DFX Intelligence
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Team lift-out
4 advisors left K•• I••••••••• S••••••• L•• for C••••• I••••••••• A••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Lafata | Ashtabula, Oh | Aug 30, 2023 | Aug 29, 2023 |
| Emily Grace Coudriet | Brooklyn, Oh | Aug 30, 2023 | Aug 29, 2023 |
| Mark Edward Davies | Brooklyn, Oh | Sep 6, 2023 | Sep 8, 2023 |
| Nadia Sajovie | Brooklyn, Oh | Sep 13, 2023 | Sep 12, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Aug 30, 2023 to Sep 13, 2023
- Registered next
- Aug 29, 2023 to Sep 12, 2023
- Branch state
- OH
- Cities
- 2, most in Brooklyn, Oh
- Registered there that day
- 443 (people still on IAPD; an estimate)
- Share of that headcount
- 0.9%
- Succession by the destination
- none on the tape