DFX Intelligence
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Team lift-out
3 advisors left N•• F•••••••• G••••• L•• for W•••••• I••••••••• S•••••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew David Tsu | Irvine, Ca | Jun 27, 2022 | Jun 24, 2022 |
| Charles Brian Conners | Irvine, Ca | Jun 27, 2022 | Jun 24, 2022 |
| Maureen Ming-Yuan Tsu | San Juan Capistrano, Ca | Jun 27, 2022 | Jun 24, 2022 |
The rule
- Registrations ended
- Jun 27, 2022
- Registered next
- Jun 24, 2022
- Branch state
- CA
- Cities
- 2, most in Irvine, Ca
- Registered there that day
- 28 (people still on IAPD; an estimate)
- Share of that headcount
- 11%
- Succession by the destination
- none on the tape