RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 2, 2026 · Waterford, Wi
- C••••••• P••••••• independent RIADec 20, 2024 to Apr 3, 2026 · Racine, Wi
- K•••• I••••••••• G••••• L•• formerSep 30, 2020 to Dec 31, 2024 · Brookfield, Wi
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 28, 2016 to Oct 12, 2020 · Waukesha, Wi
- B•• A•••• M••••••••• C•••• otherNov 2, 2015 to Oct 27, 2016 · Milwaukee, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerNov 13, 2012 to Feb 5, 2015 · Milwaukee, Wi
- C••••••• P••••••• to L•• F•••••••• L••left Apr 3, 2026, registered Apr 2, 2026 (-1 days) · RIA to affiliated broker-dealer or bank
- K•••• I••••••••• G••••• L•• to C••••••• P•••••••left Dec 31, 2024, registered Dec 20, 2024 (-11 days) · RIA to RIA · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to K•••• I••••••••• G••••• L••left Oct 12, 2020, registered Sep 30, 2020 (-12 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- B•• A•••• M••••••••• C•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 27, 2016, registered Nov 28, 2016 (32 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to B•• A•••• M••••••••• C••••left Feb 5, 2015, registered Nov 2, 2015 (270 days) · channel change inside one enterprise, not a move · moved with a team
- A•••• M•••••• S••••••• left C••••••• P••••••• for L•• F•••••••• L•• (registered 2026-04-02)Apr 3, 2026 · Advisor changed firm · fact
- A•••• M•••••• S••••••• left K•••• I••••••••• G••••• L•• for C••••••• P••••••• (registered 2024-12-20)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address