corporations and businesses$712,0000.1%
- Charitable organizations$116,0000.0%
- Individual clients
- 778reported
- HNW clients
- 254reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 2,569reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $25.9M for 49 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=14.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• E••••• G•••• | Chicago, Il | Apr 12, 2007 | 23 y | 1 |
| J••••• M•••• T•••••• | St. Charles, Il | Apr 12, 2007 | 20 y | 1 |
| T••••••• P•••••• M•••••Certified Financial Planner | St. Charles, Il | Apr 12, 2007 | 34 y | 1 |
| B•••• D••••• F•••••Certified Financial Planner | St. Charles, Il | Apr 12, 2007 | 28 y | 1 |
| C••••••••• R••• V••••• | St. Charles, Il | Oct 3, 2011 | 15 y | 0 |
| M•••••• L•••• W••••••• | Naperville, Il | Jan 11, 2012 | 22 y | 0 |
| M•••• R••• W•••••Certified Financial Planner | Naperville, Il | Feb 10, 2012 | 42 y | 1 |
| T••••• C••••••••• | Batavia, Il | Feb 3, 2015 | 15 y | 2 |
| K••••••• P••••••••• | St. Charles, Il | Jun 24, 2020 | 29 y | 0 |
| A••• M•••• W••••••• | St. Charles, Il | Jul 16, 2020 | 10 y | 0 |
| D•••• S•••• H••••••• | Arlington Heights, Il | Apr 14, 2021 | 35 y | 2 |
| N••••• A• P••••Certified Financial Planner | St. Charles, Il | May 3, 2021 | 22 y | 0 |
| R••••• C• P••••Chartered Financial Analyst | St. Charles, Il | May 5, 2021 | 25 y | 2 |
| B•••••• R•••••• K•••Chartered Financial Analyst | Edwards, Il | Feb 22, 2022 | 10 y | 1 |
| V•••••• C••••••••• | St. Charles, Il | Jan 4, 2023 | 10 y | 0 |
| K••••••• L•• T••••••••• | St. Charles, Il | Apr 14, 2023 | 32 y | 0 |
| C•••• W• M••• | Downers Grove, Il | Dec 18, 2023 | 12 y | 3 |
| M•••••• J••• F•••••••Certified Financial Planner | St. Charles, Il | Dec 20, 2023 | 28 y | 4 |
| D•••• W•••••• C•••••••Certified Financial Planner | St. Charles, Il | Dec 20, 2023 | 27 y | 6 |
| B•••••• M•••••• K•••• | Arlington Heights, Il | Dec 21, 2023 | 12 y | 1 |
| J••• J• L••• | St. Charles, Il | Dec 21, 2023 | 31 y | 1 |
| M••••• J••• F•••••• | Glenview, Il | Apr 2, 2024 | 26 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• S•• S•••••• to R••••••• • A•••••••••Dec 31, 2022 · RIA to RIA
- D•••• A••• S•••••• to R••••••• • A•••••••••Dec 31, 2022 · RIA to RIA
- W•••• J••••• P•••• to L•• F•••••••• L••Dec 31, 2022 · RIA to RIA
- T•• H••••• S•••••• to R••••••• • A•••••••••Dec 31, 2022 · RIA to RIA
- D•••• J••••• H•••••• to L•• F•••••••• L••Dec 31, 2019 · RIA to RIA
- B•••• T•••••• A•••• to L•• F•••••••• L••Oct 3, 2018 · RIA to RIA
- T•• L• C•••• to L•• F•••••••• L••Dec 31, 2009 · Other
Joined, latest
- M••••• J••• F•••••• from C•••••• P•••• F•••••••• G••••• L•••Apr 2, 2024 · RIA to RIA
- J••• J• L••• from C•••••• P•••• F•••••••• G••••• L•••Dec 21, 2023 · RIA to RIA
- B•••••• M•••••• K•••• from C•••••• P•••• F•••••••• G••••• L•••Dec 21, 2023 · RIA to RIA
- D•••• W•••••• C••••••• from C•••••• P•••• F•••••••• G••••• L•••Dec 20, 2023 · RIA to RIA
- M•••••• J••• F••••••• from C•••••• P•••• F•••••••• G••••• L•••Dec 20, 2023 · RIA to RIA
- C•••• W• M••• from C•••••• P•••• F•••••••• G••••• L•••Dec 18, 2023 · RIA to RIA
- B•••••• R•••••• K••• from C•••••• L••Feb 22, 2022 · RIA to RIA
- R••••• C• P•••• from K••••• I••••••••• G••••• L••May 5, 2021 · Other
- D•••• J••••• H•••••• from C••••• A•••••• N••••••• L••Jul 8, 2015 · Other
- T••••• C••••••••• from C••••• A•••••• N••••••• L••Feb 3, 2015 · Other
- D•••• A••• S•••••• from C••••• A•••••• N••••••• L••Oct 31, 2013 · Other
- M•••• R••• W••••• from C••••• A•••••• N••••••• L••Feb 10, 2012 · Other
- W•••• J••••• P•••• from C••••• A•••••• N••••••• L••Nov 17, 2011 · Other
- B•••• T•••••• A•••• from C••••• A•••••• N••••••• L••Oct 15, 2010 · Other
- T•• L• C•••• from C••••• A•••••• N••••••• L••Apr 17, 2007 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for R••••••• • A•••••••••Dec 31, 2022 · Oak Brook, Il
- 5 joined from C•••••• P•••• F•••••••• G••••• L•••Jan 8, 2024 · Glenview, Il · f••• absorbed
- 6 joined from C••••• A•••••• N••••••• L••Oct 2, 2018 · St Charles, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• D••••• J••••• · Director Of The Boardcontrolsince 03/2015 · owns 75% or more
- M•••••• T•••••••• P•••••• · Presidentcontrolsince 07/2006 · owns 5% to 10%
- T••••••• J•••••• M•••• · Chief Compliance Officer/Vice President Of Operationscontrolsince 07/2006 · owns 5% to 10%
Related persons
Schedule D 7.A
- C•••• M•••insurancey
- D•••• H••••••insurancey
- D•••••• G••••y
- K••••••• P•••••••••investment companyy
- M••••• F••••••y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Charles, Il | 18 | 0 | 0 | ||
| Arlington Heights, Il | 3 | 0 | 0 | ||
| Hollis, Nh | 2 | 0 | 0 | ||
| Naperville, Il | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Naperville, IL2 employees
- Arlington Heights, IL2 employees
- Chicago, IL1 employees
- Glenview, IL1 employees
- Naperville, IL1 employees
- New Lenox, IL1 employees
- , 1 employees
- Batavia, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 2,412 to 2,569Sep 16, 2025 to Mar 16, 2026
- Corporate clients · 4 to 5Sep 16, 2025 to Mar 16, 2026
- HNW clients · 201 to 254Sep 16, 2025 to Mar 16, 2026
- Individual clients · 790 to 778Sep 16, 2025 to Mar 16, 2026
- Assets in custody · $33.0M to $25.9MSep 16, 2025 to Mar 16, 2026
- Employees · 20 to 26Sep 16, 2025 to Mar 16, 2026
- Other offices · 10 to 11Sep 16, 2025 to Mar 16, 2026
- Discretionary RAUM · $605M to $753MSep 16, 2025 to Mar 16, 2026
- HNW RAUM · $379M to $523MSep 16, 2025 to Mar 16, 2026
- Individual RAUM · $228M to $232MSep 16, 2025 to Mar 16, 2026
- Non-discretionary RAUM · $2.4M to $2.5MSep 16, 2025 to Mar 16, 2026
- RAUM · $608M to $755MSep 16, 2025 to Mar 16, 2026
- Wrap assets (sponsor) · $2.7M to $0Sep 16, 2025 to Mar 16, 2026
- Accounts · 2,033 to 2,412Nov 4, 2024 to Mar 26, 2025
- Advisory employees · 23 to 20Nov 4, 2024 to Mar 26, 2025
- BD registered reps · 15 to 14Nov 4, 2024 to Mar 26, 2025
- Charity clients · 2 to 1Nov 4, 2024 to Mar 26, 2025
- Corporate clients · 2 to 4Nov 4, 2024 to Mar 26, 2025
- HNW clients · 159 to 201Nov 4, 2024 to Mar 26, 2025
- Individual clients · 758 to 790Nov 4, 2024 to Mar 26, 2025
- Assets in custody · $26.0M to $33.0MNov 4, 2024 to Mar 26, 2025
- Employees · 24 to 20Nov 4, 2024 to Mar 26, 2025
- Financial planning clients · 11-25 to 1-10Nov 4, 2024 to Mar 26, 2025
- State-registered IARs · 23 to 20Nov 4, 2024 to Mar 26, 2025
- Other offices · 13 to 10Nov 4, 2024 to Mar 26, 2025
- Discretionary RAUM · $456M to $605MNov 4, 2024 to Mar 26, 2025
- HNW RAUM · $291M to $379MNov 4, 2024 to Mar 26, 2025
- Individual RAUM · $166M to $228MNov 4, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $2.3M to $2.4MNov 4, 2024 to Mar 26, 2025
- RAUM · $458M to $608MNov 4, 2024 to Mar 26, 2025
- Wrap assets (sponsor) · $0 to $2.7MNov 4, 2024 to Mar 26, 2025
- Accounts · 1,470 to 2,033Jan 22, 2024 to Mar 28, 2024
- Advisory employees · 14 to 23Jan 22, 2024 to Mar 28, 2024
- BD registered reps · 9 to 15Jan 22, 2024 to Mar 28, 2024
- HNW clients · 150 to 159Jan 22, 2024 to Mar 28, 2024
- Individual clients · 468 to 758Jan 22, 2024 to Mar 28, 2024
- Assets in custody · $19.3M to $26.0MJan 22, 2024 to Mar 28, 2024
- Employees · 19 to 24Jan 22, 2024 to Mar 28, 2024
- Insurance-licensed employees · 1 to 2Jan 22, 2024 to Mar 28, 2024
- Financial planning clients · 1-10 to 11-25Jan 22, 2024 to Mar 28, 2024
Signals
9 dated events
- T•••• C•••••• W••••• M••••••••• I•• reported RAUM $607.9M, up 33% from $458.0M (2024-11-04 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- T•••• C•••••• W••••• M••••••••• I•• reported RAUM $458.0M, up 39% from $329.1M (2024-01-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- T•••• C•••••• W••••• M••••••••• I•• reported 10 offices beyond its principal office, up from 5 (2023-11-30 to 2024-01-09)Jan 9, 2024 · Office count change · derived
- C•••••• P•••• F•••••••• G••••• L•••'s advisors moved to T•••• C•••••• W••••• M••••••••• I•• (Glenview, IL): 5 of 10 registered, on the same dayJan 8, 2024 · f••• absorbed · derived
- D•••• A••• S•••••• left T•••• C•••••• W••••• M••••••••• I•• for R••••••• • A••••••••• (registered 2023-01-03)Dec 31, 2022 · a•••••• f••• change · fact
- W•••• J••••• P•••• left T•••• C•••••• W••••• M••••••••• I•• for L•• F•••••••• L•• (registered 2018-10-19)Dec 31, 2022 · a•••••• f••• change · fact
- T•• H••••• S•••••• left T•••• C•••••• W••••• M••••••••• I•• for R••••••• • A••••••••• (registered 2023-01-03)Dec 31, 2022 · a•••••• f••• change · fact
- J•••• S•• S•••••• left T•••• C•••••• W••••• M••••••••• I•• for R••••••• • A••••••••• (registered 2023-01-03)Dec 31, 2022 · a•••••• f••• change · fact
- 3 advisors left T•••• C•••••• W••••• M••••••••• I•• (Oak Brook, IL) for R••••••• • A••••••••• on the same dayDec 31, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- f••• profile url
- linkedin.com/company/total-clarity-wealth-management-inc.reportedpublic record, Form ADV, Sep 18, 2026
- f••• website
- totalclaritybusiness.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 630-762-9352reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026