DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• M••••••••• L••
Not a lift-out: both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Albin | San Diego, Ca | Nov 12, 2020 | Nov 9, 2015 |
| Matthew Gregory Bregozzo | San Diego, Ca | Nov 12, 2020 | Nov 6, 2015 |
The rule
- Registrations ended
- Nov 12, 2020
- Registered next
- Nov 6, 2015 to Nov 9, 2015
- Branch state
- CA
- Cities
- 1, most in San Diego, Ca
- Registered there that day
- 431 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report Aretec Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape