DFX Intelligence
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Firm absorbed
19 advisors left F••••••• W••••• M••••••••• L•• for C•••••••
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Jay Christensen | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Blake Ryan Greenfield | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Clay Edward Hartman | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Cynthia Ann Wolf | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| David K Neal | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Deann Elaine Mitchell | Leawood, Ks | Oct 21, 2022 | Aug 22, 2022 |
| Deborah Sue Farnham | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Doug Eric Allen Jenkins | Wichita, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Jill Allagood Rogers | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| John D Jenkins | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Joseph Alan Pesnell | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Mark Edward Howe | Leawood, Ks | Oct 21, 2022 | Aug 30, 2022 |
| Matthew C Taylor | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Nicholas Michael Blasi | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Richard James Rogers | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Robert Scott Richardson | Leawood, Ks | Oct 21, 2022 | Aug 22, 2022 |
| Sidni Nicole Dohm | Shawnee, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Tracy Klem Ruddle | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
| Troy David Kerr | Leawood, Ks | Oct 21, 2022 | Aug 19, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 21, 2022
- Registered next
- Aug 19, 2022 to Aug 30, 2022
- Branch state
- KS
- Cities
- 3, most in Leawood, Ks
- Registered there that day
- 23 (people still on IAPD; an estimate)
- Share of that headcount
- 83%
- Succession by the destination
- none on the tape