DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from B•• H••••• F•••••••• A•••••••• I•• to B•• A•••• M••••••••• C••••
Not a lift-out: both firms report Bmo Financial Corp as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Matthew Spitzner | Brookfield, Wi | Feb 5, 2015 | Nov 2, 2015 |
| Benjamin Decator Jones | Milwaukee, Wi | Feb 5, 2015 | Nov 2, 2015 |
The rule
- Registrations ended
- Feb 5, 2015
- Registered next
- Nov 2, 2015
- Branch state
- WI
- Cities
- 2, most in Milwaukee, Wi
- Registered there that day
- 176 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- One enterprise because
- both firms report Bmo Financial Corp as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape