RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• J•••• M••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince Oct 6, 2016 · Indianapolis, In
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 21, 2015 to Dec 1, 2016 · Indianapolis, In
- T•• M••••• F••• S•••• formerJan 18, 2013 to Sep 3, 2015 · Overland Park, Ks
- T•• M••••• F••• S•••• formerJan 3, 2011 to Sep 19, 2013 · Overland Park, Ks
- T•• M••••• F••• S•••• unclassifiedMay 18, 2005 to Dec 31, 2010 · Louisville, Ky
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Dec 1, 2016, registered Oct 6, 2016 (-56 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Sep 3, 2015, registered Jul 21, 2015 (-44 days) · channel change inside one enterprise, not a move · moved with a team
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Sep 19, 2013, registered Jan 18, 2013 (-244 days) · channel change inside one enterprise, not a move
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Dec 31, 2010, registered Jan 3, 2011 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address