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Team lift-out

5 advisors left C••• B•••••••• S•••••••• I••• for C••• F•••••••• S•••••••• L•••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
David Lindsey SpencerShelby, NcJul 12, 2019Jul 10, 2019
Douglas L RobertsonCharlotte, NcJul 12, 2019Jul 10, 2019
Kevin Lee CookAsheboro, NcJul 15, 2019Jul 10, 2019
Lopez Duane DavisWinston Salem, NcJul 15, 2019Jul 10, 2019
Jon Carl FoxKernersville, NcJul 18, 2019Jul 10, 2019
The rule
Registrations ended
Jul 12, 2019 to Jul 18, 2019
Registered next
Jul 10, 2019
Branch state
NC
Cities
5, most in Shelby, Nc
Registered there that day
489 (people still on IAPD; an estimate)
Share of that headcount
1.0%
Succession by the destination
none on the tape