DFX Intelligence
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Team lift-out
4 advisors left F•••• A••••• A••••••• S•••••••• I••• for P•••••• W••••• A•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Aaron Volkman | New York, Ny | Nov 12, 2020 | Jun 14, 2017 |
| Jeffrey Alan Kerman | New York, Ny | Nov 12, 2020 | Sep 29, 2016 |
| John Louis Diaz | New York, Ny | Nov 12, 2020 | Jan 21, 2015 |
| Russell C Bailyn | New York, Ny | Nov 12, 2020 | Jan 5, 2015 |
The rule
- Registrations ended
- Nov 12, 2020
- Registered next
- Jan 5, 2015 to Jun 14, 2017
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 431 (people still on IAPD; an estimate)
- Share of that headcount
- 0.9%
- Succession by the destination
- none on the tape