RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Cuso Financial Services, L.P.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | LPL Financial LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Moon Township, Pa +1 | Affiliated broker-dealer or bank to another | May 26, 2023 |
| 2 | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | Shawano, Wi +1 | RIA to affiliated broker-dealer or bank | Feb 6, 2023 |
| 2 | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Cincinnati, Oh +1 | Affiliated broker-dealer or bank to another | May 6, 2022 over 7 d |
| 2 | MML Investors Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | San Francisco, Ca +1 | Affiliated broker-dealer or bank to another | Mar 4, 2022 over 4 d |
| 2 | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Boulder City, Nv | Affiliated broker-dealer or bank to another | Dec 3, 2021 |
| 2 | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Wadsworth, Tx +1 | Affiliated broker-dealer or bank to another | Oct 5, 2021 |
| 5 | Cuna Brokerage Services, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Shelby, Nc +4 | Affiliated broker-dealer or bank to another | Jul 12, 2019 over 6 d |
| 3 | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | Lakewood, Ca +2 | RIA to affiliated broker-dealer or bank | Jul 11, 2019 |
| 4 | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Saint Louis, Mo | Affiliated broker-dealer or bank to another | Mar 7, 2018 over 2 d |
| 3 | LPL Financial LLC other | Cuso Financial Services, L.P. other | Los Angeles, Ca +1 | Other | Oct 7, 2016 |
| 3 | Cetera Advisor Networks LLC other | Cuso Financial Services, L.P. other | Vancouver, Wa | Other | Nov 18, 2015 |
| 2 | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. other | Salt Lake City, Ut +1 | Other | May 15, 2015 over 12 d |
| 2 | LPL Financial LLC other | Cuso Financial Services, L.P. other | Syracuse, Ny | Other | Feb 19, 2015 |
| 3 | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Clearfield, Ut +2 | Other | Jan 14, 2015 |