DFX Intelligence
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Team lift-out
2 advisors left C••• B•••••••• S•••••••• I••• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Allan Stern | Waverly, Ia | Jun 6, 2022 | Jun 17, 2022 |
| Kim Marie Pruitt | Waverly, Ia | Jun 6, 2022 | May 18, 2022 |
The rule
- Registrations ended
- Jun 6, 2022
- Registered next
- May 18, 2022 to Jun 17, 2022
- Branch state
- IA
- Cities
- 1, most in Waverly, Ia
- Registered there that day
- 16 (people still on IAPD; an estimate)
- Share of that headcount
- 13%
- Succession by the destination
- none on the tape