DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••
Not a lift-out: both firms report Kansas City 727 Acquisition, Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eric Jesse Wasson | Indianapolis, In | Sep 3, 2015 | Jul 7, 2015 |
| Vincent James Mcmahon | Indianapolis, In | Sep 3, 2015 | Jul 21, 2015 |
The rule
- Registrations ended
- Sep 3, 2015
- Registered next
- Jul 7, 2015 to Jul 21, 2015
- Branch state
- IN
- Cities
- 1, most in Indianapolis, In
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 33%
- One enterprise because
- both firms report Kansas City 727 Acquisition, Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape